SECTION 1 – FACTUAL INFORMATION
1.1 HISTORY OF THE FLIGHT
1.1.1 Introduction
UTC1 On 07 March 2014 at 1642 [0042 MYT, 08 March 2014], Malaysia Airlines (MAS) Flight MH370 Beijing-bound international scheduled passenger flight departed from Runway 32 Right, KL International Airport (KLIA) with a total of 239 persons on board (227 passengers and 12 crew). The aircraft was a Boeing 777-200ER, registered as 9M-MRO.
The Pilot-in-Command (PIC) signed in for duty at 1450 UTC [2250 MYT], 07 March 2014 followed by the First Officer (FO) who signed in 25 minutes later. The MAS Operations Despatch Centre (ODC) released the flight at around 1515 UTC [2315 MYT].
The PIC, an authorised examiner for the Department of Civil Aviation (DCA), Malaysia, was conducting the last phase of line training for the FO, who was transitioning to the Boeing 777 (B777) aircraft type from the Airbus A330. As the FO was certified functional during his last line training flight, no additional pilot was required as safety pilot on MH370. It has been established that the PIC had assigned the FO to be the Pilot Flying for this flight.
The PIC ordered 49,100 kilograms (kg) of fuel for the flight that gave an endurance of 07 hours and 31 minutes including reserves (as per computerised flight plan). The planned flight duration was 05 hours and 34 minutes.
The recorded radio transmissions between the Air Traffic Controllers at Kuala Lumpur Area Control Centre (KL ACC) and the FO showed that an airways clearance request to Lumpur Airways Clearance Delivery was made at 1625:52 UTC [0025:52 MYT] and a pushback and start clearance request to Lumpur Ground was made at 1627:37 UTC [0027:37 MYT].
Note: In accordance with the Standard Operating Procedures (SOP) of MAS, radio
1 Unless specified, all times in this report are in Coordinated Universal Time (UTC). The Malaysian Time (MYT) is UTC+08 hours.
communication on the ground is the responsibility of the FO. In the air, the role is reversed when the assigned pilot flying is the FO.
Lumpur Tower cleared MH370 for take-off at 1640:37 UTC [0040:37 MYT]. At 1642:53 UTC [0042:53 MYT] Lumpur Departure cleared MH370 to climb to Flight Level (FL) 180 (the aviation term for 18,000 feet [ft.]) and to cancel the Standard Instrument Departure (SID) clearance by tracking direct to waypoint2 IGARI.
At 1643:31 UTC [0043:31 MYT], KL ACC Sector 3 Planner coordinated with Ho Chi Minh (Viet Nam) Area Control Centre (HCM ACC) on the Direct Speech Circuit (direct telephone line) relaying the estimated time of arrival (ETA) of MH370 for waypoint IGARI as 1722 UTC [0122 MYT] and the assigned Secondary Surveillance Radar (SSR) transponder code A2157.
MH370 was transferred to Lumpur Radar at 1646:39 UTC [0046:39 MYT].
At 1646:58 UTC [0046:58 MYT], MH370 was cleared to climb to FL250 and subsequently to FL350 at 1650:08 UTC [0050:08 MYT]. MH370 reported maintaining FL350 at 1701:17 UTC [0101:17 MYT] and reported maintaining FL350 again at 1707:56 UTC [0107:56 MYT].
At 1719:26 UTC [0119:26 MYT], MH370 was instructed to contact HCM ACC on the radio frequency 120.9 MHz.
At 1719:30 UTC [0119:30 MYT], MH370 acknowledged with “Good night Zero”. This was the last recorded radio transmission Malaysian Three Seven from MH370.
Radar recording showed that MH370 passed through waypoint IGARI at 1720:31 UTC [0120:31 MYT].
Based on the reconstruction of the flight profile conducted on the B777 simulator, the flight would be at waypoint IGARI one minute earlier than the original ETA of 1722 UTC [0122 MYT].
2 Waypoint - A specified geographical location used to define an area navigation route or the flight path of an aircraft employing area navigation. Waypoints are identified as either: • Fly-by waypoint - A waypoint which requires turn anticipation to allow tangential interception of the next segment of a route or procedure, or • Flyover waypoint - A waypoint at which a turn is initiated in order to join the next segment of a route or procedure. 2
The Mode S symbol of MH370 dropped off from radar display at 1720:36 UTC [0120:36 MYT], and the last secondary radar position symbol of MH370 was recorded at 1721:13 UTC [0121:13 MYT].
The disappearance of the radar position symbol of MH370 was captured by the KL ACC radar at 1721:13 UTC [0121:13 MYT]. The Malaysian military radar and radar sources from two other countries, namely Viet Nam and Thailand, also captured the disappearance of the radar position symbol of MH370. The Bangkok radar target drop occurred at 1721:13 UTC [0121:13 MYT] and Viet Nam’s at 1720:59 UTC [0120:59 MYT].
The last Aircraft Communication Addressing and Reporting System (ACARS) (refer to ACARS) transmission was made through the aircraft’s Section 1.9.4 - satellite communication system at 1707:29 UTC [0107:29 MYT].
(below) shows the Figure 1.1A Chronological Sequence of Events of the Disappearance of MH370 (in pictorial form and not to scale)
1.1.2 Actions by HCM ACC and KL ACC
At 1739:06 UTC [0139:06 MYT] HCM ACC queried KL ACC on the whereabouts of MH370. KL ACC contacted MAS ODC to check on the whereabouts of MH370.
HCM ACC had also contacted Hong Kong (China) ACC and Phnom Penh (Cambodia) ACC in an attempt to establish the location of MH370. However, no contact had been established by any of the ATC units.
Kuala Lumpur Aeronautical Rescue Coordination Centre (KL ARCC) was activated at 2130 UTC [0530 MYT]. There is no evidence to show HCM ACC activated its Rescue Coordination Centre.
1.1.3 Diversion from Filed Flight Plan Route
- Malaysian Military Radar
The Military radar data provided more extensive details of what was termed as “Air Turn Back”. It became very apparent, however, that the recorded altitude and speed change “blip” to “blip” were well beyond the
capability of the aircraft. It was highlighted to the Team that the altitude and speed extracted from the data are subjected to inherent error. The only useful information obtained from the Military radar was the latitude and longitude position of the aircraft as this data is reasonably accurate.
At 1721:13 UTC [0121:13 MYT] the Military radar showed the radar return of MH370 turning right but shortly after, making a constant left turn to heading of 273°, flying parallel to Airway M765 to VKB (Kota Bharu).
Between 1724:57 UTC [0124; 57 MYT] to 1737:35 UTC [0137:35 MYT] the “blip” (a spot of light on a radar screen indicating the position of a detected aircraft) made heading changes that varied between 8° and 20°, and a ground speed that varied from 451 kt to 529 kt. The Military data also recorded a significant height variation from 31,150 to 39,116 ft.
The Military data further identified the “blip” on a heading of 239° at 1737:59 UTC [0137:59 MYT] parallel to Airway B219 towards VPG (VOR Penang). Heading of this “blip” varied from 239° to 255° at a speed from 532 to 571 kt. The height of this “blip” was recorded between 24,450 ft and 47,500 ft.
At 1752:31 UTC [0152:31 MYT] the “blip” was observed to be at 10 nm south of Penang Island on a heading of 261°, speed of 525 kt and at a height of 44,700 ft.
At 1801:59 UTC [0201:59 MYT] the data showed the “blip” on a heading of 022°, speed of 492 kt and altitude at 4,800 ft. This is supported by the “blip” detected by Military radar in the area of Pulau Perak at altitude 4,800 ft at 1801:59 UTC [0201:59 MYT]. At 1803:09 UTC [0203:09 MYT] the “blip” disappeared, only to reappear at 1815:25 UTC [0215:25 MYT] until 1822:12 UTC [0222:12 MYT], about 195 nm from Butterworth, on a heading of 285°, speed of 516 kt and at an altitude of 29,500 ft.
9\ At 1721:13 UTC [0121:13 MYT], 3.2 nm FPL MH370 after passing IGARI, the radar position symbol of MH370 dropped off KUALA LUMPUR -R208 IGARI M765-W1- 8 MH370 Mode S symbol dropped off at BMT-W12-PCA-G221- 1720:36 UTC [0120:36 MYT] BUNTA-A1-IKELA-P901- IDOSI-DCT CH-DCT 7 MH370 over waypoint IGARI at 1720:31 BEKOL-A461-YIN-VYK- BMT UTC [0120:31 MYT] BEIJING TSN 6 A t 1719:26 UTC [0119:26 MYT], 8.6 nm to waypoint IGARI, KL ACC instructed MH370 to contact HCM ACC IGARI MH370 acknowledged with ‘Good night Zero’ at 1719:30 UTC 9 Malaysian Three Seven 8 [0119:30 MYT] 9 7 5 MH370 maintaining FL350 at 1701:17 UTC [0101:17 MYT] BITOD 5 MH370 reported again maintaining FL350 at 1707:56 UTC [0107:56 MYT] 4 3 M H370 climbing to FL350 at 1650:11 UTC 4 [0050:11 MYT] 2 3 MH370 climbing to FL250 at 1647:03 UTC 1 [0047:03 MYT] 2 MH370 climbing to FL180 at 1643:01 UTC [0043:01 MYT] Lumpur Tower cleared for take-off at 1 1640:37 UTC [0040:37 MYT] and MH370 Figure 1.1A - Chronological Sequence of Events of Disappearance of MH370 departed at 1642 UTC [0042 MYT] (in pictorial form and not to scale)
Figure 1.1A – Chronological Sequence of Events of Disappearance of MH370 (in pictorial form and not to scale)
The tracking by the Military continued as the “blip” was observed to be heading towards waypoint MEKAR on Airway N571 when it finally disappeared at 1822:12 UTC [0222:12 MYT], 10 nm after waypoint MEKAR.
On the day of the disappearance of MH370, the Military radar system recognised the ‘blip’ that appeared west after the left turn over IGARI was that of MH370. Even with the loss of SSR data, the Military long range air defence radar with Primary Surveillance Radar (PSR) capabilities affirmed that it was MH370 based on its track behaviour, characteristics and constant/continuous track pattern/trend. Therefore, the Military did not pursue to intercept the aircraft since it was ‘friendly’ and did not pose any threat to national airspace security, integrity and sovereignty.
Based on the Malaysian Military data, a reconstruction of the profile was conducted on a Boeing 777 simulator. (below) in chart form Figure 1.1B shows the Some of Profile Chart of Data from Malaysian Military Radar. the speed and height variations were not achievable even after repeated simulator sessions.
It was also noted that, in the absence of autopilot or continuous manual control, an aircraft is very unlikely to maintain straight and level flight. Further, it is extremely unlikely for an aircraft to enter and maintain a turn and then return to straight and level flight for any significant period of time.
- DCA Civilian Radar Data from Kota Bharu - Sultan Ismail Petra Airport Runway
The aircraft diversion from the filed flight plan route was recorded on the DCA radar playback:
- From 1730:37 UTC [0130:37 MYT] to 1744:52 UTC [0144:52 MYT] a primary aircraft target was captured by the Terminal Primary Approach Radar located to the south of the Kota Bharu – Sultan Ismail Petra Airport runway.
- The appearance of an aircraft target on the KL ACC radar display, coded as P3362, was recorded at 1730:37 UTC [0130:37 MYT] but the aircraft target disappeared from the radar display at 1737:22 UTC [0137:22 MYT].
- At 1738:56 UTC [0138:56 MYT] an aircraft target, coded as P3401, appeared on the KL ACC radar display and disappeared at 1744:52 UTC [0144:52 MYT].
- At 1747:02 UTC [0147:02 MYT] an aircraft target, coded as P3415, appeared on the KL ACC radar display but disappeared at 1748:39 UTC [0148:39 MYT], which appeared to be the continuity of the same target.
- At 1751:45 UTC [0151:45 MYT] an aircraft target, coded as P3426, appeared on the KL ACC radar display but disappeared at 1752:35 UTC [0152:35 MYT].
(below) shows Figure 1.1C Diversion from Filed Flight Plan Route (in pictorial form and not to scale).
It has been confirmed by DCA and its radar maintenance contractor, Advanced Air Traffic Systems (M) Sdn. Bhd. (AAT), that it was the 60 nm Terminal Primary Approach Radar, co-mounted with 200 nm monopulse SSR3 located to the south of Kota Bharu - Sultan Ismail Petra Airport runway, which captured the above-mentioned primary aircraft targets.
3 SSR (Secondary Surveillance Radar) - A surveillance radar system which uses transmitters/receivers system transponders. (interrogators) and
Figure 1.1B - Profile Chart of Data from Malaysian Military Radar (not to scale).
FPL MH370 1 P3362: Appeared at 1730:37 UTC [0130:37 MYT] KUALA LUMPUR -R208 IGARI M765-W1-BMT- P3362: C oasted at 1737:12 UTC [0137:12 MYT] 2 W12-PCA-G221- Droppe d at 1737:22 UTC [0137:22 MYT] BUNTA-A1- P3401: Appeared at 1738:56 UTC [0138:56 MYT] 3 IKELA-P901- IDOSI-DCT CH- P3401: Coasted at 1744:42 UTC [0144:42 MYT] 4 DCT BEKOL- Droppe d at 1744:52 UTC [0144:52 MYT] TSN A461-YIN-VYK- 5 P3415: Appeared at 1747:02 UTC [0147:02 MYT] BEIJING NILAM 6 P34 15 : Coasted at 1748:29 UTC [0148:29 MYT] Dropped at 1748:39 UTC [0148:39 MYT] MEKAR Kota Bharu P3426: Appeared at 1751:45 UTC [0151:45 MYT] 1 7 BITODB VAMPI 2 8 P3426: Coasted at 1752:25 UTC [0152:25 MYT] 10 Dropped at 1752:35 UTC [0152:35 MYT] P3426 last seen on radar display IGARI 5 3 7 Approximately 6 nm south of Penang 4 9 6 8 9 The primary target (military radar) appeared to track west-northwest direction joining RNAV Route N571 at waypoint VAMPI thence to 10 nm north MEKAR Source: RMAF 10 The primary target ended at 10 nm after MEKAR at 1822:12 UTC [0222:12 MYT] Source: RMAF Figure 1.1C - Diversion from Filed Flight Plan Route - Civilian Radar (in pictorial form and not to scale) Filed Flight Plan Route Diversion route Rada r targe t appearance Radar target coasted/dropped off
(below) shows the suitable airports for emergency en-route diversion. Figure 1.1D
Langkawi Kota Bharu
Penang Kuala Terengganu
Medan
Figure 1.1D - Airports for Emergency Landing along the Flightpath of MH370 (chart not to scale)
(below) shows the MH370. Figure 1.1E Filed Flight Plan message of
Source: DCA Malaysia Figure 1.1E - Filed Flight Plan message of MH370.
(below) shows Radar Data Plots (RDP) Tracks from the 60 Figure 1.1F nm Terminal Primary Approach Radar co-mounted with 200 nm monopulse SSR located to the south of Kota Bharu - Sultan Ismail Petra Airport runway after Diversion and (below) shows RDP Figure 1.1G Tracks from Kuala Lumpur after take-off.
All the primary aircraft targets that were recorded by the DCA radar are consistent with those of the military data that were made available to the Investigation Team.
Source: Advanced Air Traffic Systems (M) Sdn. Bhd. (AAT) Figure 1.1F - Radar Data Plots (RDP) Tracks from the 60 nm Terminal Primary Approach Radar co-mounted with 200 nm monopulse SSR located to the south of Kota Bharu - Sultan Ismail Petra Airport runway after Diversion.
Source: Advanced Air Traffic Systems (M) Sdn. Bhd. (AAT) Figure 1.1G - Radar Data Plots (RDP) Tracks from Kuala Lumpur after take-off
Reference:
The Malaysia Aeronautical Information Publication [AIP] ENR 1.6 dated 05 June 2008, AIP AMDT 2/2008 on the Provision of Radar Services and Procedures states that, in paragraph 1.1.4:
“In the Kuala Lumpur and Kota Kinabalu FIRs, radar services are provided using the following civil/military ATC Radars: g) A 60 nm Terminal Primary Approach Radar co-mounted with 200 nm monopulse SSR located to the south of Kota Bharu - Sultan Ismail Petra Airport runway.”.
(below) shows the Radar Coverage Chart of Kuala Figure 1.1H Lumpur and Kota Kinabalu FIRs. 13
Source: DCA Malaysia
Figure 1.1H - Radar Coverage Chart of Kuala Lumpur and Kota Kinabalu Flight Information Regions
- Ho Chi Minh Air Traffic Services
The tracking of MH370 was captured by HCM ACC Secondary Radar at Tan Son Nhut and at Camau Province, and Automatic Dependent Surveillance- Broadcast (ADS-B) located at Conson Island/range 270 nm) at 1711:59 UTC [0111:59 MYT] as it was heading for waypoint IGARI.
At 1720:59 UTC [0120:45 MYT] the “blip” from MH370 from both SSR and ADS-B radar position symbols disappeared from the radar display.
A visit was made to the office of the Vietnamese Civil Aviation Authority (CAAV) in Ho Chi Minh City on 10 September 2014. In interviews, the Duty HCM Duty ACC Controller who was handling MH370 on that night could not explain why he did not initiate any call to MH370 within the standard 5 minutes as specified in the Letter of Agreement (LOA) between Department of Civil Aviation Malaysia and Viet Nam Air Traffic Management dated 07 July 2001 and effective on 01 November 2001 (Refer Appendix 1.1A - Letter of Agreement between DCA Malaysia and Nam). It was noted that he had only initiated an enquiry on the Viet whereabouts of MH370 at 1739:03 UTC [0139:03 MYT] after a lapse of 12 minutes.
The Duty Controller however had stated that he had initiated calls to other aircraft on the existing frequency and on the emergency frequency of 121.5 MHz. This was neither supported nor collaborated by any documents.
The landline recorded transcripts between KL ACC and HCM ACC suggested that there were confusions on the position of MH370. This was evident when HCM ACC requested KL ACC for information on MH370 at 1739:06 UTC [0139:06 MYT]. This conversation took place:
KL ACC: “MH370 already transferred to you rite?” HCM ACC: “Yeah…yeah…I know at time two zero but we have no just about in contact up to BITOD…we have radar lost with him…the one radar.” we have to track identified via
When pointed out that neither HCM ACC SSR nor ADS-B showed any presence of a “blip” of MH370, the Duty Controller could not explain why he mentioned BITOD.
MH370 was operating within the Singapore FIR, in that portion of the airspace which has been delegated to Malaysia (Refer to Figure 2.2K - for the provision of air traffic Singapore Airspace delegated to Malaysia) 15
services when the last air-ground radio contact was made at 1719 UTC [0119 MYT]. As such, KL ACC should be responsible for the alerting service which would mean that KL ACC would have to declare the Distress Phase at 1827 UTC [0227 MYT] when HCM ACC informed that there had been no two-way radio communications with MH37O.
The was only declared at 2232 UTC [0632 MYT]. Refer to DETRESFA para. 2.2.7 Table 2.2C, No. 26-28 - Chronology of ATC Events following the Disappearance of MH370; and to para. 2.2.8 1) o) - Activation of Aeronautical Rescue Coordination Centre, for details.
Reference:
Manual of Air Traffic Services, Part 9 - Emergencies, para. 9-6-5, Para, 6.7.2 dated 15/3/2009 states:
If alerting service is required for an aircraft that is flight planned to operate through more than one FIR including the airspace delegate to the Kuala Lumpur and Kota Kinabalu ATSCs and the position of the aircraft is in doubt, the responsibility for co-ordinating such service shall normally rest with the ATSC of the respective FIRs:
- within which the aircraft was flying at the time of last air-ground radio contact;
- that the aircraft was about to enter when last air-ground contact was established at or close to the boundary of two FIRs or control areas;
- within which the aircraft’s intermediate stop or final destination point is located: 1) if the aircraft was not equipped with suitable two-way radio communication, or
- was not under obligations to transmit position reports. and
ICAO Doc 4444 ATM/501 Procedures for Air Navigation - Air Traffic Management (PANS-ATM), page 9-6, para 9.2.2.2, dated 22/11/07 states:
When alerting services is required in respect of a flight operated through more than one FIR or control area, and when the position of the aircraft is in doubt, responsibility for coordinating such service
shall rest with the ATS unit of the FIR or control area within which the aircraft was flying at the time of last air-ground radio contact:
- that the aircraft was about to enter when last air-ground contact was established at or close to the boundary of two FIRs or control areas;
- within which the aircraft’s intermediate stop or final destination point is located:
- if the aircraft was not equipped with suitable two-way radio communication, or
- was not under obligations to transmit position reports.
Based on interviews, HCM ACC had stated that it did not initiate any emergency actions as it did not receive any change of the transfer of control time of IGARI, MH370 did not contact the Centre at the stated time, and it was unable to establish radio communication with MH370.
MH370 was also operating in the airspace delegated to KL ACC and the last air-ground radio contact was with KL ACC. Hence the provision of alerting service for MH370 rests with KL ACC.
These uncertainties were further compounded by the Duty Despatcher, based on MAS Flight Following System (FFS), who mentioned that the aircraft was over the Cambodian airspace when in fact the filed flight plan routing did not include flying over the Cambodian airspace.
Added to these confusions, for reasons best known to him, the MAS Captain from the Technical and Development Department, Flight Operations spoke to KL ACC saying that the aircraft did not leave the Malaysian airspace. When interviewed, the Captain insisted that he was asking a question rather than making a statement. This conversation was recorded at 0521.23 MYT:
KL ACC: “…had never leave Lumpur airspace?” MAS Captain: “…yea he has not left Lumpur airspace because he has failed to call Ho Chi Minh.”
- Kuala Lumpur ACC Radar
KL ACC Radar captured the disappearance of MH370 at 1721:13 UTC [0121:13 MYT]. In interviews with the Duty KL ACC Radar Controller, he stated that he did not notice the “blip” disappearance as MH370 was out
of radar coverage and would be in contact with HCM ACC after the transfer of responsibility was effected.
From 1730:37 UTC [0130:37 MYT] to 1752:35 UTC [0152:35 MYT], what appeared to be MH370 was captured on KL ACC primary radar, coded as P3362, P3401, P1415, P3415 and P3426 (P signifies Primary Radar). Figure 1.1C - Diversion from Filed Flight Plan Route. The appearance of a “blip” coded as P3362 was recorded at 1730:37 UTC [0130:37 MYT)] but disappeared abruptly at 1737:22 UTC [0137:22 MYT].
At 1738:56 UTC [0138:56 MYT], a “blip” identified as P3401 was tracked by KL ACC but disappeared at 1744:52 UTC [0144:52 MYT].
Shortly after, another “blip” coded as P3451 appeared at 1747.02 UTC [0147:02 MYT] but disappeared at 1748:39 UTC [0148:39 MYT].
At 1751:45 UTC [0151:45 MYT], a “blip” coded as P3426 appeared south of Penang Island but disappeared at 1752:35 UTC [0152:35 MYT].
- Medan Air Traffic Control Radar
The Medan ATC Radar has a range of 240 nm, but for unknown reasons, did not pick up any radar return bearing the SSR transponder code A2157 of MH370.
The Indonesian Military however stated that they picked up MH370 earlier as it was heading towards waypoint IGARI.
No other information was made available.
- Bangkok Air Traffic Control Radar
The radar position symbol with SSR transponder code A2157 was detected on the Aeronautical Radio of Thailand Limited (AEROTHAI) radar display at 1711 UTC [0111 MYT] as the aircraft was tracking for waypoint IGARI.
Thailand DCA is a government agency whereas AEROTHAI is a state enterprise under the Ministry of Transport and Communications. AEROTHAI is the air navigation service provider responsible for the provision of Air Traffic Services within the Bangkok Flight Information Region (FIR).
As the flight plan of MH370 did not fall under the purview of Thailand’s FIR, Bangkok ACC did not pay attention to this flight. On playback of the radar recording it was noted that the radar position symbol of A2157 disappeared at 1721:13 UTC [0121:13 MYT].
- Singapore Air Traffic Services
The Team visited Singapore to conduct interviews with officers from Civil Aviation Authority of Singapore (CAAS) and the Air Traffic Controllers on duty on 07 March 2014. The following were noted:
- Singapore ACC did not have radar coverage over the South China Sea. (ADS and CPDLC services are available to suitably equipped aircraft operating outside radar cover over the South China Sea …);
Reference:
AIP Singapore page 94 GEN 3.4-2, 10 MAR 11, para 3.2.2 d.
- At 2104:00 UTC [0504:00 MYT], Singapore ACC received a call from Hong Kong ACC enquiring any knowledge of a missing Malaysian aircraft MH370. Hong Kong ACC then requested assistance from Singapore ACC to contact Lumpur ACC for detailed information. It was evident that Singapore ACC was not aware of the problem until this call was received. Hong Kong ACC however had the knowledge of the missing Aircraft earlier after receiving unconfirmed information from HCM ACC;
- At 2109:13 UTC [0509:13 MYT], Singapore ACC contacted Lumpur ACC to relay the query from Hong Kong ACC.
Reference
Radiotelephony transcripts between Singapore ACC and KL ACC on Sector 3+5 Planner - Appendix 1.18G Direct Line Coordination pages 109 to 114. Communication,
- Singapore ACC did not have radar coverage over the South China Sea. (ADS and CPDLC services are available to suitably equipped aircraft operating outside radar cover over the South China Sea …);
1.1.4 Role of Malaysian Military
On the day of the disappearance of MH370, the Military radar system recognised the ‘blip’ that appeared west after the left turn over IGARI was that of MH370. Even with the loss of SSR data, the Military long range air defence radar with Primary Surveillance Radar (PSR) capabilities affirmed that it was MH370 based on its track behaviour, characteristics and constant/ 19
continuous track pattern/trend. Therefore, the Military did not pursue to intercept the aircraft since it was ‘friendly’ and did not pose any threat to national airspace security, integrity and sovereignty.
1.1.5 Detection of Hand Phone Signal
A Telco service provider in an interview with the RMP confirmed a signal “hit” occurred at 0152:27 MYT on 08 March 2014, coming from the mobile phone tower (LBS Location Base station) at Bandar Baru Farlim Penang. The signal “hit” however did not record any communication except to confirm that it was in the ON mode signal related to the “hit”. The phone number was xxxxxxx later traced to that registered under the FO. This was supported by the RMP’s report.
To ascertain the probability of making calls inside an aircraft from different altitudes, a reconstructed flight using a King Air 350 over the said area and during the same time when the signal “hit” happened was carried out shortly after the disappearance of MH370. The flight was conducted from an altitude of 24,000 ft with step descents every 4,000 ft until 8,000 ft. The next descent was to 5,000 ft but at 1,000 ft interval. An expert from a Telco service provider conducted the test using three different brands of phone and related equipment that were carried on board the King Air 350. Test call will be automatically answered by the server in the event of connectivity.
In summary, during the tests, it was found that it was difficult to maintain successful call connectivity above 8,000 ft. However, one brand of phone was able to make a call at 20,000 ft. Only one cell phone service provider recorded the highest call attempts using their 3G network above 8,000 ft. Two service providers could only provide connection below 8,000 ft.
The Telco service provider expert cautioned the Team that the tests would be difficult to conclude and use as scientific/theoretical assumptions for the case of MH370, as the measurement results were only valid for that specific time, flight path, speed, altitude, devices used, and environment during the tests.
1.1.6 Search for Aircraft
Extensive work done by the MH370 Search Strategy Group, coordinated by the Australian Transport Safety Bureau (ATSB), by analysing signals transmitted by the aircraft’s satellite communications terminal to Inmarsat’s Indian Ocean Region satellite indicated that the aircraft continued to fly for
several hours after loss of contact. The analysis showed the aircraft changed course shortly after it passed the northern tip of Sumatra (Indonesia) and travelled in a southerly direction until it ran out of fuel in the southern Indian Ocean west of Australia. Details of this work can be found in the ATSB’s report: AE-2014-054 dated 26 June 2014, and in subsequent updates, available at ATSB’s website: http://www.atsb.gov.au/publications/investigation_reports/2014/aair/ae-2014-054/
On 03 October 2017, the ATSB published a report detailing the history of the search and made conclusions and recommendations relating to the search activities. This is contained in the report titled “The Operational Search for The report and relevant attachments are available at ATSB’s MH370”. website: https://www.atsb.gov.au/newsroom/news-items/2017/chapter-closes-on-mh370/
The search for Malaysia Airlines flight MH370 commenced on 8 March 2014 and continued for 1,046 days until 17 January 2017 when it was suspended in accordance with a decision made by the Governments of Malaysia, Australia and the People’s Republic of China. This involved surface searches in the South China Sea, Straits of Malacca and the southern Indian Ocean. The 52 days of the surface search involving aircraft and surface vessels covered an area of several million square kilometres. A sub surface search for the aircraft’s underwater locator beacons was also conducted during the surface search. The underwater search started with a bathymetry survey which mapped a total of 710,000 square kilometres of Indian Ocean seafloor and continued with a high-resolution sonar search which covered an area in excess of 120,000 square kilometres. The last search vessel left the underwater search area on 17 January 2017 without locating the missing aircraft. Although combined scientific studies continued to refine areas of probability, there was no new information at that date to determine the specific location of the aircraft.
On 10 January 2018, the Malaysian Government entered into an agreement with the US company, Ocean Infinity, to conduct a 90-day underwater search in an area that was considered the most likely location for the wreckage. This search which commenced in the identified search area on 22 January 2018 was completed on 29 May 2018 without locating the missing aircraft. The search utilising the most advance underwater search technology currently available covered an area in excess of 112,000 square kilometres.
Details on the whole search effort for the aircraft have been documented elsewhere, in particular in the Australian Transport Safety Bureau report, “The Operational Search for MH370”, in relation to the search in the southern Indian Ocean and the weekly updates provided by the MH370 Response Team in relation to the re-activated search by Ocean Infinity, and are separate and distinct from this Safety Investigation Report.
1.2 INJURIES TO PERSONS
While injuries to persons on the flight could not be established as no survivors or bodies were found to date, the fact remains that there are 239 persons still missing.
1.3 DAMAGE TO AIRCRAFT
Several pieces of debris were found washed ashore the south eastern coasts of Africa (South Africa, Mozambique and Tanzania), the Islands of Madagascar, Mauritius and Réunion, suggesting that the aircraft had suffered damage.
Refer to - for the list of significant Section 1.12 Wreckage and Impact Information debris possibly/confirmed belonging to MH370, recovered and examined to date.
1.4 OTHER DAMAGES
Other damages could not be established as the main wreckage of the aircraft had not been found. There was no reported ground impact or damage to any ground facilities or properties.
1.5 PERSONNEL INFORMATION
1.5.1 Introduction
This investigation emphasised on the Pilot-in-Command (PIC), First Officer (FO) and the 10 cabin crew but did not include the passengers on board Flight MH370. The factual information of the crew was gathered from the following sources:
- Personal records/files of the Pilot-in-Command, First Officer and the Cabin Crew from Malaysia Airlines
These documents included the log book, certificates, licences, medical records and any disciplinary/administrative actions;
- Investigation details from the Polis Di Raja Malaysia (Royal Malaysia Police)
These were statements obtained from the next-of-kin and relatives, doctors/ care givers, co-workers, friends and acquaintances; financial records of the flight crew; Closed Circuit Television (CCTV) recordings at KLIA; and analysis of the radio transmission made between MH370 and ground air traffic control;
- Medical records from private health care facilities and from the Malaysia Airlines Medical Centre; and
- Interviews with Malaysia Airlines staff and several of the next-of- kin of the crew
The facts obtained were in relation to the demographic and employment history, financial background and insurance cover, significant past medical and medication history, psychological, social and behavioural pattern of the crew.
1.5.2 Malaysia Airlines Training and Check Records
As professional pilots, the two Malaysia Airlines (MAS) flight crew were subjected to periodic checks when flying on the type of aircraft at least on a bi-annual basis to revalidate the currency of their licences. These performance checks were conducted in approved flight simulators and in
addition, further checks are conducted on route flying duties on normal commercial flights on a yearly basis.
1.5.3 Pilot-in-Command
Personal Profile – Pilot-in-Command
| Sex | Male |
| Age | 53 years |
| Marital Status | Married with 3 children |
| Date of joining MAS | 15 June 1981 |
| Licence country of issues | Malaysia |
| Licence type | Air Transport Pilot Licence (ATPL) |
| Licence number | A751 |
| Validity Period of Licence | 14 May 2014 |
| Ratings | Boeing B777 |
| Medical Certificate | First Class (valid until 30 June 2014) |
| Aeronautical experience | 18423:40 hours |
| Experience on type | 8659:40 hours |
| Last 24 hours | 0:00:00 hours |
| Last 72 hours | 07:00:00 hours |
| Last 07 days | 20:39:00 hours |
| Last 28 days | 91:04:00 hours |
| Last 90 days | 303:09:00 hours |
| Last line check | 08 April 2013 |
| Instrument rating check | 15 November 2013 |
| Last proficiency | 15 November 2013 |
| Last promotion | B777 Captain (22 September 1998) |
The PIC was born in the Island of Penang. He completed his Malaysian Certificate of Education (MCE) - the equivalent of the United Kingdom Ordinary (UK ‘O’) Level - at the Penang Free School, where he sat for his MCE Examination in 1978. In 1981 he was accepted as a Cadet Pilot with MAS under the sponsorship of Majlis Amanah Rakyat (MARA), a People’s Trust Council of the Malaysian Government.
- Personal Profile of Pilot-in-Command
Sex Male Age 53 years Marital Status Married with 3 children Date of joining MAS 15 June 1981 Licence country of issues Malaysia Licence type Air Transport Pilot Licence (ATPL) Licence number A751 Validity Period of Licence 14 May 2014 Ratings Boeing B777 Medical Certificate First Class (valid until 30 June 2014) Aeronautical experience 18423:40 hours Experience on type 8659:40 hours Last 24 hours 0:00:00 hours Last 72 hours 07:00:00 hours Last 07 days 20:39:00 hours Last 28 days 91:04:00 hours Last 90 days 303:09:00 hours Last line check 08 April 2013 Instrument rating check 15 November 2013 Last proficiency 15 November 2013 Last promotion B777 Captain (22 September 1998)
The PIC was sent to Manila in the Philippines to be provided ab-initio pilot training and graduated 2 years later with a Commercial Pilot Licence & Instrument Rating (CPL & IR). He joined MAS as a Second Officer in 1983 and was posted on the F27 where he obtained his initial airline flying experience. He was then posted to the B737-200 in 1985, thereafter the A300B4, and stayed on as First Officer (FO) until March 1990. In July 1990
he was promoted to captain and took his first command on the F50 aircraft.
By the end of 1991 he was promoted to Captain on the B737-400 until December 1996. His next promotion was to the A330-300 and stayed on the fleet until September 1998 when he was promoted to the B777- 200ER fleet until the day of the event. By virtue of his good track record and seniority he was made a Type Rating Instructor (TRI) and Type Rating Examiner (TRE) on this present fleet effective November 2007.
The PIC’s flying record for the last 72 hours and preceding 28 days’ cycle were well within the Company’s specified limits. His last flight as an operating PIC was to Denpasar, Bali, in the Republic of Indonesia on 03 March 2014. This was a daily return flight with a sector time of approximately 3 hours. On the day of the event, he was conducting training for the FO who was functionally checked out.
- Royal Malaysia Police’s Report on Flight Simulator of PIC
The Royal Malaysia Police (RMP) seized the PIC’s home flight simulator from the residence of the PIC on 15 March 2014.
The RMP Forensic Report dated 19 May 2014 documented more than 2,700 coordinates retrieved from separate file fragments and most of them are default game coordinates. It was also discovered that there were seven ‘manually programmed’ waypoint4 coordinates (Figure [below), that when connected 1.5A together, will create a flight path from KLIA to an area south of the Indian Ocean through the Andaman Sea. These coordinates were stored in the Volume Shadow Information (VSI) file dated 03 February 2014. The function of this file was to save information when a computer is left idle for more than 15 minutes. Hence, the RMP Forensic Report could not determine if the waypoints came from one or more files.
The RMP Forensic Report on the simulator also did not find any data that showed the aircraft was performing climb, attitude or heading manoeuvres, nor did they find any data that showed a similar route flown by MH370.
The RMP Forensic Report concluded that there were no unusual activities other than game-related flight simulations.
4 ‘Manually programmed waypoints’ - Manually programmed waypoints are waypoints that are not published in Airway Charts 27
‘Waypoints’ Figure 1.5A - Snapshot of Seven Manually Programmed
Source: Royal Malaysia Police
1.5.4 First Officer
Personal Profile – First Officer
| Sex | Male |
| Age | 27 years |
| Marital Status | Single |
| Date of joining MAS | 23 July 2007 |
| Licence type | Air Transport Pilot Licence (ATPL) |
| Licence number | A3550 |
| Validity Period of Licence | 26 July 2014 |
| Ratings | Boeing B777 |
| Medical Certificate | First Class (valid until 31 October 2014) |
| Aeronautical experience | 2813:42 hours |
| Experience on type | 39:11 hours |
| Last 24 hours | 0:00:00 hours |
| Last 72 hours | 0:00:00 hours |
| Last 07 days | 28:47:00 hours |
| Last 28 days | 51:17:00 hours |
| Last 90 days | 158:46:00 hours |
| Last line check* | 22 July 2013 (A330) |
| Instrument rating check* | 04 December 2012 (A330) |
| Last proficiency | 26 January 2014 |
| Last promotion | B777 FO (04 November 2013) |
The FO was born in the State of Kelantan and had his basic primary education in Segamat, Johor. He completed his secondary Education in Maktab Rendah Sains MARA (MRSM) or MARA Junior Science College, in Taiping, Perak, where he left in 2004 with the Sijil Pelajaran Malaysia (SPM) or Malaysia Certificate of Education, which is equivalent to the UK ‘O’ Level. He was accepted as a MAS Cadet Pilot and completed his flying training at the Langkawi Aerospace Training Centre, Langkawi in 2008.
His first fleet posting was on the B737-400 as a Second Officer until May 2010 He was promoted to FO in May 2010 and was on the fleet until August 2012. Between the end of 2012 to November 2013, he was promoted to the A330- 300 and the B777-200.
On the day of the flight, he was operating his last training flight before he was scheduled to be checked out on his next scheduled flight. His flying record for the last 72 hours and preceding 28 days cycle were well within the Company’s specified limits. His previous flight as a functional FO under Line Training, was to Frankfurt, Germany, on 01 March 2014 and he returned to Malaysia on 02 March 2014. All his required licences and certificates were valid when he was assigned to operate this flight to Beijing.
- Personal Profile of First Officer
Sex Male Age 27 years Marital Status Single Date of joining MAS 23 July 2007 Licence type Air Transport Pilot Licence (ATPL) Licence number A3550 Validity Period of Licence 26 July 2014 Ratings Boeing B777 Medical Certificate First Class (valid until 31 October 2014) Aeronautical experience 2813:42 hours Experience on type 39:11 hours Last 24 hours 0:00:00 hours Last 72 hours 0:00:00 hours Last 07 days 28:47:00 hours Last 28 days 51:17:00 hours Last 90 days 158:46:00 hours check* 22 July 2013 (A330) Last line 04 December 2012 (A330) check* Instrument rating Last proficiency 26 January 2014 Last promotion B777 FO (04 November 2013)
* No record on B777
1.5.5 Summary of Work Schedule for Flight Crew of MH370
A summary of the work schedule for the PIC and the FO, three months prior to the eventful flight, is available in 1.5A (below). Table
Table 1.5A – Summary of Work Schedule for Flight Crew of MH370
| Rank | 24 | 72 | 7 | 28 | 90 | SEP Validity |
|---|---|---|---|---|---|---|
| Hours | Days | |||||
| Pilot-in- Command | 0:00:00 | 07:00:00 | 20:39:00 | 91:04:00 | 303:09:00 | 14 May 2014 |
| First Officer | 0:00:00 | 0:00:00 | 28:47:00 | 51:17:00 | 158:46:00 | 26 July 2014 |
Rank 24 72 7 28 90 SEP Validity Hours Days Pilot-in- 0:00:00 07:00:00 20:39:00 91:04:00 303:09:00 14 May 2014 Command First 0:00:00 0:00:00 28:47:00 51:17:00 158:46:00 26 July 2014 Officer Table 1.5A - 3 Months Work Schedule of PIC and FO
1.5.6 Cabin Crew and Personal Profiles
Personal Profiles – Cabin Crew
| Sex | Male |
| Age | 55 years |
| Marital status | Married with 4 children |
| Date of Joining MAS | 19 November 1979 |
| Aircraft Ratings | A330/B777/B747 |
| Crew Performance Appraisal | Rating: 4 |
| Validity period of licence | 28 April 2014 |
| Aeronautical experience | 35 years |
| Medical History | 43 days medical leave including 6 days hospitalisation in 2013 |
| Last 24 hours | 0:00:00 hours |
| Last 72 hours | 8:00:00 hours |
| Last 07 days | 19:44:00 hours |
| Last 28days | 82:43:00 hours |
| Last 90 days | 305:06:00 hours |
| Last promotion | IFS (27 March 2000) |
| Sex | Male |
| Age | 49 years |
| Marital status | Married with 2 children |
| Date of Joining MAS | 13 November 1989 |
| Aircraft Ratings | A330/B777/A380 |
| Crew Performance Appraisal | Rating 4 |
| Validity period of licence | 26 June 2014 |
| Aeronautical experience | 25 years |
| Last 24 hours | 0:00:00 hours |
| Last 72 hours | 0:00:00 hours |
| Last 07 days | 30:56:00 hours |
| Last 28 days | 124:35:00 hours |
| Last 90 days | 408:32:00 hours |
| Last promotion | CS (06 March 2000) |
| Sex | Female |
| Age | 49 years |
| Marital status | Married with a child |
| Date of Joining MAS | 02 January 1990 |
| Aircraft Ratings | A330/B777/A380 |
| Crew Performance Appraisal | Rating 5 |
| Validity period of licence | 23 October 2014 |
| Aeronautical experience | 24 years |
| Last 24 hours | 0:00:00 hours |
| Last 72 hours | 0:00:00 hours |
| Last 7 days | 30:55:00 hours |
| Last 28 days | 118:02:00 hours |
| Last 90 days | 355:23:00 hours |
| Last promotion | CSS (22 October 2003) |
| Sex | Male |
| Age | 42 years |
| Marital status | Married with 4 children |
| Date of Joining MAS | 05 October 1995 |
| Aircraft Ratings | B737/B777/A380 |
| Crew Performance Appraisal | Rating 4 |
| Validity period of licence | 22 August 2014 |
| Aeronautical experience | 19 years |
| Last 24 hours | 00:00:00 hours |
| Last 72 hours | 10:47:00 hours |
| Last 7 days | 38:38:00 hours |
| Last 28 days | 106:10:00 hours |
| Last 90 days | 365:51:00 hours |
| Last promotion | LS (28 May 2005) |
| Sex | Female |
| Age | 42 Years |
| Marital status | Married with 2 children |
| Date of Joining MAS | 18 August 1992 |
| Aircraft Ratings | B737/B777/A380 |
| Crew Performance Appraisal | Rating 5 |
| Validity period of licence | 01 November2014 |
| Aeronautical experience | 22 years |
| Last 24 hours | 0:00:00 hours |
| Last 72 hours | 11:36:00 hours |
| Last 7 days | 41:27:00 hours |
| Last 28 days | 140:11:00 hours |
| Last 90 days | 443:23:00 hours |
| Last promotion | LSS (09 May 2004) |
| Sex | Female |
| Age | 42 years |
| Marital status | Married with 2 children |
| Date of Joining MAS | 18 January 1992 |
| Aircraft Ratings | A330/B777/A380 |
| Crew Performance Appraisal | Rating 4 |
| Validity period of licence | 27 June 2014 |
| Aeronautical experience | 22 years |
| Last 24 hours | 0:00:00 hours |
| Last 72 hours | 9:39:00 hours |
| Last 7 days | 34:22:00 hours |
| Last 28 days | 93:50:00 hours |
| Last 90 days | 327:18:00 hours |
| Last promotion | FSS wide-body aircraft (18 January 1993) |
| Sex | Female |
| Age | 39 years |
| Marital status | Married with 2 children |
| Date of Joining MAS | 16 April 1996 |
| Aircraft Ratings | A330/B777/A380 |
| Crew Performance Appraisal | Rating 4 |
| Validity period of licence | 11 May 2014 |
| Aeronautical experience | 18 years |
| Last 24 hours | 0:00:00 hours |
| Last 72 hours | 0:00:00 hours |
| Last 7 days | 16:12:00 hours |
| Last 28 days | 112:11:00 hours |
| Last 90 days | 323:55:00 hours |
| Last promotion | FSS Wide-body aircraft (01 October 2001) |
| Sex | Male |
| Age | 46 years |
| Marital status | Married with 3 children |
| Date of Joining MAS | 16 April 1996 |
| Aircraft Ratings | B737/B777/A380 |
| Crew Performance Appraisal | Rating 5 |
| Validity period of licence | 24 October 2014 |
| Aeronautical experience | 18 years |
| Last 24 hours | 0:00:00 hours |
| Last 72 hours | 11:02:00 hours |
| Last 7 days | 30:58:00 hours |
| Last 28 days | 119:27:00 hours |
| Last 90 days | 429:15:00 hours |
| Last promotion | FS Wide-body aircraft (03 December 2001) |
| Sex | Male |
| Age | 41 years |
| Marital status | Married with 2 children |
| Date of Joining MAS | 13 February 1997 |
| Aircraft Ratings | B737/B777/A380 |
| Crew Performance Appraisal | Rating 5 |
| Validity period of licence | 03 November 2014 |
| Aeronautical experience | 17 years |
| Last 24 hours | 0:00:00 hours |
| Last 72 hours | 0:00:00 hours |
| Last 7 days | 30:36:00 hours |
| Last 28 days | 122:22:00 hours |
| Last 90 days | 391:20:00 hours |
| Last promotion | FS Wide-body aircraft (15 February 2002) |
| Sex | Male |
| Age | 34 years |
| Marital status | Married with 2 children |
| Date of Joining MAS | 27 September 2001 |
| Aircraft Ratings | B737/B777/A380 |
| Crew Performance Appraisal | Rating 5 |
| Validity period of licence | 06 February 2015 |
| Aeronautical experience | 13 years |
| Last 24 hours | 0:00:00 hours |
| Last 72 hours | 10:47:00 hours |
| Last 7 days | 26:24:00 hours |
| Last 28 days | 125:01:00 hours |
| Last 90 days | 435:43:00 hours |
The cabin crews’ flying experiences spread from 13 years for the most junior member to 35 years for the most senior member. A review of their records in MAS reveals that all certificates, which include Safety Emergency Procedures (SEP) training, Crew Resource Management (CRM), Safety Awareness Programme (SAP), are valid as per the requirement stated in
the Company’s document. CRM & SAP incorporate Human Factors as part of the training modules. The flying records which were monitored by the Scheduling Office indicated that all the cabin crew were well-rested before operating the flight.
- In-flight Supervisor (IFS)
Sex Male Age 55 years Marital status Married with 4 children Date of Joining MAS 19 November 1979 Aircraft Ratings A330/B777/B747 Crew Performance Appraisal Rating: 4 Validity period of licence 28 April 2014 Aeronautical experience 35 years Medical History 43 days medical leave including 6 days hospitalisation in 2013 Last 24 hours 0:00:00 hours Last 72 hours 8:00:00 hours Last 07 days 19:44:00 hours Last 28days 82:43:00 hours Last 90 days 305:06:00 hours Last promotion IFS (27 March 2000)
- Chief Steward (CS)
Sex Male Age 49 years Marital status Married with 2 children Date of Joining MAS 13 November 1989 Aircraft Ratings A330/B777/A380 Crew Performance Appraisal Rating 4 Validity period of licence 26 June 2014 Aeronautical experience 25 years Last 24 hours 0:00:00 hours Last 72 hours 0:00:00 hours Last 07 days 30:56:00 hours Last 28 days 124:35:00 hours Last 90 days 408:32:00 hours Last promotion CS (06 March 2000)
- Chief Stewardess (CSS)
Sex Female Age 49 years Marital status Married with a child Date of Joining MAS 02 January 1990 Aircraft Ratings A330/B777/A380 Crew Performance Appraisal Rating 5 Validity period of licence 23 October 2014 Aeronautical experience 24 years Last 24 hours 0:00:00 hours Last 72 hours 0:00:00 hours Last 7 days 30:55:00 hours Last 28 days 118:02:00 hours Last 90 days 355:23:00 hours Last promotion CSS (22 October 2003)
- Leading Steward (LS)
Sex Male Age 42 years Marital status Married with 4 children Date of Joining MAS 05 October 1995 Aircraft Ratings B737/B777/A380 Crew Performance Appraisal Rating 4 Validity period of licence 22 August 2014 Aeronautical experience 19 years Last 24 hours 00:00:00 hours Last 72 hours 10:47:00 hours Last 7 days 38:38:00 hours Last 28 days 106:10:00 hours Last 90 days 365:51:00 hours Last promotion LS (28 May 2005)
- Leading Stewardess (LSS)
Sex Female Age 42 Years Marital status Married with 2 children Date of Joining MAS 18 August 1992 Aircraft Ratings B737/B777/A380 Crew Performance Appraisal Rating 5 Validity period of licence 01 November2014 Aeronautical experience 22 years Last 24 hours 0:00:00 hours Last 72 hours 11:36:00 hours Last 7 days 41:27:00 hours Last 28 days 140:11:00 hours Last 90 days 443:23:00 hours Last promotion LSS (09 May 2004)
- Flight Stewardess (FSS) 1
Sex Female Age 42 years Marital status Married with 2 children Date of Joining MAS 18 January 1992 Aircraft Ratings A330/B777/A380 Crew Performance Appraisal Rating 4 Validity period of licence 27 June 2014 Aeronautical experience 22 years Last 24 hours 0:00:00 hours Last 72 hours 9:39:00 hours Last 7 days 34:22:00 hours Last 28 days 93:50:00 hours Last 90 days 327:18:00 hours Last promotion FSS wide-body aircraft (18 January 1993)
- Flight Stewardess (FSS) 2
Sex Female Age 39 years Marital status Married with 2 children Date of Joining MAS 16 April 1996 Aircraft Ratings A330/B777/A380 Crew Performance Appraisal Rating 4 Validity period of licence 11 May 2014 Aeronautical experience 18 years Last 24 hours 0:00:00 hours Last 72 hours 0:00:00 hours Last 7 days 16:12:00 hours Last 28 days 112:11:00 hours Last 90 days 323:55:00 hours Last promotion FSS Wide-body aircraft (01 October 2001)
- Flight Steward (FS) 1
Sex Male Age 46 years Marital status Married with 3 children Date of Joining MAS 16 April 1996 Aircraft Ratings B737/B777/A380 Crew Performance Appraisal Rating 5 Validity period of licence 24 October 2014 Aeronautical experience 18 years Last 24 hours 0:00:00 hours Last 72 hours 11:02:00 hours Last 7 days 30:58:00 hours Last 28 days 119:27:00 hours Last 90 days 429:15:00 hours Last promotion FS Wide-body aircraft (03 December 2001)
- Flight Steward (FS) 2
Sex Male Age 41 years Marital status Married with 2 children Date of Joining MAS 13 February 1997 Aircraft Ratings B737/B777/A380 Crew Performance Appraisal Rating 5 Validity period of licence 03 November 2014 Aeronautical experience 17 years Last 24 hours 0:00:00 hours Last 72 hours 0:00:00 hours Last 7 days 30:36:00 hours Last 28 days 122:22:00 hours Last 90 days 391:20:00 hours Last promotion FS Wide-body aircraft (15 February 2002)
- Flight Steward (FS) 3
Sex Male Age 34 years Marital status Married with 2 children Date of Joining MAS 27 September 2001 Aircraft Ratings B737/B777/A380 Crew Performance Appraisal Rating 5 Validity period of licence 06 February 2015 Aeronautical experience 13 years Last 24 hours 0:00:00 hours Last 72 hours 10:47:00 hours Last 7 days 26:24:00 hours Last 28 days 125:01:00 hours Last 90 days 435:43:00 hours
1.5.7 Disciplinary/Administrative Actions
There were no major disciplinary records on any of the flight and cabin crew. However, there were minor disciplinary issues among the cabin crew, where cautionary administrative letters were issued.
1.5.8 Financial Background and Insurance Cover
The PIC held bank accounts, two savings accounts, one current account, two national trust funds (ASB and ASN) and a joint account with his wife. He had a credit card. He was contributing to the Employees Provident Fund (EPF). There is no record of him having secured a life insurance policy. He had 2 houses, one in Shah Alam and the other in Subang Jaya. He had taken a bank loan on one of his houses and had a mortgage insurance policy on this loan. He also had 3 vehicles. His gross monthly income and out-of-pocket expenses indicated nothing unusual.
The PIC also had a trading account with an investment bank. The Central Depository System (CDS) and Trading accounts were opened since 13 February 1998 and 19 March 1998 respectively. The CDS account was inactive whereas the last transaction of the trading account was noted on 03 February 2000.
The FO had two saving accounts and a national trust fund (ASB) account. He contributed to the EPF. He owned two cars and spent money on the upkeep of his cars. He did not have much savings in his bank account. He had a life insurance policy and a mortgage insurance policy for a loan he took for his car.
The cabin crew had bank accounts and loans. However, the gross monthly income and out-of-pocket expenses indicated nothing unusual. There is also no evidence of recent or imminent significant financial transactions carried out.
1.5.9 Significant Past Medical and Medication History
The PIC had received treatment for minor medical ailments and was diagnosed as having osteoarthritis on 05 May 2007. He had a spinal injury on 28 January 2007 in a paragliding event. He sustained a fracture of 2nd the lumbar vertebra and underwent surgery on 30 January 2007 in a private health care facility. He was discharged on 05 February 2007 and went for a follow-up as advised. He was certified fit to fly in mid-2007 and went regularly for his six-monthly medical examinations for his continued
licensure as a pilot. For his pain he was noted to have taken analgesics on an irregular basis. Based on available information, he was not on any regular long-term medication for any chronic medical illness.
There was no significant health-related issue for the FO. He went regularly for his yearly medical examinations for his continued licensure to fly.
Based on the medical records from MAS, there were no unusual health- related issues for the cabin crew, except for the in-flight supervisor who had a history of first onset of seizures on 09 June 2013. He was admitted on the same day in a private health care facility and was treated by a Consultant Neurologist. He was discharged on 14 June 2013 and went for a follow-up as advised. He had not experienced any further seizures since his discharge. He was certified fit to fly on 06 August 2013.
1.5.10 Psychological and Social Events
The PIC’s ability to handle stress at work and home was reported to be good. There was no known history of apathy, anxiety, or irritability. There were no significant changes in his lifestyle, interpersonal conflict or family stresses.
Similarly, the FO’s ability and professional approach to work was reported to be good. This was evident with the rapid fleet promotion within 3 years as a professional pilot. There were no reports on recent changes in his behaviour or lifestyle.
1.5.11 Behavioural Events
There were no behavioural signs of social isolation, change in habits or interest, self-neglect, drug or alcohol abuse of the PIC, FO and the cabin crew.
The CCTV recordings at KLIA on 07 March 2014 were evaluated to assess the behavioural pattern of the PIC, and the FO from the time of arrival at KLIA until boarding time.
Three previous CCTV recordings of the movements of the PIC in KLIA were also viewed to see the behavioural pattern and were compared with the CCTV recordings on 07 March 2014.
The PIC’s movement was captured on CCTV at KLIA on the following days:
- 07 March 2014 - To Beijing
03 March 2014 - To Denpasar • • 26 February 2014 - To Melbourne • 21 February 2014 - To Beijing
On studying the PIC’s behavioural pattern on the CCTV recordings on the day of the flight and prior 3 flights there were no significant behavioural changes observed. On all the CCTV recordings the appearance was similar, i.e. well-groomed and attired. The gait, posture, facial expressions and mannerism were his normal characteristics.
The FO’s movement captured on CCTV at KLIA on 07 March 2014 was observed. The FO’s behavioural pattern on CCTV recordings on the day of the flight showed no significant behavioural changes.
1.5.12 Voice Recognition of the Radio Transmissions between MH370 and Air Traffic Control
The radio transmissions made between MH370 and the air traffic control were studied. The Team used pilot friends, family members, and an expert report of objective analysis of the radio transmissions in the voice recognition of the transmissions made between MH370 and air traffic control.
Five sets of audio recordings were analysed starting from Airway Clearance Delivery at 1625:52 UTC [0025:52 MYT] till the last utterance from Lumpur Radar at 1719:30 UTC [0119:30 MYT]. There was a total of 23 utterances as follows:
No. Audio Recordings Frequency Utterances (MHz) 1. Airway Clearance Delivery (ACD) 126.0 4 2. Lumpur Ground (LG) 122.27 6 3. Lumpur Tower (LT) 118.8 4 4. Approach Radar (AR) 121.25 3 5. Lumpur Radar (LR) 132.5 6
From the information available, the first 3 sets of audio recordings (ACD, LG, LT), the speech segments are those of the FO before take-off, and the 4th & 5th (AR & LR) sets of the audio recordings originated from the PIC after take- off.
1.6 AIRCRAFT INFORMATION
1.6.1 Airframe Manufacturer Boeing Company Model 777-2H6ER Serial Number 28420 Manufacturer’s Line No. 404 Variable No. WB175 Registration 9M-MRO Date of manufacture 29 May 2002 Date of delivery to MAS Delivered new on 31 May 2002 Certificate of Airworthiness M.0938 valid to 02 June 2014 Certificate of registration M.1124 issued 23 August 2006. Replacement of Certificate issued on 17 June 2002 Last Maintenance check A1 Check on 23 February 2014 at 53,301:17 hours and 7,494 cycles Total airframe hours/cycles 53,471.6 hours/7,526 cycles (as of 07 March 2014)
1.6.2 Engine Manufacturer Rolls-Royce Model RB211 Trent 892B-17 Engine 1 (Left) Serial Number 51463 Date of Construction November 2004 Date Installed 08 May 2013 Last Shop Visit 06 September 2010 to 21 November 2010 Time in Service 40,779 hours, 5,574 cycles (as of 07 March 2014) Engine 2 (Right) Serial Number 51462 Date of Construction October 2004 Date Installed 15 June 2010 Last Shop Visit 05 February 2010 to 14 April 2010 Time in Service 40,046 hours, 5,508 cycles (as of 07 March 2014)
1.6.3 Auxiliary Power Unit Manufacturer Allied Signal Model GTCP 331-500B Serial Number P1196 APU Hours 22,093 (as of 07 March 2014)
1.6.4 Airworthiness and Maintenance
The aircraft, Serial Number 28420, was issued with a Federal Aviation Administration (FAA) Export Certificate of Airworthiness No: E370249 on 29 May 2002 and placed on the Malaysian aircraft register as 9M-MRO on 03 June 2002. Ownership of the aircraft, as stated on the Certification of Registration (C of R), was Malaysian Airline System Berhad. The ownership was subsequently changed to Aircraft Business Malaysia Sdn. Bhd., as the lessor, and leased and operated by MAS. A new C of R to reflect the new owner was issued on 17 June 2002.
A Certificate of Airworthiness (C of A) in the ‘PRIVATE’ category was initially issued on 03 June 2002. The aircraft was then flown to Kuala Lumpur, Malaysia where a C of A in ‘TRANSPORT PASSENGER’ category was issued by the DCA Malaysia on 12 June 2002 after the pre-service modifications were accomplished.
The C of A was subjected to annual renewal by DCA Malaysia and its renewal was subjected to compliance to the DCA Malaysia Airworthiness Notice No. 2 - Certificate of Airworthiness Renewal Procedure. The operator was required to declare the aircraft, engine, APU and equipment maintenance status as per the approved Maintenance Schedule, and that they complied with all the mandatory inspections and modifications originating from the State of Manufacture and State of Registry. The Quality Assurance Department of MAS was required to submit an ‘Aircraft Physical Inspection for the Purpose of C of A Issue/Renewal’ prior to the expiry of the C of A. An ‘Aircraft Survey Report for Certificate of Airworthiness’ will be issued by the DCA Inspector after a satisfactory physical inspection on the aircraft has been carried out. At times, the physical aircraft inspection has to coincide with the aircraft scheduled check at base or line maintenance.
The last C of A document review by DCA Inspector was carried out on 15 May 2013 for the C of A renewal and the aircraft physical inspection was carried out by MAS Quality Assurance Engineer (QAE) on 12 April 2013. The only inspection defect noted was a torn left hand flaperon inboard seal which was subsequently replaced. The aircraft C of A was renewed with no airworthiness issues identified.
- Aircraft Maintenance Schedule
Brief description of the sections follows:
- Section 1 The definition and introduction of the routine check types. Check intervals and limitations at which the maintenance tasks are to be carried out.
- Section 2
Task Maintenance Requirements relating to on-wing tasks or tasks to be performed on parts after removal from the aircraft, their intervals and control in the routine maintenance check or independently.
- Section 3 Component Maintenance Requirements on tasks to be performed on components, their intervals and controlled independently.
- Section 4
Registers all the applicable job cards which are tied up to the maintenance Checks or Phases of inspections or tasks. The job cards/task cards cover the system, power plants, structural and zonal tasks.
The Master document of the approved Maintenance Schedule is stored in the Engineering Maintenance System (EMS) computer system bank and subject to regular revisions.
In addition to the Maintenance Schedule, a Supplementary Maintenance Schedule covered MAS’ own generated tasks, non-mandatory manufacturer/vendor recommended tasks and non-airworthiness items.
The Maintenance check cycles are translated into the routine Transit Check, Stayover Check, Equalised ‘A’ Check, ‘C’ Check, ‘C Extended’ Check and ‘D’ Check. (below) summarises the maintenance check Table 1.6A intervals.
Transit Stay-over A C CX D Check Check (Extended) C heck Check Whenever 6 hours In 4 parts In 2 parts 52 months 8 years aircraft is planned A1 thru A4 C1 and C2 on transit or 12 hours unplanned A1 to A2 • C1 to C2 • = 550 hours = 13 months A2 to A3 • C2 to C1 • = 550 hours = 13 months A3 to A4 • = 550 hours A4 to A1 • = 550 hours
Table 1.6A - Maintenance Check Intervals
| Transit | Stay-over | A Check | C Check | CX (Extended) Check | D C heck |
|---|---|---|---|---|---|
| Whenever aircraft is on transit | 6 hours planned or 12 hours unplanned | In 4 parts A1 thru A4 • A1 to A2 = 550 hours • A2 to A3 = 550 hours • A3 to A4 = 550 hours • A4 to A1 = 550 hours | In 2 parts C1 and C2 • C1 to C2 = 13 months • C2 to C1 = 13 months | 52 months | 8 years |
No. Type of Date of aircraft Checks Airframe Landing Aircraft Checks Hours Cycles 1. A1 23 February 2014 53,301:17 7,494
2. A4 14 - 16 January 2014 52,785:37 7,422
3. A3 13 December 2013 52,323:00 7,359
4. A2 04 November 2013 51,766:29 7,282
5. C1 and A1 29 August-26 September 2013 51,270:15 7,208
6. A4 24 - 25 July 2013 50,810:19 7,132
7. A3 19 June 2013 50,372:07 7,069
8. A2 14 May 2013 49,840:28 6,994
9. A1 04 April 2013 49,331:52 6,910
10. A4 19 - 20 February 2013 48,836:23 6,840
11. A3 10 January 2013 48,291:37 6,766
12. A2 03 December 2012 47,749:39 6,693
13. A1 25 October 2012 47,214:27 6,617
14. A1, A4 and C2 06 - 22 July 2012 46,727:16 6,552
Table 1.6B – Recent Maintenance Check History for 9M-MRO
| No. | Type of Aircraft Checks | Date of aircraft Checks | Airframe Hours | Landing Cycles |
|---|---|---|---|---|
| 1. | A1 | 23 February 2014 | 53,301:17 | 7,494 |
| 2. | A4 | 14 - 16 January 2014 | 52,785:37 | 7,422 |
| 3. | A3 | 13 December 2013 | 52,323:00 | 7,359 |
| 4. | A2 | 04 November 2013 | 51,766:29 | 7,282 |
| 5. | C1 and A1 | 29 August-26 September 2013 | 51,270:15 | 7,208 |
| 6. | A4 | 24 - 25 July 2013 | 50,810:19 | 7,132 |
| 7. | A3 | 19 June 2013 | 50,372:07 | 7,069 |
| 8. | A2 | 14 May 2013 | 49,840:28 | 6,994 |
| 9. | A1 | 04 April 2013 | 49,331:52 | 6,910 |
| 10. | A4 | 19 - 20 February 2013 | 48,836:23 | 6,840 |
| 11. | A3 | 10 January 2013 | 48,291:37 | 6,766 |
| 12. | A2 | 03 December 2012 | 47,749:39 | 6,693 |
| 13. | A1 | 25 October 2012 | 47,214:27 | 6,617 |
| 14. | A1, A4 and C2 | 06 - 22 July 2012 | 46,727:16 | 6,552 |
| 15. | A4, C2, CX and D | 25 May - 26 June 2010 | 37,014:15 | 5,304 |
A review of the maintenance records for 9M-MRO revealed the following sequence of recent checks (Table [above]) carried out by MAS prior 1.6B to the disappearance of the aircraft on the 08 March 2014. No significant defects were noted during the checks including the turn-around transit checks.
The Maintenance Schedule incorporated the Structural Inspection Programme based on the B777 Maintenance Review Board Report and B777 Maintenance Planning Document, which are categorised as Structural Inspection Items, Corrosion Prevention and Control Items and Fatigue Related Inspection Items. Inspection findings would be evaluated by the MAS Reliability Section of the Technical Services Department and the department would recommend any follow-up actions as necessary and report to Boeing Company of all significant structural discrepancies.
The Maintenance Schedule also included compliance procedures for Directives5, (AWL)6 Airworthiness Airworthiness Limitations and Structural Inspections with Provisions for Damage Tolerance Rating. It also included Certification Maintenance Requirement Compliance to the Extended Twin (ETOPS)7 Engine Operations operational approval, which was obtained from DCA Malaysia. The MAS B777 ETOPS Maintenance Manual specified the maintenance policies, procedures and requirements for ETOPS operations. A policy to prevent the same personnel to perform or certify certain tasks on multiple similar systems at the same downtime is stipulated. ETOPS task intervals cannot be exceeded. If a concession is given for a check that contains ETOPS task or for individual ETOPS task, the aircraft must be downgraded to non-ETOPS status. 9M-MRO was approved and had no limitations for ETOPS operations at the time of departure from Kuala Lumpur to Beijing. It was not on an ETOPS flight plan. MAS and its fleet of B777 were approved for Reduced Vertical Separation Minimum (RVSM) operation.
5 An AD is a notification to owners and operators of certified aircraft that a known safety deficiency with a particular model of aircraft, engine, avionics or other system exists and must be corrected. It is mandatory in nature. 6 AWLs are items that the Certificate process has defined as critical from a fatigue or damage tolerance assessment. 7 ETOPS is an aviation rule that allows twin-engine airliners to fly long distance routes that were previously off- limits to twin-engine aircraft. 43
- Major Repair
There was an entry in the Aircraft Log Book on 09 August 2012 that the aircraft right wing tip was damaged during taxiing at Pudong, Shanghai Airport. The aircraft collided with a China Eastern Airlines A340-600, registered B-6050. The right wing tip of 9M-MRO ran into the left horizontal stabilizer of B-6050. Part of the aircraft wing tip was ruptured and stuck at the left elevator of the B-6050. and Figures 1.6A (below) show the wing tip damages. 1.6B
Figure 1.6A - Right Wing Tip Damage
Figure 1.6B - Damaged Wing Tip
Boeing produced an Aircraft Survey Report reference WB175/W8134/LN404 on 15 August 2012 and the repair was carried out by Boeing Aircraft-On-Ground (AOG) Team at Pudong, Boeing Shanghai facility from 22 September to 03 October 2012. The Boeing repair scheme was approved under DCA Malaysia’s Statement of Compliance (SOC) Reference Number SC/2012/081 issued on 03 September 2012. At the time of the incident, the recorded airframe hours were at 46,975:43 and landing cycles at 6,585.
tolerance8 There was a requirement for damage information to be incorporated in the aircraft maintenance programme within 24 months from 02 October 2012 as stated in the FAA Form - Organization Designation Authorization (ODA). This damage tolerance information was not yet included in the maintenance programme for the aircraft at the time of the occurrence.
- Cabin Configuration Change
The fleet of B777 of MAS went through a cabin interior retrofit programme which converted the configuration from 12 First Class seats/33 Business Class seats/233 Economy Class seats to 35 Business Class and 247 Economy Class seats. On 9M-MRO, this re- configuration started on 17 August 2006 and was completed on 08 September 2006. The modification was approved under FAA Supplemental Type Certificate (STC) No. STO1493SE dated 24 January 2005 and DCA’s SOC No. SC2004/98.
- Mandatory Occurrence Reports
A review of the Mandatory Occurrence Reports (MORs) for the B777 fleet raised by the Engineering & Maintenance Quality Assurance Department of MAS revealed that only one was raised for 9M-MRO, and this was related to the right wing tip damage stated above. A total of 77 MORs were raised for the MAS fleet of 17 B777 aircraft. MORs raised by the Quality Assurance department are primarily related to technical issues with the fleet. The average age of the B777 fleet as of 01 March 2014 was 14.35 years. 9M-MRO was 11.75 years old.
8 Damage tolerance means that the structure has been evaluated to ensure that should serious fatigue, corrosion or accidental damage occurs within the operational life of the aircraft, the remaining structure can withstand reasonable loads without failure or excessive structural deformation until the damage is detected. 45
- Airworthiness Directives
Maintenance and Inspection records provided by MAS indicated that at the time the aircraft 9M-MRO went missing, the aircraft and engines were fully compliant with all applicable Airworthiness Directives (AD).
The most recent AD, which was accomplished on 17 January 2014, was FAA AD 2012-13-05 which made mandatory the accomplishment of Boeing Service Bulletin 777-35A0027 which requires replacement of low pressure oxygen hoses in the cockpit. The changes provided in the service bulletin are to prevent damage to the low pressure oxygen hoses that may be subjected to electrical current. An electrical current condition in the low pressure oxygen hose can cause the low pressure oxygen hose to melt or burn. This could result in smoke and/or fire in the flight compartment. An operator (not MAS) reported that a fire originated near the first officer's area which caused extensive damage to the cockpit. One scenario of the causes being considered is that an electrical fault or short circuit resulted in electrical heating of the low pressure oxygen hoses in the flight crew oxygen system. This service bulletin is to replace low pressure oxygen hoses with non-conductive low pressure oxygen hoses located in the cockpit. The replacement of the low pressure oxygen hoses will prevent electrical current from passing through the low pressure oxygen hose internal anti-collapse spring which can cause the low pressure oxygen hose to melt or burn.
An FAA AD 2014-05-03 was issued and became effective on 09 April 2014. This AD made mandatory the accomplishment of Boeing Service Bulletin 777-53A0068 which addresses a crack in the fuselage skin under the SATCOM antenna adapter. The Service Bulletin was issued on 12 June 2013. The AD was issued to detect and correct cracking and corrosion in the fuselage skin, which could lead to rapid decompression and loss of structural integrity of the aircraft. However, this AD was not applicable to 9M-MRO as the location and configuration of the antenna on the aircraft, as delivered by Boeing ex- production, were different and not affected by the issues highlighted in the Service Bulletin.
- Technical Log
- MR1 and MR2
The MAS Technical Log Book was divided into Maintenance Report 1 (MR1) and Maintenance Report 2 (MR2). The MR1 has provision for the flight crew to enter any aircraft defects for each flight phase. It can also be used to enter maintenance required and rectifications by the Licenced Aircraft Maintenance Engineers (LAME) or Approval Holders, or defer defects within the Minimum Equipment List (MEL) procedures to the Maintenance Report 2 (MR2) section.
A review of the Technical Log entries for 9M-MRO since the last D check in June 2010 did not reveal any significant defects or trend.
The most recent entries made in the Technical Log Book for 9M-MRO are listed in Appendix 1.6A.
- Oxygen System Replenishment
A Technical Log entry of interest, made on 07 March 2014, is the replenishment of crew oxygen system. This replenishment was reviewed in detail together with information gathered from the interview of the LAME who performed the task. Replenishment (servicing) of the crew oxygen system is a routine procedure, carried out before the minimum pressure required for departure is reached, usually carried out during a Stayover check. The minimum pressure for despatch as per the MAS Minimum Equipment List (MEL) is 310 psi at 35°C for 2-man crew and with a 2-cylinder configuration (as installed on MAS B777 fleet).
It has been the practice of the airline to service the oxygen system whenever time permits, even if the pressure is above the minimum required for despatch.
During the Stayover check on 07 March 2014, the servicing on 9M-MRO was performed by the LAME with the assistance of a mechanic, as the pressure reading was 1120 psi. The servicing was normal and nothing unusual was noticed. There was no leak in the oxygen system and the decay in pressure from the nominal value of 1850 psi was not unusual. The system was topped up to 1800 psi. Before this servicing, maintenance records showed that
the system was last serviced on 14 January 2014 during an A4 check.
A small amount of oxygen is normally expended during pre-departure checks of the oxygen masks by the flight crew. Oxygen pressure is also dissipated by a bleed valve in the system for a few seconds during engine start following the end of a flight.
- MR1 and MR2
- Deferred Defects (Maintenance Report 2)
A review of the aircraft records from the MAS Maintenance Control Centre (MCC) showed that the following defects were outstanding on 9M-MRO and deferred to the Deferred Defect Log (Table 1.6C, [below]). The hole found on the right engine acoustic panel, mentioned below in item 7, was of dimension of approximately 1 inch by 1 inch and is allowed to be deferred by the B777 Maintenance Manual until permanent repair is carried out within 500 flight hours. This minor damage is considered normal wear and tear of the engine nacelles and does not pose any hazard to the engine.
Table 1.6C – Deferred Defects on 9M-MRO
| No. | Deferred Date | Defect |
|---|---|---|
| 1. | 25 Sep 2013 | To carry out installation test for aft water quantity gauge. |
| 2. | 31 Oct 2013 | In-Flight Entertainment (IFE) Airshow does not show arrival time/time to destination logged time & problem still persists. |
| 3. | 07 Nov 2013 | From Daily Engineering Operations Report (DEOR) - Right engine consumes average 1.5T more fuel per/hour compared to left engine |
| 4. | 21 Jan 2014 | Toilet 3F-1L mirror light lens broken |
| 5. | 30 Jan 2014 | Pre-departure F/O seat power adjustment (fwd/aft) found inoperative. |
| 6. | 05 Mar 2014 | Please check alignment for left runway turn/off light. |
| 7. | 05 Mar 2014 | Hole found at 6 o'clock position of the right engine acoustic panel. |
- Engine Health Monitoring
Engine Health Monitoring (EHM) was contracted out to Rolls Royce, the engine manufacturer. Engine data ‘snapshot’ reports were generated by the Aircraft Condition Monitoring System (ACMS) and transmitted via ACARS to MAS, who then submitted them to Rolls Royce for analysis on its behalf. The transmitted engine parameters primarily used to assess engine health are:
- Turbine Gas Temperature
- Shaft Speeds
- Shaft Vibration (Low Pressure, Intermediate Pressure and High Pressure)
- Oil Pressure
- Oil Temperature
The EHM system trend reports over the last 3 months which covered ‘snapshot’ data points gathered at take-off, climb and cruise received through the ACMS show no evidence of unusual engine behaviour for both engines. On the occurrence flight, 2 EHM reports were transmitted; the first was a Take-off report generated at 1641:58 UTC, 07 March 2014 [0041:58 MYT, 08 March 2014] and the second was a Climb report at 1652:21 UTC, 07 March 2014 [0052:21 MYT, 08 March 2014]. Reports are transmitted by ACARS at convenient times during the flight (not necessarily at the time of generation/data capture). Both reports did not show any unusual engine behaviour. The data transmitted on these reports are shown in Appendix 1.6B - Engine Health Monitoring Reports. The ACMS will also Decoded Data for Take-off and Climb generate other pre-defined engine reports including engine parameters’ exceedance reports. However, no such EHM reports were received during the flight. Position reports are also transmitted, via ACARS, every 30 minutes. Refer to for further details. Section 1.9.4
Table 1.9A – ACARS Position Report Data Transmitted by MH370
| Greenwich Mean Time (GMT) - UTC | 1641:43 | 1646:43 | 1651:43 | 1656:43 | 1701:43 | 1706:43 |
|---|---|---|---|---|---|---|
| Altitude (ALT) – Feet | 103 | 10,582 | 21,193 | 28,938 | 34,998 | 35,004 |
| Calibrated Airspeed (CAS) - Knots. | 168.4 | 261.8 | 301.1 | 303.1 | 278.0 | 278.4 |
| MACH | 0.255 | 0.478 | 0.669 | 0.783 | 0.819 | 0.821 |
| Total Air Temperature (TAT) - °C | 31.1 | 23.4 | 11.6 | 2.5 | -13.4 | -13.1 |
| Static Air Temperature (SAT) - °C | 27.3 | 10.4 | -11.8 | -27.4 | -43.9 | -43.8 |
| Latitude (LAT) | 2.667 | 3.074 | 3.553 | 4.109 | 4.708 | 5.299 |
| Longitude (LONG) | 101.715 | 101.760 | 01.988 | 102.251 | 102.434 | 102.713 |
| Gross Weight (GWT) – lb | 492,520 | 489,200 | 486,240 | 483,840 | 481,880 | 480,600 |
| Total Remaining Fuel Weight (TOTFW) - kg | 49,200 | 47,800 | 46,500 | 45,400 | 44,500 | 43,800 |
| Wind Direction (WINDIR) | 140.3 | 107.6 | 1.8 | 58.4 | 69.6 | 70.0 |
| Wind Speed (WINDSP) | 1.25 | 9.38 | 19.50 | 10.63 | 17.38 | 17.13 |
| True Heading (THDG) | -33.5 | 27.7 | 27.8 | 26.0 | 26.8 | 26.7 |
- Central Maintenance Computing System
The Central Maintenance Computing System (CMCS) collects and stores information from most of the aircraft systems. It can store fault histories as well as monitor and conduct tests on the various systems. The fault history contains details of warnings, cautions and maintenance messages.
At regular intervals, during flight, the CMCS transmits any recorded fault messages, via the ACARS, to the Maintenance Control Centre (MCC) of MAS. This helps in the planning and preparation for the rectification of any potential aircraft defects at the main base or line stations.
The traffic log of maintenance messages transmitted for the last 10 flights on 9M-MRO were reviewed. There were messages transmitted, indicating that the CMCS was functioning prior to the occurrence flight. However, no maintenance messages were transmitted during the occurrence flight. These messages are transmitted in real time that is, as the faults occur.
Maintenance messages are not displayed on the Engine Indicating and Crew Alerting System (EICAS) in the cockpit and they are not used to determine the airworthiness of the aircraft. They provide diagnostic information useful in troubleshooting or maintenance planning. Only maintenance messages which trigger EICAS Alert messages require maintenance action (including deferment, if allowable) prior to despatch.
1.6.5 Weight and Balance
The aircraft underwent a scheduled reweighing on 28 April 2009 at the MAS maintenance facility at KLIA. The next aircraft re-weighing was due on or before 27 April 2014. The aircraft Weight Schedule dated 12 June 2009 was reviewed with the following pertinent details (also refer to Table 1.6D [below]):
- Basic Empty Weight (BEW) of 138,918.7 kg Centre of Gravity (C of G) position of 1,248.8 Inches
- Index of 60.07 I.U.
- C of G of 26.7 % Mean Aerodynamic Chord (MAC) Dry Operating Weight (DOW) of 145,150 kg and Index 61.13
The maximum authorised take-off weight was 286,897 kg. On the occurrence flight, the aircraft departed with a calculated take-off weight of 223,469 kg. This take-off weight was broken down as follows:
50SAFETY INVESTIGATION REPORT MH370 (9M-MRO)
Table 1.6D – Weight and Balance of MH370 on Departure
| Actual (kg) | Maximum (kg) | |
|---|---|---|
| Take-off Weight (TOW) | 223,469 | 286,897 |
| Zero Fuel Weight (ZFW) | 174,369 | 195,044 |
| Take-off Fuel | 49,100 | - |
| Landing Weight (LDW) | 186,269 | 208,652 |
| Trip Fuel | 37,200 | - |
| Total Traffic Load | 31,086 | - |
| Total Payload (Load in compartment) | 14,296 | - |
| Passenger & Luggage | 16,790 | - |
| Dry Operating Weight (DOW) | 143,283 | - |
The balance corresponding to the aircraft take-off weight and shown on the final loadsheet (after Last Minute Changes) was 33.78% of the Mean Aerodynamic Chord (MAC) which was within limits.
During take-off, the aircraft Basic Empty Weight (BEW) was 138,918.7 kg and the C of G position was 1,248.8 inches (C of G MAC was 26.7%). Total moment was 173,478,288.65 kg in. This indicates the planned weight and balance of the aircraft was within the allowable limits. The planned cargo weight (load in compartment) of 14,296 kg and distribution matched the recorded cargo weight and distribution.
Based on the available data, the aircraft weight and balance for the take-off from Kuala Lumpur was found to be normal and within the allowable limits.
1.6.6 Fuel
The aircraft used Jet A-1 fuel. Following the previous flight, as per records in the Transit Check and Fuel Log, the total remaining fuel before refuelling as per the cockpit indication was 8,200 kg (Left Tank was 3,700 kg and Right Tank was 4,500 kg). Total departure fuel after refuelling was 49,700 kg (Left Tank was 24,900 kg and Right Tank was 24,800 kg) as indicated in the cockpit.
The fuel weight on board corresponded to a planned trip-fuel of 37,200 kg. Based on MH370 ATC flight plan dated 07 March 2014, the take-off fuel recorded was 49,100 kg. This figure differed slightly from the take-off fuel figure of 49,200 kg generated by the Aircraft Condition Monitoring System (ACMS) and transmitted by Aircraft Communications Addressing and Reporting System (ACARS). The difference was due to the actual time the fuel figure was taken from the aircraft fuel quantity indication system, by Operations for the load sheet, and by the ACMS for the ACARS report, 51
considering fluctuations in the fuel quantity indication. The investigation estimated that the aircraft would have had 41,500 kg fuel remaining after 41 minutes flying from KLIA to IGARI.
The last position report transmitted via ACARS at 1707:29 UTC, 07 March 2014 [0107:29 MYT, 08 March 2014] recorded remaining fuel of 43,800 kg at 35,004 ft altitude.
ATC flight plan forecast recorded remaining fuel of 11,900 kg at landing, including 7,700 kg of diversion fuel. The first alternate airport, Jinan Yaoqiang International Airport (China), was estimated to be 46 minutes from the diversion point with 4,800 kg fuel required and the second alternate airport, Hangzhou Xiaoshan International Airport (China) was estimated to be 1 hour 45 minutes with 10,700 kg fuel required.
The fuel carried on board for the flight met the regulatory requirements on the minimum required, taking into account the use of possible diversion airports. There was also no evidence that more than the reasonable amount required was carried.
1.6.7 Emergency Locator Transmitter
An emergency locator transmitter (ELT) is a radio beacon that when activated will transmit digital distress signals. These signals can be tracked in order to aid the detection and localisation of an aircraft in distress.
The Fixed and Portable ELT radio beacons interface worldwide with the international Cospas-Sarsat satellite system for Search and Rescue (SAR). When activated and under satellite coverage, such beacons send out a distress signal which can be detected by satellites. The satellite receivers send this information to ground stations. This signal is transmitted to Mission Control Centres (MCC) located in six regions worldwide. The MCC covering the Indian Ocean is managed by the Australian Maritime Safety Authority based in Canberra, Australia.
ELTs are mandatory safety items carried on board the aircraft. The cabin and the technical crew attend compulsory safety emergency procedure (SEP) training and have to remain current by attending refresher SEP courses. Operation and functioning of the ELT is part of the SEP training module.
The specifications for the ELT are contained in FAA Technical Standard Orders TSO-C126 and TSO-C91A.
The ELT is a radio beacon; like all other radio equipment installed on-board, its usage is approved by the Malaysian Communications and Multimedia Commission through the Aircraft Radio Licence. - 9M-MRO. Appendix 1.6C Copy of the Radio Licence issued for
9M-MRO had four ELTs installed. They were located as follows:
- One FIXED ELT located above ceiling of the aft passenger cabin at STA 1880.
The aircraft was delivered without a fixed ELT; this component was added by MAS later (between December 2004 and July 2005). This unit is mounted to aircraft structure at the aft passenger cabin at STA 1880.
A control switch installed in the cockpit (flight deck) aft overhead panel provides the command signal. This switch is guarded in the ARMED position. If required, the flight crew can select the ELT to ON by moving the guarded switch from ARMED to ON.
The fixed ELT is manufactured by ELTA FRANCE and is of the 406 series, part number is 01N65900. The unit is connected to an Omni- directional, triple frequency blade antenna located at the rear fuselage forward of the vertical stabilizer at station 1881. The ELT will activate upon a sudden deceleration force per the Technical Standard Order.
This ELT has the provision to operate on the satellite frequency of 406 MHz when activated. The transmission includes the ELT identifier, aircraft nationality and registration markings. It will also transmit on 121.5 MHz and 243 MHz when activated and these signals may be detected by air, sea or ground receivers. Transmissions on VHF frequency (121.5/243 MHz) are line of sight and effective only in close proximity (about 20 km radius).
The battery expiry date for the FIXED ELT was November 2014.
One PORTABLE ELT located in the forward cabin right hand coat closet.
This closet is used by the cabin crew.
This unit is bracket-mounted to the inside of the coat closet door. A label fixed on the coat closet door identifies the ELT. The installation allows quick removal. The Portable ELT is manufactured by ELTA FRANCE and is of the 406 series. It is identical to the fixed ELT except 53
that this unit has its own foldable antenna. The operations and function are the same. The manufacturer part number is 01N65910.
The portable ELT has a control switch on the front face. It is normally in the OFF position. When needed, the switch can be selected to the ON position to activate the ELT transmission.
The battery expiry date for the PORTABLE ELT was November 2014.
- Two SLIDE RAFT mounted ELTs located at Door 1 Left and Door 4 Right (packed within the slide raft assembly).
The slide raft mounted ELT will only be available when the slide rafts at doors 1 Left or 4 Right are deployed. The ELT transmission is not satellite enabled. The transmission signal is on 121.5 MHz and 243 MHz which may be monitored with air, sea and ground-based receivers. The slide raft ELT is automatically armed when the slide raft is deployed and inflated. Once armed the ELT is automatically activated by a water sensor coming in contact with water. This ELT is not activated by deceleration. The slide raft ELTs (Part No.: P3-03- 0029-10) are manufactured by DME Corporation and the battery expiry dates are as follows:
Door 1 Left - August 2016 - Door 4 Right - May 2017 -
No relevant ELT beacon signals from the aircraft were reported from the responsible Search and Rescue agencies or any other aircraft.
- Review of Effectiveness of Emergency Locator Transmitters
In general, Emergency Locator Transmitters (ELT) are intended for use on land or on the surface of water, and neither portable nor fixed ELT signals are detectable when the ELT is submerged in deep water. Portable ELT is equipped with a floatation device and can be activated by immersion in water. For effective signal transmission, the antenna of the ELT must remain above water. Damage to an ELT or its associated wiring and antenna, or shielding by aircraft wreckage or terrain, may also prevent or degrade transmission. If the portable ELT is activated within a closed aircraft the shielding effect of the aircraft structure may degrade the transmission.
- A review of ICAO accident records over the last 30 years indicates that of the 114 accidents in which the status of ELTs was known, only 39 cases recorded effective ELT activation. This implies that of the total accidents in which ELTs were carried, only about 34% of the ELTs operated effectively (Appendix 1.6D).
- The Cospas-Sarsat system has been helpful for search and rescue teams in numerous aircraft accidents on a world-wide basis. Despite these successes, the detection of ELT signals after an aircraft crash remains problematic. Several reports have identified malfunctions of the beacon triggering system, disconnection of the beacon from its antenna or destruction of the beacon as a result of accidents where aircraft was destroyed or substantially damaged. Even when the beacon and its antenna are functioning properly, signals may not be adequately transmitted to the Cospas-Sarsat satellites because of physical blockage from aircraft debris obstructing the beacon antenna or when the antenna is under water.
Source: Global Aeronautical Distress and Safety System (GADSS document)
Note : In the aftermath of the disappearance of MH370, following a multi-disciplinary meeting in May 2014, ICAO formed an Ad- hoc Working Group on Flight Tracking with the mandate to develop a Concept of Operation on the sequence of events before and after the occurrence of an accident which should include all identified phases of such a sequence including detection of an abnormal situation, alert phase, distress phase, and search and rescue activities. This Concept of Operation is GADSS.
- ELT can be activated automatically by shock typically encountered during aircraft crashes or manually. It is possible for Flight Crew to manually activate the ELT; however existing flight operating procedures do not call for activation of the ELT until the incident has occurred.
- The Cospas-Sarsat system does not provide a complete coverage of the earth at all times. As a consequence, beacons located outside the areas covered by these satellites at a given moment cannot be immediately detected
and must continue to transmit until a satellite passes overhead.
- The global distress beacon detection system, Cospas- Sarsat, no longer detects 121.5 MHz distress signals. Only 406 MHz digital distress beacons are now capable of detection by satellite. Analogue beacon signals may be received by other aircraft within VHF range but there may not be such aircraft within range at the time of beacon transmission and monitoring 121.5 MHz.
1.6.8 Aircraft Systems Description
Most of the electronic equipment on the aircraft are mounted on equipment racks in the various equipment centres.
The Main Equipment Centre (MEC) contains most of the electronics equipment on the aircraft. The MEC is below the passenger cabin, rear of the nose wheel well and forward of the forward cargo compartment. Access to the MEC is possible on ground or in flight. The equipment in the MEC includes electronics for these functions:
Information Management • • Generator Control • Transformer Rectifier Flight control and autopilot • • Environmental control • Recording Navigation • • Communication • Cabin Management • Weight and balance • Air data • Inertial data • Warning • Proximity sensing • Engine control • Electrical Load Management.
The Forward Equipment Centre is forward of the nose wheel well and contains the two weather radar receiver/transmitters. Access to the
Forward Equipment Centre is through the access door forward of the nose landing gear or through the MEC.
The passenger compartment above the Door 3 cross-aisle at station 1530 on the left of the aircraft centre line contains the satellite communication equipment.
A rack in the passenger compartment above the rear galley at station 2100 on the right side of the aircraft contains the flight recorders.
There are also equipment racks adjacent to the forward, aft and bulk cargo doors. The forward cargo racks contain the primary flight control, actuator control, radio altitude, fuel quantity and cargo handling electronics. The aft cargo racks contain the HF communication, brake and tire and main gear steering electronics. The bulk cargo racks contain the APU battery and charger.
- Air Conditioning and Pressurisation
The aircraft has two air conditioning systems divided into left pack and right pack. Engine bleed air provides the pneumatic source for air conditioning and pressurisation.
There are two electronic Controllers, each of which can provide both pack and zone control. Each Controller has two channels that alternate command cycle. Cockpit and cabin temperature selection is monitored, and the Air cycle machine and temperature control valves will be commanded to deliver temperature conditioned air to the various cabin zones.
Conditioned air is also used for electronic equipment cooling. This is supplied through a series of pneumatic valves with supply and exhaust fans. Exhaust air from the equipment cooling flow is routed to the forward cargo and used for forward cargo compartment heating.
Two cabin pressure Controllers regulate the aircraft pressurisation and command the pneumatic system. System operation is automatic and works in conjunction with the forward and aft outflow valves that are used for pressurisation. The outflow valves can also be manually operated from the cockpit by switches on the overhead panel.
Loss of cabin pressure will be indicated to the flight crew by a Cabin Altitude warning message on the Engine Indicating and Crew Alerting System (EICAS) display together with the associated aural warning.
- Autopilot Flight Director System
The autopilot is engaged by operation of either of two A/P pushbutton switches on the Mode Control Panel (MCP) located on the glareshield panel (Figure [below]). Once engaged the autopilot can control 1.6C the aircraft in various modes selected on the MCP. Normal autopilot disengagement is through either control wheel autopilot disengage switch. The autopilot can disengage if the flight crew override an
Autopilot (A/P) Engage Switches
Autopilot (A/P) DISENGAGE Bar
Copyright © Boeing. Reprinted with permission of The Boeing Company
Figure 1.6C - Autopilot Mode Control Panel
autopilot command through the use of the control column, control wheel or rudder pedals (when the yaw axis is engaged for approach).
The autopilot can also be disengaged by pulling down on the A/P Disengage Bar on the MCP. The autopilot will also disengage automatically for failures of systems on which it relies upon for specific operations. The Autopilot Flight Director System (AFDS) consists of three Autopilot Flight Director Computers (AFDCs), one MCP, and six backdrive actuators (one each for the Captain’s and First Officer’s control column, control wheel, and rudder pedals). The left and right 28V DC buses power the left and right AFDCs, respectively and the MCP while the 28V DC battery bus powers the centre AFDC.
Emergency power from the Ram Air Turbine (RAT) generator does not power these busses and as a result the autopilot will not function with RAT electrical power.
- Take-off Mode
The Take-off (TO/GA) mode controls roll and pitch during take-off. Also, the Thrust Management Computing Function (TMCF) controls thrust during take-off. Turning a flight director on while the aircraft is on the ground, or activating either TO/GA switch while on the ground, will engage Take-off mode.
- Roll Modes
The following AFDS roll modes are available during climb, cruise and descent (Figure [below]): 1.6D
- Lateral Navigation
Pushing the Lateral Navigation (LNAV) switch arms or disarms the LNAV mode. The commands come from the active Flight Management Computing Function (FMCF) when there is a valid navigation data base and an active flight plan.
- Heading Hold/Track Hold
Pushing the Heading Hold (HDG HOLD)/Track hold (TRK HOLD) switch selects Heading or Track hold. In this mode, the aircraft holds either heading (HDG) or track (TRK). If the HDG/TRK display on the MCP shows TRK, the aircraft holds track. If the HDG/TRK display on the MCP shows HDG, the aircraft holds heading.
Heading/Track (HDG/TRK) Bank Limit Lateral Navigation Heading/Track (LNAV) Switch Reference Switch Window Selector (outer)
Heading/Track Heading/Track Hold Heading/Track Select Selector (middle) (HOLD) Switch (SEL) Switch (inner)
Copyright © Boeing. Reprinted with permission of The Boeing Company
Figure 1.6D - Lateral Mode Switches and Indicators
- Heading Select/Track Select
Pushing the Heading Select (HDG SEL)/Track Select (TRK SEL) switch (inner) selects Heading Select or Track Select modes. In this mode, the aircraft turns to the heading or track that shows in the heading/track window. Pushing the Heading/Track (HDG/TRK) Reference switch alternately changes the heading/track reference between heading and track. Rotating the Heading/Track selector (middle) sets the heading or track in the heading/track window. If the HDG/TRK display shows HDG, the aircraft goes to and holds the heading that shows in the heading/track window. If the HDG/TRK display shows TRK, the aircraft goes to and holds the track that shows in the heading/track window. Rotating the Bank Limit selector (outer) sets the bank limit when in the Heading Select or Track Select modes. In the AUTO position, the limit varies between 15 - 25°, depending on True Airspeed. When the other detented positions are selected, the value is the maximum, regardless of airspeed.
- Roll Attitude Hold
The Roll Attitude Hold mode is used to hold the roll attitude that exists at the time the flight director is first turned on, or the autopilot is first engaged. The Roll Attitude Hold mode is activated, and ATT annunciated, if the bank angle is greater than 5 degrees when either:
- A flight director is turned on with the autopilot not engaged; or
- The autopilot is initially engaged with no flight director on.
- Lateral Navigation
- Pitch Modes
The following AFDS pitch modes are available during climb, cruise and descent (Figure [below]): 1.6E
- Vertical Navigation
Pushing the vertical navigation (VNAV) switch arms or disarms the VNAV mode. In this mode, the AFDS uses vertical steering commands provided by the Flight Management Computer Function (FMCF). The FMCF vertical steering commands come from the active FMCF based on the navigation data and the active flight plan.
- Vertical Speed/Flight Path Angle
Pushing the Vertical Speed/Flight Path Angle (V/S-FPA) switch selects the V/S or FPA mode. Rotating the V/S-FPA selector Up or Down sets the vertical speed or flight path angle in the vertical speed/flight path angle window. Pushing the V/S-FPA Reference switch alternately changes vertical speed/flight path angle window references between vertical speed and flight path angle. The vertical speed or flight path angle command is an elevator command. The pilot uses this mode to change flight levels. The pilot must set the engine thrust necessary to hold the vertical speed or flight path angle command. When the V/S/FPA display shows V/S, the aircraft goes to and holds the vertical speed that shows on the vertical speed/flight path angle window.
IAS/MACH Vertical Vertical Speed/Flight Path Reference Switch Navigation (VNAV) Switch Angle (V/S-FPA) Window
V/S-FPA Reference IAS/MACH Altitude Switch Window Window
IAS/MACH V/S-FPA Selector Altitude Selector Selector Flight Level Change Altitude HOLD V/S-FPA Switch (FLCH) Switch Switch
Copyright © Boeing. Reprinted with permission of The Boeing Company
Figure 1.6E - Vertical Mode Switches and Indicators
- Flight Level Change
Pushing the Flight Level Change (FLCH) switch selects the FLCH mode. In this mode, the AFDS will control to the speed target in the IAS/MACH window, providing climb and descent guidance and control. FLCH mode may be used with autothrottles, or with manual throttle control. When the IAS/MACH display shows IAS, the elevator command holds the speed that shows on the IAS/MACH window. When the IAS/MACH display shows MACH, the elevator command holds the MACH that shows on the IAS/MACH window. Rotating the IAS/MACH selector sets the speed in the IAS/MACH window. Pushing the IAS/MACH Reference switch alternately changes the IAS/MACH window between IAS and MACH. The Thrust Management Computing Function (TMCF) supplies the engine thrust commands.
- Altitude Hold
Pushing the Altitude Hold (ALT) switch selects the Altitude hold mode. In this mode, the aircraft holds the barometric altitude present when the pilot pushes the altitude HOLD switch. Altitude Capture and Hold can also be engaged from a climb or descent as the aircraft approaches the altitude that is selected and displayed in the altitude window.
- Vertical Navigation
- Landing Modes
The following AFDS functions are available for landing:
- Localizer
The Localizer (LOC) mode captures and holds the aircraft to a localizer flight path.
- Glideslope
The Glideslope (G/S) mode captures and holds the aircraft to a vertical descent flight path.
- Flare
The flare (FLARE) mode controls the aircraft to a smooth touchdown at a point past the glideslope antenna. This is a computed command and is not part of the glideslope mode.
- Runway Alignment
In crosswind conditions, the runway alignment mode supplies roll and yaw control to decrease the aircraft crab angle for touchdown. The runway alignment mode also includes roll and yaw control for an engine failure in approach during autoland.
- Rollout
After touchdown, the rollout (ROLLOUT) mode controls the aircraft to the runway centre line. Aircraft deviation from the localizer centre line supplies rudder and nose wheel steering signals.
- Go-Around
The go-around (TO/GA) mode controls roll and pitch after an aborted approach. Also, the TMCF controls thrust during go- around.
Pushing the LOC switch arms or disarms the localizer as roll mode. Pushing the Approach (APP) switch arms or disarms the localizer as roll mode and G/S as pitch mode (Figure 1.6F [below]).
Localizer (LOC) Switch
Approach (APP) Switch
Copyright © Boeing. Reprinted with permission of The Boeing Company
Figure 1.6F - Approach Mode Switches
- Localizer
- Autothrottle (Thrust Management Computing Function)
The autothrottle (A/T) commands the thrust levers to achieve an engine thrust setting, or a selected airspeed. The A/T is armed by raising one or both A/T Arm switches, and is engaged by a pushbutton switch on the MCP (Figure [below]). 1.6G
During normal flight operations, the flight crew uses the Thrust Management Computing Function (TMCF) to perform several routine or normal operations and tasks. These operations or tasks relate to autothrottle modes. The A/T modes operate in these flight phases:
Autothrottle (A/T) ARM Switches
Autothrottle (A/T) Switch
Copyright © Boeing. Reprinted with permission of The Boeing Company
Figure 1.6G - Autothrottle Switches
- Take-off (TO)
- Climb (CLB)
- Cruise (CRZ)
- Descent (DES)
- Approach (APP)
- Go-around (GA)
Autothrottle thrust mode annunciations relate to pitch mode annunciations on the Primary Flight Display (PFD).
- Autothrottle Modes
- Take-off
In take-off (TO), the autothrottle controls thrust to the TO thrust limit. The autothrottle mode annunciation on the PFD is thrust reference (THR REF). At a threshold air speed, the autothrottle mode annunciation on the PFD changes to HOLD.
- Climb
These are the three autothrottle mode selections in climb (CLB):
- Vertical navigation (VNAV)
- Flight level change (FLCH) 65
Autothrottle (MCP) speed mode or thrust mode. •
These are the autothrottle mode annunciations for these modes:
- THR REF when VNAV engages
- THR when FLCH engages
- SPD or THR REF when autothrottle mode engages.
The autothrottle speed mode only engages when VNAV, FLCH, and TO/GA are not active, and the aircraft is in the air.
- Cruise
In cruise, the pitch mode could be VNAV PTH, VNAV ALT or MCP ALT; the corresponding A/T mode is SPD.
- Descent
These are the three autothrottle modes in descent (DES):
VNAV • • FLCH • Autothrottle speed mode
These are the autothrottle mode annunciations in descent:
- Approach
SPD is normal mode in approach with glideslope active or in a manual approach (APP).
- Go-Around
A go-around (GA) mode request causes the autothrottle mode to change to THR. A second GA request causes the autothrottle mode to change to THR REF. The TO/GA switch must be pushed to request GA.
Flare Retard •
Flare retard occurs when a specified altitude threshold has been achieved when in SPD mode, or during an Autoland approach with a command from the autopilot flight director system (AFDS). The autothrottle mode changes to IDLE during a flare retard.
- Go-Around
- Autothrottle Disconnect
The autothrottle disconnects when there is a manual autothrottle disconnect or when there is thrust reverser application. This occurs after initial touchdown during rollout. The autothrottle will disconnect automatically for certain system faults.
- Take-off
- Take-off Mode
- Electrical Power
The electrical system generates and distributes AC and DC power to other aircraft systems, and is comprised of: main AC power, backup power, DC power, standby power, and flight controls power. System operation is automatic. Electrical faults are automatically detected and isolated. The AC electrical system is the main source for aircraft electrical power. (below) shows the cockpit electrical Figure 1.6H panel where electrical switching can be made. It also shows the associated lights.
As the various aircraft systems rely on electrical power, failure of the electrical buses will affect the systems operation which will in turn trigger the corresponding fault messages. These messages are collected by the CMCS which will transmit the messages, via the ACARS, to the Maintenance Control Centre (MCC).
Electrical Power Panel Switches/Lights 1. Battery Switch 11. Backup Generator OFF Lights 2. Battery OFF Light 12. Backup Generator (BACKUP GEN) Switches 3. APU Generator (APU GEN) 13. External Power AVAIL Lights Switch 4. APU Generator OFF Light 14. External Power ON Lights 5. BUS TIE Switches 15. External Power (EXT PWR) Switches 6. BUS Isolation (ISLN) Lights 16. CABIN/UTILITY Power OFF Light 7. Generator Control 17. Cabin/Utility (CABIN/UTILITY) (GEN CTRL) Switches Power Switch 8. Generator OFF Lights 18. IFE/PASS SEATS OFF Light 9. Drive Disconnect Switches 19. In Flight Entertainment System/ Passenger Seats (IFE/PASS 10. Generator DRIVE Lights SEATS) Power Switch Copyright © Boeing. Reprinted with permission of The Boeing Company Figure 1.6H - Electrical Power Panel Switches/Lights
- Electrical Load Management System
The Electrical Load Management System (ELMS) provides load management and protection to ensure power is available to critical and essential equipment. If the electrical loads exceed the power available (aircraft or external), ELMS automatically shed AC loads by priority until the loads are within the capacity of the aircraft or ground power generators. The load shedding is non-essential equipment first, then utility busses. Utility busses are followed by individual equipment items powered by the main AC busses. When an additional power source becomes available or the loads decrease, ELMS restores power to shed systems (in the reverse order). The message LOAD SHED displays on the electrical synoptic when load shed conditions exist.
- Alternating Current Electrical System Power Sources
The entire aircraft alternating current (AC) electrical load can be supplied by any two main AC power sources. The main AC electrical power sources are:
- left and right engine integrated drive generators (IDGs) APU generator
- primary and secondary external power
The power sources normally operate isolated from one another. During power source transfers on the ground (such as switching from the APU generator to an engine generator) operating sources are momentarily paralleled to prevent power interruption.
- Integrated Drive Generators
Each engine has an Integrated Drive Generator (IDG). Each IDG has automatic control and system protection functions. When an engine starts, with the GENERATOR CONTROL switch selected ON, the IDG automatically powers the respective main bus. The previous power source is disconnected from that bus.
The IDG can be electrically disconnected from the busses by pushing the GENERATOR CONTROL switch to OFF. The IDG can also be electrically disconnected from its respective bus by selecting an available external power source prior to engine 69
shutdown. The DRIVE light illuminates and the EICAS message ELEC GEN DRIVE L or R displays when low oil pressure is detected in an IDG. The IDG drive can be disconnected from the engine by pushing the respective DRIVE DISCONNECT switch. The IDG cannot be reconnected by the flight crew. High drive temperature causes the IDG to disconnect automatically.
- Auxiliary Power Unit Generator
The Auxiliary Power Unit (APU) generator is electrically identical to the IDG generators. The APU generator can power either or both main busses and may be used in flight as a replacement to an IDG source. If no other power source is available when the APU generator becomes available, the APU generator automatically connects to both main AC busses. If the primary external source is powering both main busses, the APU powers the left main bus, and the primary external source continues to power the right main bus. If the primary external source is powering the right main bus, and the secondary external source is powering the left main bus, the APU then powers the left main bus and the primary external source continues to power the right main bus. If the secondary external source is powering both main busses, the APU then powers both main busses.
The APU generator OFF light illuminates when the APU is operating and the APU generator breaker is open because of a fault or the APU GENERATOR switch is selected OFF. When the APU GENERATOR switch is ON and a fault is detected, the APU generator cannot connect to the busses.
In flight, when both transfer busses are unpowered, the APU starts automatically, regardless of APU selector position.
- Alternating Current Electrical Power Distribution
The AC power is distributed through the left and right main busses and the ground service bus. The right IDG normally powers the right main bus and the left IDG normally powers the left main bus. The APU normally powers both main busses when they are not powered by any other source.
Bus tie relays, controlled by BUS TIE switches, isolate or parallel the right and left main busses. When both BUS TIE switches are
set to AUTO, the bus tie system operates automatically to maintain power to both main busses.
Power transfers are made without interruption when the aircraft is on the ground, except when switching between primary and secondary external power sources. The source order for powering left and right main busses in flight is the:
- Autoland
During autoland, the busses isolate to allow three independent sources to power the three autopilots:
- the left IDG powers the left AC transfer bus, the left main DC bus, and the captain’s flight instrument bus;
- the right IDG powers the battery bus and AC standby bus through the main battery charger; and
- the back-up system powers the right AC transfer bus, the right DC bus, and the first officer’s flight instrument bus.
- Backup Alternating Current Electrical System
The electrical system is highly reconfigurable to accommodate multiple failures. The electrical system is designed to automatically provide power to selected aircraft systems. The electrical system automatically powers one or both transfer busses when:
- Backup Generators
Backup power is provided by one variable speed, variable frequency generator mounted on each engine. A frequency
converter converts the generator frequency to a constant 400 Hz. Only one backup generator can power the converter at a time.
Each backup generator contains two permanent magnet generators (PMGs) that supply power to the flight control DC electrical system (refer to DC Electrical System). If both IDGs and the APU generator are inoperative, a backup generator powers essential aircraft equipment. To reduce electrical loading on the backup generator, the following systems are inoperative:
- Direct Current Electrical System
The direct current (DC) electrical system includes the main DC electrical system and the flight control DC electrical system. The main DC electrical system uses four transformer-rectifier units (TRUs) to produce DC power. The TRUs are powered by the AC transfer busses.
TRU DC electrical power is distributed to various DC busses as follows:
(1) The left TRU powers the left main DC bus, which provides a second DC power source for:
- left flight control power supply assembly (PSA)
- right main DC bus.
(2) The right TRU powers the right main DC bus, which provides a second DC power source for:
- right flight control PSA left main DC bus.
(3) The C1 TRU powers the captain’s flight instrument bus and the battery bus. The captain’s flight instrument bus provides a second DC power source for:
- centre flight control PSA first officer’s flight instrument bus
- 72
The C2 TRU powers the first officer’s flight instrument bus, which provides a second DC power source for the captain’s instrument bus.
- Batteries
The main battery is connected directly to the hot battery bus and provides standby power to other busses. The main battery charger normally powers the hot battery bus and maintains the main battery fully charged.
The APU battery is connected directly to the APU battery bus and provides dedicated power to the APU electric starter, which is used when sufficient bleed air duct pressure is unavailable for the APU air turbine starter. The APU battery charger normally powers the APU battery bus and maintains the APU battery fully charged.
- Flight Control Direct Current Electrical System
The flight control DC electrical system is a dedicated power source for the primary flight control system. Primary power for the flight control DC electrical system comes from permanent magnet generators (PMGs) housed within each backup generator. Variable frequency PMG AC power is used by individual power supply assemblies (PSAs) to provide DC power to the three flight control DC busses. To ensure a high level of system reliability, each PSA also has multiple DC power sources. If primary PMG AC power is not available, secondary power for the left and right PSAs is provided by the related main DC bus. Secondary power for the centre PSA is provided by the captain’s flight instrument bus. The hot battery bus provides additional backup power for the left and centre PSAs only. Each PSA also uses a dedicated battery to prevent power interruptions to the related flight control DC bus. The batteries have limited capacity and are incorporated to supply power for brief periods during PSA power source transfers.
- Standby Electrical System
The standby electrical system can supply AC and DC power to selected flight instruments, communications and navigation systems, and the flight control system, if there are primary
electrical power system failures. The standby electrical system consists of:
- the main battery
- the standby inverter the RAT generator and its associated generator control
- unit
- the C1 and C2 TRUs
(1) Main Battery
The main battery provides standby power to the:
hot battery bus • • battery bus • captain’s flight instrument bus left and centre flight control PSAs • • standby inverter.
Note:
The main battery can power the standby system for a minimum of 10 minutes.
(2) Standby Inverter
The standby inverter converts DC power to AC power. The inverter powers the AC standby bus if the left transfer bus is not powered.
(3) Ram Air Turbine Generator
The ram air turbine (RAT) generator provides standby power to the C1 and C2 TRUs. The RAT can supply electrical and hydraulic power simultaneously. If the RAT is unable to maintain RPM, the RAT generator electrical load is shed until RPM is satisfactory. Power for standby electrical loads is provided by the main battery during deployment of the RAT and when RAT generator loads are shed. The RAT is deployed automatically if both AC transfer busses lose power in flight. The RAT can be manually deployed by using the RAM AIR TURBINE switch on the overhead panel.
(4) Cabin Systems and Utility Power
Electrical power to some cabin and utility systems are controlled from the cockpit. The IFE/PASS SEATS Power switch controls power to the IFE and passenger seats. The CABIN/UTILITY Power switch controls power to cabin and utility systems.
- Electrical Load Management System
- Cabin and Cargo Compartments
The aircraft, 9M-MRO was configured to 35 business class and 247 economy class seats. The business class and economy class seats were procured from BE Aerospace. An approved Lay Out of Passenger Accommodation (LOPA) determines the cabin interior configuration. Safety and emergency equipment are fitted and positioned throughout the cabin.
There is one crew rest area in the forward cabin behind the cockpit. There is a cabin crew rest area in the aft cabin lower lobe. Access is through a compartment door adjacent to Door 3R.
The cockpit door provides selective entry to the cockpit and is resistant to ballistic penetration. When closed, the door locks when electrical power is available and unlocks when electrical power is removed. A viewing lens in the door allows observation of the cabin. The door can be manually opened from the cockpit by turning the door handle.
An emergency access code is used to gain access to the cockpit in case of pilot incapacitation. Access is provided by the use of a Keypad Access System which consists of a numeric keypad outside the cockpit area and a chime module and electric strike that is not accessible from outside the cockpit. The chime module provides an audible alert to the pilots that the correct code has been entered into the keypad. There is also an indicator light in the cockpit and a Light Emitting Diode (LED) on the keypad that indicates that the correct code has been entered.
The pilots have a 3-position switch by which they can open the door lock, close the door lock, or permanently lock the door for a specified amount of time to prevent access by anyone regardless if the correct code is entered into the keypad.
The door has blowout panels that will open in the event of a rapid decompression of the passenger compartment. A pressure sensor controls an electric strike and allows the door to open inward in the event of a rapid decompression in the cockpit. These features serve to equalise the pressure between the passenger compartment and the cockpit in case of decompression either side of the door.
The aircraft is also fitted with a Flight Deck Entry Video Surveillance System (FDEVSS) which provides the pilots surveillance capability of the cockpit doorway and the forward galley areas. This allows the pilots to see the person who wants to access the cockpit before they allow entry.
There are four Type A passenger and service doors on each side of the aircraft. Each door has a window. The passenger compartment has windows along both sides of the passenger compartment. Each exit is fitted with a slide raft system for emergency use.
The overhead passenger cabin is fitted with Passenger Service Units (PSU) above each seat row. They are hinged and secured by a magnetic latch that is electrically controlled. In the event of cabin depressurisation, the PSU magnetic latch will be electrically released and allow the oxygen masks to drop for passenger use.
The aircraft cabin lighting system comprises of ceiling lights, sidewall lights, entry lights and emergency lights. The cabin management system (CMS) controls the passenger cabin lighting.
The lower section of the fuselage houses forward, aft and bulk cargo compartments. A cargo handling system is fitted for the forward and aft cargo to command power drive units (PDU) to move cargo containers laterally and longitudinally.
Cargo compartment sidewalls, ceilings and walkways are constructed of fire resistant materials. There is a smoke detection warning system and fire extinguishing system installed to contain any smoke or fire eventualities.
- Flight Controls
The flight control system is an electronic fly by wire system. It is divided into two separate systems to control the aircraft in flight.
Primary Flight control system (PFCS) is a modern three axis, fly by wire system. It controls the roll, yaw and pitch commands using the ailerons, flaperons, spoilers, elevators, rudder and horizontal stabilizer. The high lift control system (HLCS) comprises of inboard and outboard trailing edge flaps, leading edge flaps and Kruger flaps. It supplies increased lift at lower speeds for take-off and landing.
6299 The PFCS and HLCS use 3 dedicated ARINC Flight Control digital busses to transmit data signals to command the flight controls. Mechanical control is available to two spoilers and horizontal stabilizers.
The PFCS has three operational modes of command - Normal mode, Secondary mode and Direct mode. The PFCS command signals are computed by three redundant Primary Flight Computers (PFCs) in Normal and Secondary modes and directed through four Actuator Control Electronic (ACE) units. In Direct mode, the control surface command signals are computed by the ACEs without reliance on the PFCs.
The PFC also receives airspeed, altitude and inertial reference data from Airplane Information Management System (AIMS), Air Data Inertial Reference Unit (ADIRU) and Secondary Attitude and Air Data Reference unit (SAARU). The PFCs calculate the flight control commands based on control laws, augmentation and envelop protections. The digital command signals from the PFCs go to the ACEs that will change the digital signal to analogue format and send to the power control units (PCU) that will command the control surface movement.
The HLCS operates in three modes, primary, secondary and alternate. Command signals are transmitted from the flap lever to two Flap Slat Electronic Units (FSEU).
The FSEU process the flap command and control the sequence of flaps and slats operation. It also commands auto slat, load relief and asymmetry protection.
Two spoilers and the horizontal stabilizer receive mechanical control signals from pilots input.
9 Aeronautical Radio, Incorporated (ARINC) 629 is an aeronautical standard which specifies multi- transmitter data bus protocol where up to 128 units can share the same bus. 77
- Fuel System
The fuel system has three fuel tanks, two integral wing tanks and one centre tank. The tanks are part of the wing structure and have many fuel system components located inside the tanks and on the rear spar. The fuel tanks are vented through channels in the wing to allow near ambient pressure during all phases of flight.
An integrated refuel panel (IRP) on the lower left wing and two refuel receptacles on each wing allows rapid pressure refueling of the aircraft. The refueling operation is automatic with fuel load selection on the IRP. Fuel quantity indicating system (FQIS) processor unit controls all fueling operations and measuring of fuel quantity.
Several enhanced features were incorporated in the design to include the following:
- Ultrasonic Fuel Quantity Indicating system
- Automatic centre tank scavenge system
- Ultrasonic water detection system
- Densitometers Jettison system
Fuel quantity is displayed on the fuel synoptic page and the upper EICAS fuel block.
- Engine Fuel Feed System
There are two boost pumps for each main tank and two override/ jettison pumps in the center tank to supply fuel to the engines. The fuel flows through the crossfeed manifold to the engines. Redundant crossfeed valves isolate the left and right sides of the manifold.
At the start of a flight, when all the tanks are full, the normal procedure is to turn on all the fuel pumps. The override/jettison pumps supply center tank fuel to both engines. This occurs because the override/jettison pumps have a higher output pressure than the main tank boost pumps. When the override/jettison pump output pressure decreases because of low fuel quantity in the center tank, the boost pumps automatically supply fuel to both engines from the main tanks.
- Auxiliary Power Unit Fuel Feed System
The Auxiliary Power Unit (APU) can receive fuel from any tank. A DC pump supplies fuel from the left main tank if no AC power is available. APU fuel is supplied from the left fuel manifold. APU fuel can be provided by any AC fuel pump supplying fuel to the left fuel manifold or by the left main tank DC fuel pump. On the ground, with the APU switch ON and no AC power available, the DC pump runs automatically. With AC power available, the left forward AC fuel pump operates automatically, regardless of fuel pump switch position, and the DC fuel pump turns off. In flight, the DC fuel pump operates automatically for quick left engine relight with the loss of both engines and all AC power. Figure (below) shows the Engine and APU Fuel Feed System. 1.6I
APU FUEL INLET
ENGINE FUEL INLETS
Copyright © Boeing. Reprinted with permission of The Boeing Company
Figure 1.6I - Engine and APU Fuel Feed
- Fuel Inlets
The fuel intake inlet for the APU (in the left main tank) is located lower than that for the engine. As the fuel level drops below the engine fuel intake level the engine will be starved of fuel, however fuel will still be available for the APU as its fuel intake is lower. This difference in level between the engine and APU
fuel intakes, accounts for approximately 30 pounds of fuel in a standard flight attitude (1° pitch). The APU is estimated to consume (when electrically loaded) approximately 2 pounds of fuel in 55 seconds which will amount to a maximum APU run time of 13 minutes and 45 seconds. The pitch attitude and in- flight accelerations can affect the actual amount available for the APU.
- Hydraulics
There are three independent hydraulic systems using electrical, pneumatics or engine driven power source. They are identified as Left, Centre and Right. Each hydraulic system can independently operate the flight controls for safe flight and landing.
Each hydraulic system uses a Hydraulic Interface Module Electronics Card (HYDIM) for automatic control and indications. The three systems operate independently at 3000 psi nominal pressure.
The left system is powered by an engine driven pump (EDP) and an electric motor pump (ACMP). The right system is also powered by an EDP and ACMP. The centre system has two ACMP and two air driven pumps (ADP) and a ram air turbine (RAT) pump.
Hydraulic pumps control and indication are on the P5 overhead panel. During normal operation the flight crew will select the switches to the auto position before flight. The pressure and quantity indication is provided on the hydraulic synoptic page and the status page.
The primary pumps are the EDPs in the left and right system and the ACMPs for the centre system. These pumps operate continuously. The demand pumps are the ACMPs for the left and right systems and the ADPs for the centre system. These pumps normally operate only during heavy system demands. The operation logic is controlled and monitored by the HYDIM cards.
The RAT deploys automatically during flight when both engines are shutdown or for loss of all three hydraulic power. The RAT hydraulic pump supplies hydraulic power to some of the center hydraulic system flight controls. When the aircraft is operating on RAT power only, the flap drive hydraulic motor is isolated from the center hydraulic system and as a result the flaps will not respond to the cockpit flap handle inputs.
- Instrumentation
The flight instruments and displays supply information to the flight crew on six flat panel liquid crystal display units:
- Captain and First Officer Primary Flight Display (PFD)
- Captain and First Officer Navigation Display (ND) Engine Indication and Crew Alerting System (EICAS)
- the Multifunction Display (MFD)
Standby Flight Instruments provide information on separate indicators. Clocks display Airplane Information Management System (AIMS) generated UTC time and date, or manually set time and date.
- Primary Flight Display
The Primary Flight Display (PFD) presents a dynamic color display of all the parameters necessary for flight path control. The PFDs provide the following information:
- flight mode annunciation airspeed
- altitude
- vertical speed attitude
- steering information
- radio altitude instrument landing system display
- approach minimums
- heading/track indications, engine fail, Ground Proximity Warning System (GPWS), and Predictive Windshear (PWS) alerts.
Failure flags are displayed for aircraft system failures. Displayed information is removed or replaced by dashes if no valid information is available to the display system (because of out-of- range or malfunctioning navigation aids). Displays are removed when a source fails or when no system source information is available.
- Navigation Display
The navigation displays (ND) provide a mode-selectable color flight progress display. The modes are: 81
MAP • • VOR • APP (approach) PLN (plan) •
The MAP, VOR, and APP modes can be switched between an expanded mode with a partial compass rose and a centered mode with a full compass rose.
- Engine Indication and Crew Alerting System
The Engine Indication and Crew Alerting System (EICAS) consolidates engine and aircraft system indications and is the primary means of displaying system indications and alerts to the flight crew. The most important indications are displayed on EICAS which is normally displayed on the upper centre display.
- System Alert Level Definitions
(1) Time Critical Warnings
Time critical warnings alert the crew of a non-normal operational condition requiring immediate crew awareness and corrective action to maintain safe flight. Master warning lights, voice alerts, and ADI indications or stick shakers announce time critical conditions.
(2) Warnings
Warnings alert the crew to a non-normal operational or system condition requiring immediate crew awareness and corrective action.
(3) Cautions
Cautions alert the crew to a non-normal operational or system condition requiring immediate crew awareness. Corrective action may be required.
(4) Advisories
Advisories alert the crew to a non-normal operational or system condition requiring routine crew awareness. Corrective action may be required.
(5) Engine Indication and Crew Alerting System Messages
Systems conditions and configuration information are provided to the crew by four types of EICAS messages:
- EICAS alert messages are the primary method to alert the crew to non-normal conditions.
- EICAS communication messages direct the crew to normal communication conditions and messages.
- EICAS memo messages are crew reminders of certain flight crew selected normal conditions.
- EICAS status messages indicate equipment faults which may affect aircraft capability.
An EICAS alert, communications, or memo message is no longer displayed when the respective condition no longer exists.
- Multifunction Display
The electronic checklist (ECL) system shows normal and non- normal checklists on a multifunction display (MFD). The electronic checklist system is not required for, and a paper checklist or other approved backup checklist must be available in the cockpit.
The checklist display switch on the display select panel opens the electronic checklist. The flight crew operates the checklist with the cursor control devices (CCDs).
The MFD has also communications functions which are used to control data link features. Data link messages not processed by the Flight Management Computer (FMC) are received, accepted, rejected, reviewed, composed, sent, and printed using communications functions on the MFD. ACARS and data link radio management functions are provided through communications management menus. The COMM display switch, located on the display select panel, displays the communications main menu on the selected MFD. 83
Communications functions are selected using the cursor control device. Message text entry is accomplished by entering data into the Control Display Unit (CDU) scratchpad and transferring it to the appropriate area. Messages can be printed on the cockpit printer. Incoming message traffic is annunciated by EICAS communications messages.
- Standby Flight Instruments
The standby flight instruments include:
- standby attitude indicator
- standby airspeed indicator
- standby altimeter
- standby magnetic compass
An external Power Supply Assembly supplies power to the standby attitude and airspeed indicators and the standby altimeter. The standby magnetic compass does not require any electrical power except for its lighting.
(1) Standby Attitude Indicator
The Standby Attitude Indicator displays Secondary Attitude Air Data Reference Unit (SAARU) attitude. A bank indicator and pitch scale are provided.
(2) Standby Airspeed Indicator
The Standby Airspeed Indicator displays airspeed calculated from two standby air data modules (one pitot and one static). It provides current airspeed in knots as a digital readout box with an airspeed pointer.
(3) Standby Altimeter
The standby altimeter displays altitude from the standby (static) air data module. Current altitude is displayed digitally. A pointer indicates altitude in hundreds of feet. The pointer makes one complete revolution at appropriate intervals.
(4) Standby Magnetic Compass
A standard liquid–damped magnetic standby compass is provided. A card located near the compass provides heading correction factors.
- Clock
A clock is located on each forward panel. Each clock displays Airplane Information Management System (AIMS) generated UTC time and date, or manually set time and date. The AIMS UTC time comes from the global positioning system (GPS). In addition to time, the clocks also provide alternating day-month and year, elapsed time, and chronograph functions.
- Airplane Information Management System
The Airplane Information Management System (AIMS) collects and calculates large quantities of data. The AIMS manages this data for several integrated avionics systems. These systems are the:
- Primary display system (PDS)
- Central maintenance computing system (CMCS)
- Airplane condition monitoring system (ACMS)
- Flight data recorder system (FDRS)
- Data communication management system (DCMS) - including ACARS datalink
- Flight management computing system (FMCS)
- Thrust management computing system (TMCS)
The AIMS has software functions that do the calculation for each of these avionics systems. The AIMS supplies one other software function that many aircraft systems use. It is the data conversion gateway function (DCGF).
The AIMS has two cabinets, for redundancy, which do the calculations for other avionic systems. The Left cabinet is located in the forward rack of the Main Equipment Centre (MEC) while the Right cabinet is located in rear rack of the MEC. To do these calculations, each AIMS cabinet has the following:
- A cabinet chassis
- Four Input/output modules (IOM)
Four Core processor modules (CPM) •
The IOMs and CPMs are considered Line Replaceable Modules (LRM). The IOM transfers data between the software functions in the AIMS CPMs and external signal sources. The CPMs supply the software and hardware to do the calculations for several avionic systems. The software is called functions. To keep a necessary separation between the functions, each function is partitioned. The partitions permit multiple functions to use the same hardware and be in the same CPM.
The Left AIMS cabinet gets electrical power from the 28V DC Capt Flight Instrument bus and the 28V DC F/O Flight Instrument bus. The Right AIMS cabinet gets electrical power from the 28V DC Left bus and the 28V DC Right bus. Each cabinet receives the power from four 28V DC circuit breakers in the overhead circuit breaker panel. The four 28V DC bus inputs are known as power 1 through power 4. Power 1 and power 2 enter the cabinet through a connector on the left side of the cabinet and therefore they are considered as left power. Power 3 and power 4 enter the cabinet through a connector on the right side of the cabinet and are considered as right power.
Each LRM receives power from four sources, two for main power and two for monitor power. The main circuitry uses the main power. Special circuits that monitor the condition of the power supply in the LRM use the monitor power. The two main and two monitor sources of power for each LRM come from different power sources.
Each AIMS cabinet also receives power through one hot battery bus circuit breaker in the standby power management panel. The connection to the hot battery bus keeps the LRMs internal memories active. The hot battery bus also makes the AIMS cabinet less likely to have faults due to power transients.
- Navigation Systems
The Navigation systems of interest include Global Positioning System (GPS), Air Data Inertial Reference System (ADIRS) and the Flight Management System (FMS).
- Global Positioning System
The Left and right GPS receivers are independent and use navigation satellites to supply very accurate position data to the 86
FMC. One is powered by the 115V AC Standby bus and the other by the 115V AC Transfer bus. They pass data to aircraft systems including the ADIRS via the AIMS. GPS tuning is automatic. If the Air Data Inertial Reference Unit (ADIRU) becomes inoperative during flight, the EICAS displays the message NAV ADIRU INERTIAL and the FMC uses only GPS data to navigate.
- Inertial System
The ADIRS calculates aircraft altitude, airspeed, attitude, heading, and position data for the displays, flight management system, flight controls, engine controls, and other systems. The major components of ADIRS are the ADIRU, Secondary Attitude and Air Data Reference Unit (SAARU), and air data modules. The ADIRU supplies primary flight data, inertial reference, and air data. The ADIRU is fault-tolerant and fully redundant. The SAARU is a secondary source of critical flight data for displays, flight control systems, and other systems. If the ADIRU fails, the SAARU automatically supplies attitude, heading, and air data. SAARU heading must be manually set to the standby compass magnetic heading periodically. The ADIRU and SAARU receive air data from the same three sources. The ADIRU and SAARU validate the air data before it may be used for navigation. The three air data sources are the left, centre, and right pitot and static systems.
- Flight Management System
The FMS aids the flight crew with navigation, in-flight performance optimisation, automatic fuel monitoring, and cockpit displays. Automatic flight functions manage the aircraft lateral flight path (LNAV) and vertical flight path (VNAV). The displays include a map for aircraft orientation and command markers on the airspeed, altitude, and thrust indicators to help in flying efficient profiles. The flight crew enters the applicable route and flight data into the CDUs. The FMS then uses the navigation database, aircraft position, and supporting system data to calculate commands for manual and automatic flight path control. The FMS tunes the navigation radios and sets courses. The FMS navigation database supplies the necessary data to fly routes, SIDs, STARs, holding patterns, and procedure turns. Cruise altitudes and crossing altitude restrictions are used to
calculate VNAV commands. Lateral offsets from the programmed route can be calculated and commanded.
The basis of the flight management system is the flight management computer function. Under normal conditions, one Flight Management Computer (FMC) accomplishes the flight management tasks while the other FMC monitors. The second FMC is ready to replace the first FMC if system faults occur. The FMC uses flight crew-entered flight plan data, aircraft systems data, and data from the FMC navigation database to calculate aircraft present position and pitch, roll, and thrust commands necessary to fly an optimum flight profile. The FMC sends these commands to the autothrottle, autopilot, and flight director. Map and route data are sent to the NDs. The EFIS control panels select the necessary data for the ND. The mode control panel selects the autothrottle, autopilot, and flight director operating modes.
Crew Procedure on the operations and programming of the Flight Management System safeguards and protects against incorrect execution of erroneous Information for the Navigation and Performance Data Input. Different levels of verification and cross checking between the Captain and Co-Pilot ensure that any error would be captured and corrected during the crew preparation.
In addition, system logics will also prevent the crew against selection of the wrong co-ordinates from the stored Navigation Database if a particular waypoint code happens to be used by many different places worldwide.
- Global Positioning System
- Oxygen Systems
- Flight Crew Oxygen System
The flight crew oxygen system provides oxygen to the flight crew for emergencies and other procedures which make its use necessary. The oxygen is supplied by two cylinders located in the left side of the main equipment centre. Each cylinder is made of composite material and holds 115 cubic feet (3,256 litres) of oxygen at 1,850 psi. The oxygen is supplied, through regulators, to four oxygen masks in the cockpit, one each for the Captain, the First Officer, the First Observer and the Second Observer. The mask has a dilution control which is normally set at ‘Normal’ position. In this position the oxygen is diluted with 88
- Flight Crew Oxygen System
ambient air according to the pressure altitude in the cockpit. It can also be selected to ‘100%’, in which case 100% oxygen will be supplied. (below) shows the expected duration Table 1.6E of oxygen supply from the two cylinders with the dilution control in ‘Normal’ position.
Table 1.6E – Expected Duration of Oxygen Supply for Flight Crew
| AIRCRAFT ALTITUDE: 36,000 ft | |||
|---|---|---|---|
| Cabin Altitude: 8,000 ft. | Cabin Altitude: 36,000 ft. | ||
| No. of Crew Members | Expected Duration (hour) | No. of Crew Members | Expected Duration (hour) |
| 1 | 42 | 1 | 27 |
| 2 | 21 | 2 | 13 |
| 3 | 14 | 3 | 9 |
| 4 | 10.5 | 4 | 6.5 |
AIRCRAFT ALTITUDE: 36,000 ft Cabin Altitude: 8,000 ft. Cabin Altitude: 36,000 ft. No. of Expected No. of Expected Crew Duration Crew Duration Members (hour) Members (hour) 1 42 1 27 2 21 2 13 3 14 3 9 4 10.5 4 6.5 Table 1.6E - Expected Duration of Crew Oxygen
Aircraft altitude is assumed to be 36,000 ft. A cabin altitude of 8,000 ft. would indicate a normally pressurised cabin and a cabin altitude of 36,000 ft. would indicate an unpressurised cabin. At this cabin altitude of 36,000 ft, 100% oxygen will be supplied even with the dilution control in the ‘Normal’ position.
- Passenger Oxygen System
The passenger oxygen system is supplied by separate and individual chemical oxygen generators. The oxygen system provides oxygen to:
- passenger seats
- attendant stations
- lower crew rest compartment
- lavatory service units
The passenger oxygen masks and chemical oxygen generators are located in passenger service units (PSUs). A door with an electrically operated latch keeps the masks in a box until the oxygen deployment circuit operates. The deployment circuit operates, and the masks automatically drop from the PSUs if cabin altitude exceeds approximately 13,500 feet. The passenger masks can be manually deployed from the cockpit by pushing the overhead panel PASSENGER OXYGEN switch to the ON position. Oxygen flows from a PSU generator
when any mask hanging from that PSU is pulled. Oxygen is available for approximately 22 minutes. The electrical power to the latch is supplied through a circuit breaker located in the Main Equipment Centre. It is not possible to deactivate automatic deployment of the masks from the cockpit.
- Portable Oxygen
Portable oxygen cylinder lets the flight attendants move in the aircraft when oxygen is in use. It is also a gaseous oxygen supply for medical emergencies. The bottle is fitted with disposable mask. 15 cylinders are located throughout the passenger cabin. Each cylinder is of 11 cubic ft (310 litres) capacity. The flow of oxygen can be controlled by an ‘Off-On’ knob which can be rotated to control the flow from 0 to 20 litres per minute. Therefore, the minimum time for the portable oxygen supply from full is 15.5 minutes.
- Central Maintenance Computing System
The Central Maintenance Computing System (CMCS) collects and stores information from most of the aircraft systems. It can store fault histories as well as monitor and conduct tests on the various systems. The fault history contains details of warnings, cautions and maintenance messages.
At regular intervals, during flight, the CMCS transmits any recorded fault messages, via the Aircraft Communications Addressing and Reporting System (ACARS), to the Maintenance Control Centre (MCC) of Malaysia Airlines. This helps in the planning and preparation for the rectification of any potential aircraft defects at the main base or line stations. Refer also to 9). Section 1.6.4 para.
- Engines
The aircraft is fitted with two engines (Model: RB211 TRENT 892B- 17) manufactured by Rolls-Royce. The RB211 TRENT 892B-17 engine is a high bypass turbofan (bypass ratio of 6.4:1 at a typical cruise thrust) axial flow, three-rotor with a single low pressure fan driven by a five-stage, low-pressure turbine.
The engine has an eight-stage intermediate pressure compressor driven by a single-stage turbine and a six-stage high pressure compressor driven by a single-stage turbine.
The engine take-off thrust is 92,800 lb and weighing approximately 15,700 lb (7,136 kg). The engines are certified in accordance with the US FAA Type Certificate E00050EN.
The FAA Type Certificate Data Sheet certifies that the engines meet the smoke and gaseous emission requirements of the US FAR 34. The engine is certified under FAR Part 36 Stage 3 Noise regulation.
The engine is fitted with a digital Electronic Engine Fuel Control System and it interfaces with many systems and components in the form of primary analogue or ARINC 629 buses.
The following analogue engine fuel and control system interfaces and correlates with the other systems for supply and feedback:
- Engine ignition - ignition unit power
- Engine air - actuator and valves
- Engine controls - resolver excitation and position
- Engine indicating - engine parameter data
- Engine exhaust - thrust reverser operations
- Engine oil - oil cooling and indications
- Engine starting - auto-start and manual start
- Electrical power - aircraft power from the Electrical Load Management System (ELMS)
The following ARINC 629 engine fuel and control system interfaces and correlates with other systems for supply, control and indication data:
AIMS - indication, air data and flight management control • • Cockpit controls - switch position and indication • Flap Slat Electronic Unit (FSEU) - Flap indication Proximity Switch Electronic Unit (PSEU) - Landing gear lever • position • Air Supply Cabin Pressure Controller (ASCPC) - Pneumatic system demand
The RB211 TRENT 892B-17 engine Electronic Engine Control (EEC) serves as the primary component of the engine fuel control system and uses data from the engine sensors and aircraft systems 91
to control the engine operations. The EEC controls most of the engine components and receives feedback from them. These digital data go to the Engine Data Interface Unit (EDIU) and send the signal to the AIMS. The AIMS transmits and receives a large amount of data to and from the EEC. These include:
- Engine bleed status - EEC thrust limit calculations Air data - EEC thrust limit calculations
- Engine data – system requirements
- Autothrottle Engine Pressure Ratio (EPR) trim - thrust balancing Condition monitoring - performance tracking
- Maintenance data - trouble shooting
- Primary display system data - indication.
- Auxiliary Power Unit
The aircraft is fitted with an Auxiliary Power Unit (APU) - Model: GTCP 331-500 - manufactured by Allied Signal. The Allied Signal GTCP 331-500 gas turbine APU is a two-stage centrifugal flow compressor, a reverse flow annular combustion chamber and a three-stage axial flow turbine. It supplies the auxiliary power system for the aircraft pneumatic and electrical power. This permits independent operations from the ground external power sources or the main engines.
The APU generator supplies 120 KVA electrical power at any altitude. The APU can start at all altitudes up to the service ceiling of the aircraft (43,100 ft/13,100 m). Electrical power is available up to the service ceiling and pneumatic power is available up to 22,000 ft (6,700 m).
The ELMS contains the APU autostart logic and sends signal to the APU Controller (APUC).
The APU Controller serves to control the APU functions for:
- Starting and ignition
- Fuel metering
- Surge control
- Inlet guide vane (IGV) control
- Data storage
- Protective shutdown
- BITE/Fault reporting 92
APU indication •
The APU is designed to automatically start when certain logic conditions are met when the aircraft is in the air or electrical power removed from left and right transfer buses from respective No. 1 and No. 2 engine generators.
- Communications
For Communications Systems description, refer to 1.9. Section
1.6.9 Aircraft Performance
The detailed Boeing Performance analysis of the aircraft is provided in This section summarises the aircraft performance and Appendix 1.6E. range capability of MH370.
The following data were available to help analyse the possible flight paths of the aircraft: ACARS data, radar data, and satellite data. Wind data were incorporated along the paths to determine the true airspeed which was incorporated into the performance fuel burn and range analysis.
The ACARS data provided the quantity of fuel on board after approximately 25 minutes of flight following take-off from KUL.
The radar data provided information about the flight path and ground speed after the last ACARS transmission and captured the left turn off of the scheduled route until the data ended over the Straits of Malacca. The analysis of the radar data allowed for an estimation of the fuel burn during that portion of the flight. However, that estimation was built on many assumptions, including flying at constant altitude and constant airspeed during each flight segment.
The satellite data provided evidence that the satellite was in communication with the aircraft until the last transmission at time 0019:29.42 UTC, approximately 7 hours and 37 minutes after take-off from KUL. Refer to 1.9.5. Section
The performance range capability of the aircraft, along with the satellite data, allowed for the creation of multiple flight path profiles that 7th Arc10. demonstrate that the aircraft had the range capability to reach the
10 - Lines created along the earth representing a set of possible aircraft positions at the time of satellite Arcs communication based on Burst Timing Offset (BTO). Refer to for further details. Appendix 1.6E 93
Many assumptions were also made during the flight path profile creation, including but not limited to, constant altitude and constant speed from Arc 1 to Arc 7, with the restriction that there were no course changes between the arcs. Additional analyses were conducted in Boeing and MAS simulators that continued the analysis after fuel exhaustion and assumed no intervention in the cockpit.
The results of the simulator session showed that the aircraft would roll gently to the left due to residual rudder deflection commanded by the Thrust Asymmetry Compensation (TAC) with the end of flight occurring within a 100 nm2 box that extended 10 nm beyond fuel exhaustion and 10 nm to the left of the flight path. The maximum range after dual engine flame-out would have been achieved through driftdown, with manual control keeping the aircraft in wings level flight, and would extend the range of the aircraft by approximately 120 nm beyond the location of the dual engine flame-out.
1.6.10 Boeing Patent on Remote Control Take-over of Aircraft
There have been speculations that MH370 could have been taken over control remotely in order to foil a hijack attempt. Some of these speculations have mentioned a US patent that Boeing filed for in February 2003 and received (US 7,142,971 B2) in November 2006 for a system that, once activated, would remove all controls from pilots and automatically fly and land the aircraft at a predetermined location.
According to the patent, existing preventative measures such as bullet- proof doors and the carriage of air marshals on board may have vulnerabilities. The flight crew could decide to open a lockable bullet-proof cockpit door [refer to 4)] and air marshals, if used, Section 1.6.8, para. might be over-powered. In light of the potential that unauthorised persons might be able to access the flight controls of an aircraft, the inventors conceived of a technique to avoid this risk by removing any form of human decision process that may be influenced by the circumstances of the situation, including threats or violence on-board.
The ‘uninterruptible’ autopilot envisioned by the patent could be activated, either by pilots, on-board sensors or remotely via radio or satellite links by the airline or government agencies if there were attempts to forcibly gain control of the cockpit. This system once activated would disallow pilot inputs and prevent anyone on-board from interrupting the automatic take- over. Thus, the personnel on-board could not be forced into carrying out the demands of any unauthorised person(s). To make it fully independent, 94
the system described in the patent would have its own power supply, inaccessible in-flight, so that it could not be disengaged by tripping circuit breakers accessible on-board the aircraft. The aircraft would remain in automatic mode until after landing when ground crew working in conjunction with authorised personnel would be called to disengage the system.
Boeing has confirmed that it has not implemented the patented system or any other technology to remotely pilot a commercial aircraft and is not aware of any Boeing commercial aircraft that has incorporated such technology. The technology was never installed on an aircraft.
It should also be noted that the aircraft 9M-MRO was delivered in May 2002 to MAS before the patent was issued in 2006. The aircraft was under the control of MAS for the entire time after delivery except for a short duration at Pudong, Shanghai Airport, China in August 2012, when it underwent wing tip repair by Boeing [refer to 2)]. Even then the Section 1.6.4, para. repair was under the oversight of MAS engineers. Aircraft modification installation data do not indicate that any systems like that described in the patent were installed on the aircraft post delivery and during in-service. Airworthiness protocols require that all modifications are approved for installation and a record kept of each modification incorporated. There is no reason to believe any systems like that described in the patent either were or could have been incorporated without the knowledge of MAS.
From the foregoing, there is no evidence to support the belief that control of the aircraft 9M-MRO (operating as MH370) could have been or was taken over remotely as the technology was not implemented on commercial aircraft.
1.7 METEOROLOGICAL INFORMATION
1.7.1 Meteorological Situation
Climatologically for the month of March, the position of the sub-tropical high is located over the Gulf of Thailand. The weather is generally dry with very little clouds. The winds are generally light from the surface to the height of 40,000 ft above sea level.
The infra-red image taken by the geostationary satellite Multifunctional Transport Satellites (MTSAT) 1R of Japan Meteorological Agency (JMA) at 1732 UTC 07 March 2014 [0132 MYT 08 March 2014] [below]) (Figure 1.7A showed that there were no significant clouds at the last civil radar point at 1722 UTC, 07 March 2014 [0122 MYT, 08 March 2014].
Source: Malaysian Meteorological Department
Figure 1.7A - Infrared Satellite image taken by MTSAT at 1732 UTC 07 March 2014 [0132 MYT, 08 March2014]
The meteorological radar image taken at 1722 UTC, 07 March 2014 [0122 MYT, 08 March 2014] (Figure [below]) showed that no rain occurred 1.7B at the last civil radar point.
Source: Malaysian Meteorological Department
Figure 1.7B - Meteorological Radar Image at 1722 UTC 07 March 2014 [0122 MYT, 08 March 2014]
No lightning discharges were detected by the Lightning Detection System of the Malaysia Meteorological Department at the vicinity of last civil radar point from 1600 to 2159 UTC, 07 March 2014 [0000 to 0559 MYT, 08 March 2014]. (below) shows the lightning detected 1700 Figure 1.7C Blue symbol UTC to 1800 UTC, 07 March 2014 [0100 to 0200 MYT, 08 March 2014].
Source: Malaysian Meteorological Department
Figure 1.7C - Lightning Detection Map from 1600 to 2159 UTC 07 March 2014 [0000 to 0559, 08 March 2014]
The Meteorological Aerodrome Report (METAR) issued at 1600, 1700 and 1800 UTC [0000, 0100 and 0200 MYT, 08 March 2014] from Kota Bharu Sultan Ismail Petra Airport (WMKC), Kuala Terengganu Airport (WMKN), Penang International Airport (WMKP) and KLIA (WMKK) (Figure 1.7D [below]) did not report any significant weather phenomena.
Source: Malaysian Meteorological Department
Figure 1.7D - Locations of METAR Reports
There was no direct observation of the wind conditions at the last civil radar point, the closest upper air observation was at the Kota Bharu Meteorological Station, taken at 1200 UTC, 07 March 2014 and at 0000 UTC, 08 March 2014 [2000 MYT, 07 March 2014 and 0800 MYT, 08 March -40oC 2014] respectively, both reported a temperature of and wind from the north-east at 15 kt or less at 36,000 ft above sea level.
1.7.2 Comments on the Information Available
- Forecast Charts
- Significant Weather Chart
The Significant Weather Chart (SIGWX) PGCE05 EGRR 061800 issued by World Area Forecast Centre (WAFC) London Fixed Time Prognostic Chart ICAO Area G SIGWX for FL250-630 (25,000 ft to 63,000 ft above standard sea-level pressure) valid 1800 UTC, 07 March 2014 [0200 MYT, 08 March 2014] showed that the filed flight plan route (red dotted line - Figure. 1.7E [below]) passed through a westerly jet stream with wind speed of up to 150 kt at latitude 30°N at FL390. Another westerly jet stream with wind speed of up to 100 kt at FL310 at the destination. Light clear air turbulence (CAT) might be expected from 25°N onwards 99
to the destination. However, no significant adverse weather phenomenon was expected for the whole planned flight route.
Source: WAFC London
Figure 1.7E - Significant Weather Chart PGCE05 Issued by WAFC London Fixed Time ICAO Area G Prognostic Chart SIGWX FL250-630 valid 1800 UTC, 07 March 2014 [0200 MYT, 08 March 2014
- Wind and Temperature Forecast Chart
The wind and temperature forecast chart PWGE25 for FL340 valid 1800 UTC, 07 March 2014 issued by WAFC Washington showed the jet stream as in the significant weather chart above. The forecast winds at the last civil radar point and last air defence radar point were below 20 kt [below]). (Figure 1.7F
- Significant Weather Chart
- Significant Meteorological Information
Significant Meteorological Information (SIGMET) 3 was issued for the GUANGZHOU FIR valid from 12:45 to 16:45 UTC, 07 March 2014 [0200 MYT, 08 March 2014] indicated a thunderstorm forecast north of latitude 27°N and moving eastwards at 50 km/h in the layer with cloud tops at FL260.
- Volcanic Ash Advisory
Volcanic ash advisories issued by Darwin Volcanic Ash Advisory Centre (VAAC) on 07 March 2014 at 06:27 and 18:37 UTC [2045 MYT, 07 March 2014 and 0045 MYT, 08 March 2014] for Sinabung (Sumatra, Indonesia) highlighted volcanic eruption located at 3.10°N 98.23°E (Figure [above]) and volcanic ash plume observed up to FL120 1.7E and the plume was extending toward the west.
Source: WAFC Washington
Figure 1.7F - The wind and temperature forecast chart PWGE25 issued by WAFC Washington 2014 [0200 MYT, 08 March 2014] for FL340 valid 1800 UTC 07 March
1.7.3 Availability of Meteorological Information
The necessary meteorological information was made available to the crew.
1.8 AIDS TO NAVIGATION
Not applicable.
1.9 COMMUNICATIONS
1.9.1 High Frequency System
This aircraft was installed with Collins HFS-900 High Frequency (HF) System. The HF communication system on this aircraft uses two HF systems with a common HF antenna to transmit and receive radio frequency (RF) signals in the HF range.
The HF transceiver operates within the frequency range of 2,000 MHz to 29,999 MHz and one KHz channel spacing.
The Left Transfer bus sends 115V AC three-phase power to the Left HF communication system. The Left HF communication transceiver supplies 115V AC single phase to the Left HF antenna coupler for operational power. It also supplies 28V DC for the key interlock function. The Right HF communication system is the same as the Left, except that it uses power from the Right AC Sec 2 bus.
1.9.2 Very High Frequency System
This aircraft was installed with Collins VHF-900B VHF System. The very high frequency (VHF) communication system permits voice and data communication over line-of-sight distances. It permits communication between aircraft or between ground stations and aircraft. The VHF system operates in the VHF aeronautical frequency range of 118.000 MHz to 136.992 MHz.
The VHF communication system on this aircraft uses three VHF systems. Each VHF system has a VHF antenna and a VHF communication transceiver.
The VHF communication system connects with Selective Calling Equipment (SELCAL) decoder that starts an alert when a call comes in for that aircraft.
The captain’s flight instrument bus sends 28V DC to the Left VHF communication transceiver and the Left Radio Tuning Panel (RTP). The Left Main DC bus sends 28V DC to the centre VHF communication transceiver and the centre RTP.
The Right Main DC bus sends 28V DC to the right VHF communication transceiver and the right RTP.
1.9.3 Air Traffic Control/Mode S Transponder System
This aircraft was installed with a Bendix/King TRA-67A Mode S transponder. The Air Traffic Control (ATC) ground stations interrogate the airborne ATC/Mode S transponder system as shown in (below). Figure 1.9A
The ATC/Mode S transponder replies to the interrogations in the form of coded information that the ground station uses. The ground station uses a Primary Surveillance Radar (PSR) to get radar returns from aircraft within the radar range. To make a communication link with the aircraft in the radar range, the ground station uses a Secondary Surveillance Radar (SSR) to interrogate the ATC/Mode S transponder. The ground station transmits a side lobe suppression signal to inhibit close ATC replies that come from a SSR side lobe transmission.
Copyright © Boeing. Reprinted with permission of The Boeing Company
Figure 1.9A - Air Traffic Control/Mode S Transponder System
On the ground radar display, the Air Traffic Controller (ATC) sees the radar returns, altitude, and a four digit aircraft identifier. The ATC also sees aircraft derived Enhanced Surveillance downlink data on the ground station radar display, such as Magnetic Heading, Air Speed (Indicated Air Speed and Mach number), Ground Speed, Roll Angle, Selected Altitude, True Track Angle, and Vertical Rate.
The ATC/Mode S transponder also replies to mode S interrogations from the Traffic Alert and Collision Avoidance Systems (TCAS) of other aircraft. ATC/Mode S transponders with Extended Squitter function provide broadcast of Global Position System (GPS) position and velocity data.
Two transponders are installed on the aircraft. A Transponder selector switch on the Transponder panel in the cockpit allows selection of either the left or the right transponder. During normal operations the crew procedure is to leave the left transponder selected on the panel. There is no automatic switching between the transponders if one fails. It must be done manually by the pilots. Failure of either of the transponders will be annunciated in the cockpit. The Left ATC/Mode S transponder gets 115V AC power from the AC Standby bus. The Right ATC/Mode S transponder gets 115V AC power from the Right AC Transfer bus. The dual transponder panel gets 115V AC power from the AC Standby bus. The two transponders are powered by highly reconfigurable AC buses; the left one can be powered by the battery if the left AC bus is unavailable (the AC Standby bus can be powered by the left Transfer bus or the battery), and the AC Transfer busses also have their alternate sources.
This system can be deactivated (turned OFF) by pulling the circuit breakers located at the P11 overhead circuit breaker panel or by selecting the Transponder Mode Selector (Transponder Panel) to “STBY” position. The transponder on the occurrence flight was operating satisfactorily up to the time it was lost on the ATC radar screen at 1721.13 UTC, 07 March 2014 [0121:13 MYT, 08 March 2014]. There was no message received from the aircraft to report a system failure.
1.9.4 Aircraft Communications Addressing and Reporting System
The Aircraft Communications Addressing and Reporting System (ACARS) is a digital data-link system that manages flight plan and maintenance data between the aircraft and the Ground Service Provider (GSP) by using radio i.e. VHF or satellite communications (SATCOM) as shown in Figure 1.9B (below).
Figure 1.9B - ACARS System
ACARS provides message communication between aircraft and its base (ground). The following messages are transmitted:
- Out of the gate, Off the ground, On the ground, and Into the gate
(OOOI) events:
Out of the gate event: Departure from the gate with all doors - closed and parking brake released;
Off the ground event: Take-off with the nose gear squat switch - extended;
On the ground event: Touch down with the nose gear squat switch - compressed; and
Into the gate event: Parked at the gate with the parking brake set - and the door open.
- Flight plans: ACARS interfaces with Flight Management Systems (FMS) acting as the communication system for flight plans to be sent from the ground to the FMS. This enables the aircraft to update the FMS while in flight and allows the flight crew to evaluate the alternative flight plans including the status of connecting flights.
Weather information: ACARS interfaces with FMS, acting as the • communication system for weather information to be sent from the ground to the FMS. This enables the aircraft to update the FMS while in flight and allows the flight crew to evaluate new weather conditions.
- Equipment health: ACARS is used to send information from the aircraft to ground stations about the conditions of various aircraft systems and sensors in real-time. Maintenance faults and abnormal events are also transmitted to ground stations along with detailed messages, which are used by MAS for monitoring equipment health, and to better plan the repair and maintenance activities.
- Aircraft positions which provide latitude and longitude, altitude, speed, total air temperature, total remaining fuel, wind direction and speed and heading.
- Engine performance data which provide engine data during take-off, climb, cruise and approach.
ACARS interfaces with the Multifunction Display (MFD) in the cockpit, which flight crew can use to send and receive technical messages and reports to or from ground stations, such as a request for weather information or clearances or the status of connecting flights. The response from the ground station is received on the aircraft via ACARS as well. The ACARS Manager page in the Communications main menu on the selected Multifunction Display (MFD) is used for this purpose. The COMM display switch, located on the display select panel, displays the communications main menu on the selected MFD. The ACARS Manager page allows the flight crew to independently select/deselect VHF or SATCOM transmission of data.
The ACARS communicates through either the VHF or the SATCOM systems. The ACARS datalink connects to the Satellite Data Unit (SDU) of the SATCOM system and the Center and Right VHF Communication Transceivers of the VHF systems. The Center VHF exchanges data with the ACARS modem in the Communications Core Processor Module (CPM/Comm) of the Left AIMS cabinet. The right VHF exchanges data with
the ACARS modem in the CPM/Comm of the Right AIMS cabinet. The ACARS does not interface with the Left VHF Transceiver.
For the ACARS operation the Data Communication Management Function (DCMF) of the AIMS uses the voice/data select to set the VHF Communication Transceiver to the data signal mode. At power-up, the DCMF sets the Center VHF Communication Transceiver to the data signal mode. If the Center VHF Communication Transceiver fails, or voice is selected manually by the flight crew, the DCMF selects SATCOM for data transmissions. If SATCOM fails, the DCMF selects the Right VHF Communication Transceiver for data transmissions. The Left VHF Communication Transceiver is voice only. On the event flight, as instructed by Ground Operations via text message shown on the MFD (shown as ‘Switch VHF3 to Voice’), the flight crew would have selected voice on the Center VHF resulting in SATCOM being used for the data transmissions. Refer to page 1 of Log. The use of SATCOM Appendix 1.9A – ACARS Traffic for the ACARS transmissions is evident in the SATCOM Ground Station Logs [refer to 1.9.5, 4)]. This switching from VHF to SATCOM for the Section para. data transmissions is normal practice in MAS for commercial reasons.
Table 1.9B – Summary of SATCOM Transmissions for MH370
| SATCOM TRANSMISSIONS | TIME | ||
|---|---|---|---|
| UTC | MYT* | ||
| 1. | Aircraft departed KLIA | 1642 | 0042 |
| 2. | Last ACARS transmission | 1707 | 0107 |
| 3. | 1st handshake - log-on initiated by the aircraft | 1825 | 0225 |
| 4. | Unanswered ground-to-air telephone call | 1839 | 0239 |
| 5. | 2nd handshake initiated by ground station | 1941 | 0341 |
| 6. | 3rd handshake initiated by ground station | 2041 | 0441 |
| 7. | 4th handshake initiated by ground station | 2141 | 0541 |
| 8. | 5th handshake initiated by ground station | 2241 | 0641 |
| 9. | Unanswered ground-to-air telephone call | 2313 | 0713 |
| 10. | 6th handshake initiated by ground station | * 0011 | 0811 |
| 11. | 7th handshake - log-on initiated by the aircraft | * 0019 | 0819 |
| 12. | Aircraft did not respond to ‘handshake’ from Satellite Earth Ground Station | * 0115 | 0915 |
| * 08 March 2014 |
In the event that the aircraft ACARS unit has been silent for longer than a pre-set time interval, the ground station can ping the aircraft (directly or via satellite). A ping response indicates a healthy ACARS communication. This ping is different from the Satellite ping or handshake.
Pre-set time interval for MAS B777 is 30 minutes. When the aircraft ACARS is silent for more than 30 minutes, MAS Operation Control Centre (OCC) is required to send a text message via ACARS to the cockpit or to call the cockpit via SATCOM.
- Aircraft Communications Addressing & Reporting System Traffic Log
ACARS traffic log messages sent/received to/from 9M-MRO between 1554:41 UTC, 07 March 2014 [2354:41 MYT, 07 March 2014] until 1815:25 UTC, 07 March 2014 [0215:25 MYT, 08 March 2014] is shown in 1.9A. Some key events are extracted Appendix and explained below.
At 1554:41 UTC, 07 March 2014, ACARS data link was fully established on SATCOM transmission and at 1556:08 UTC the flight information (FI) MH0370 and Aircraft Number (AN) 9M-MRO were keyed in by the crew as per (below). Figure 1.9C
Figure 1.9C - ACARS data link established SATCOM transmission
Notice to Crew (NOTOC) was sent at 1606:15 UTC on 07 March 2014 [0006:15 MYT, 08 March 2014] direct to the aircraft printer and to be printed out by the crew.
NOTOC from the ground station to the cockpit stated the special loads of total 4,566 kg of mangosteens were carried on board. Details of the mangosteens were:
- 1,128 kg at station 41L,
- 1,152 kg at station 41R, 1,148 kg at station 43L, and
- 1,138 kg at 44L respectively.
(Refer to for details of cargo carried). Section 1.18.2
Declaration of “there is no evidence that any damaged or leaking packages containing dangerous goods have been loaded on the was also written in the NOTOC message. aircraft at this station” (below) shows the snapshot of the ACARS NOTOC Figure 1.9D message.
Aircraft final loadsheet was sent via ACARS at 1606:32 UTC, 07 March 2014 [0006:32 MYT, 08 March 2014] direct to the aircraft printer and to be printed out by the crew. Details of aircraft weight as stated in the final loadsheet are discussed in 1.6.5. Section
Figure 1.9D - Snapshot of ACARS NOTOC message
(below) shows the snapshot of the final loadsheet of this Figure 1.9E aircraft.
Figure 1.9E - Final Loadsheet
Pilot acknowledgement and confirmation of the final loadsheet is shown in the ACARS snapshot in (below). Figure 1.9F
Figure 1.9F - Final Loadsheet Acknowledgement
Data on aircraft APU is shown in (below). APU report Figure 1.9G generated by ACMS sent via ACARS at 1629:33 UTC stated the total APU cycles and hours were 15,699 cycles and 22,093 hours. APU hours for the previous flight was 4 hours.
Figure 1.9G - APU Report
Engine take-off and climb reports transmitted via ACARS are explained in 8). Engine parameter reports were Section 1.6.4 para. transmitted to MAS and then to Rolls Royce for Engine Health Monitoring (EHM). shows these data in coded form. Appendix 1.9A The decoded data are shown in 1.6B. Appendix
The first (which was also the last) position report was transmitted via ACARS at 1707:29 UTC, 07 March 2014 [0107:29 MYT, 08 March 2014]. This was a collation of 6 reports generated at 5-minute intervals by the system at 1641:43 UTC, 1646:43 UTC, 1651:43 UTC, 1656:43 UTC, 1701:43 UTC and 1706:43 UTC, 07 March 2014. Parameters transmitted are as per (below). The actual Table 1.9A traffic log on the position report is reproduced in (below). Figure 1.9H Position reports were programmed to be transmitted every 30 minutes.
Note:
Aircraft position information is also included in the EHM take-off and climb reports.
Greenwich Mean 1641:43 1646:43 1651:43 1656:43 1701:43 1706:43 Time (GMT) - UTC Altitude (ALT) – 103 10,582 21,193 28,938 34,998 35,004 Feet Calibrated 168.4 261.8 301.1 303.1 278.0 278.4 Airspeed (CAS) - Knots. MACH 0.255 0.478 0.669 0.783 0.819 0.821 Total Air 31.1 23.4 11.6 2.5 -13.4 -13.1 Temperature (TAT) - °C Static Air 27.3 10.4 -11.8 -27.4 -43.9 -43.8 Temperature (SAT) - °C Latitude (LAT) 2.667 3.074 3.553 4.109 4.708 5.299 Longitude (LONG) 101.715 101.760 01.988 102.251 102.434 102.713 Gross Weight 492,520 489,200 486,240 483,840 481,880 480,600 (GWT) – lb Total Remaining 49,200 47,800 46,500 45,400 44,500 43,800 Fuel Weight (TOTFW) - kg Wind Direction 140.3 107.6 1.8 58.4 69.6 70.0 (WINDIR) Wind Speed 1.25 9.38 19.50 10.63 17.38 17.13 (WINDSP) True Heading -33.5 27.7 27.8 26.0 26.8 26.7 (THDG) Table 1.9A - ACARS Position Report
Figure 1.9H - Position Report
The first message sent to the aircraft cockpit printer from the MAS ODC was at 1803:23 UTC. The ACARS message requested the crew to contact the HCM ACC immediately. The incoming downlink message at 1803:24 UTC showed the message failed to reach the aircraft. Messages are auto transmitted every 2 minutes and the message was retransmitted until 1843:33 UTC but all messages failed to get a response. Automated downlink message by ACARS showed ‘failed’. Message sent to the aircraft cockpit printer and the Automated Downlink messages are shown in and Figures 1.9I 1.9J (below), respectively.
Figure 1.9I - Message from MH ODC
Figure 1.9J - Automated Downlink Message
1.9.5 Satellite Communications
- Satellite Communications System Description
Satellite Communications (SATCOM) is an acronym of, and generic term for, satellite communications. SATCOM operates by using satellites to relay radio signals between the sender and receiver. It can cover far more distance and wider areas than other radios. SATCOM can be used to transmit words, pictures and other forms of information.
The aircraft, 9M-MRO, was equipped with a SATCOM terminal that used the Inmarsat Classic Aero system. The Inmarsat system utilises a constellation of satellites to provide nearly global coverage, the exception being polar areas. The aircraft SATCOM system, also referred to as an Airborne Earth Station (AES) operates on L Band, transmits at 1.6 GHz and receives at 1.5 GHz. For this aircraft, the
SATCOM system provided a total of five voice channels and one data channel. The satellite link provides the following functions:
- Audio and text communication;
- ACARS data; and
- In-flight Entertainment (IFE) Equipment connectivity.
The Earth or Ground Station uses C Band, transmits at 6 GHz and receives at 4 GHz. Inmarsat uses a network of Ground Earth Stations (GES) to communicate with the satellites and connect the SATCOM signal to other terrestrial data networks such as telephone systems, internet, etc.
When the SATCOM AES is first powered on, it sends a log-on request to the GES to initiate service.
There are a number of channels available for messages to be sent between the Satellite and Earth Station. One of the channels is called the ‘common access channel’, which aircraft will constantly listen to when able to do so.
If the GES has not heard from an aircraft for an hour after the last communication, it automatically transmits a ‘log on interrogation’ (“ping”) message on the common access frequency using the aircraft’s unique identifier. If the aircraft receives its ‘unique identifier’, it returns a short message that it is still logged onto the network. Both the initial log-on request and the hourly ping have been termed as a ‘handshake'.
The SATCOM AES consists of the following equipment: Radio frequency unit (RFU), Radio frequency attenuator (RF ATTN), Radio frequency splitter (RFS), Class C high power amplifier (HPA), Class A high power amplifier (HPA), High power relay (HPR), three low noise amplifier/diplexers (LNA/DIPs), Low gain antenna (LGA), two beam steering units (BSUs), two high gain antennas (HGAs), Radio frequency combiner (RFC) and Satellite data unit (SDU).
The SATCOM avionics are located on the E11 rack, which is in the crown area aft of doors 3 left/right. The High Gain antennas are mounted above door 3 left and door 3 right. The Low Gain antenna is mounted on the fuselage centreline. The SATCOM Circuit Breakers (CB) are located in the Main Equipment Center (MEC).
The Satellite Data Unit (SDU) receives 115V AC from the Left Main bus. In flight, this bus can be powered by engine mounted generators or the APU generator. Neither the aircraft battery nor the ram air turbine will power the SATCOM system.
The diagram in (below) shows the complete set of Figure 1.9K SATCOM units, including avionics, High Gain Antenna Subsystem and Low Gain Antenna Subsystem. It also shows interfaces to the aircraft cockpit and cabin systems and functions. The following notes are intended to be read in conjunction with (below): Figure 1.9K
- CDU (3) are the three Control Display Units, otherwise known as Multi-function Control Display Units (MCDUs).
- CPMU is Cabin Passenger Management Unit, which provides an interface between the Panasonic IFE and the SDU, for any Data-3 SMS/e-mail messages.
- AMU is the Audio Management Unit, which feeds cockpit audio to and from the SDU.
- CTU is the Cabin Telecommunications Unit, which provides an interface between the in-seat handsets and the SDU, for cabin telephony calls, were that functions available. In the case of 9M-MRO, the in-seat phones can only be used for seat-to-seat calling.
- AIMS Cabinet is one of two Airplane Information Management System cabinets, which route numerous information to and from the SDU, including ACARS data, Navigational data, AES ID and Flight ID.
- SATCOM Maintenance Switch is not relevant to this document, as no maintenance activity is possible in flight.
Figure 1.9K - SATCOM System
The photo in (below) shows the Honeywell/Racal Figure 1.9L (Honeywell/Thales) MCS-6000 SATCOM Units - RFU (left), SDU (centre) and HPA (right).
- Satellite Communications Ground Station Logs of the Event - Introduction
Throughout the flight of MH370, the aircraft communicated through the Inmarsat Indian Ocean Region (IOR) I-3 Satellite and the GES in Perth, Australia.
(below) shows the Inmarsat I-3 IOR Satellite Coverage Figure 1.9M Map. The blue lines represent the elevation angle to the IOR satellite for a SATCOM unit on the ground or in the air. Due to the satellite inclination, the elevation angles are approximate.
Figure 1.9M - Inmarsat I-3 IOR Satellite Coverage Map
MH370 departed KLIA at 1642 UTC [0042 MYT, 08 March 2014]. At 1707 UTC, the SATCOM system was used to send a standard ACARS report, normally sent every 30 minutes. The message also indicated the remaining fuel on-board.
The ACARS reports expected at 1737 UTC and 1807 UTC were not received. The next SATCOM communication was a log-on request from the aircraft at 1825 UTC. From that point until 0011 UTC, SATCOM transmissions indicate that the link was available, although not used for any voice, ACARS or other data services apart from two unanswered ground-to-air telephone calls. At 0019 UTC, the AES initiated another log-on request. The log-on acknowledge was the last transmission from the SATCOM.
The SATCOM link was available for most of the flight, excluding a period of between 22 and 78 minutes leading up to 1825 UTC, 07 March and a period of less than 8 minutes leading up to 0019 UTC, 08 March 2014. The absence of any aircraft-initiated handshakes, and on-going success of ground-initiated handshakes, indicates that power to the SATCOM was maintained other than the two periods stated above.
Data from the last seven ‘handshakes’ were used to help establish the most probable location of the aircraft. Initially only the first six of these ‘handshakes’ were considered to be complete. The seventh and last ‘handshake’ that was automatically initiated by the aircraft, was originally assessed as a partial ‘handshake’. Subsequent 7th analysis confirmed the handshake could be used to help determine the most probable flight path. Two unanswered ground-to- air telephone calls had the effect of resetting the activity log and hence increased the period between the ground initiated ‘handshakes’. The significant times used to identify the most probable final location of the aircraft are tabulated in Table 1.9B below. Details of the event’s SATCOM ground station logs are provided in (below). Section 1.9.5 para. 3) and 4)
SATCOM TRANSMISSIONS TIME UTC MYT* 1. Aircraft departed KLIA 1642 0042 2. Last ACARS transmission 1707 0107 1st 3. handshake - log-on initiated by the aircraft 1825 0225 4. Unanswered ground-to-air telephone call 1839 0239 2nd 5. handshake initiated by ground station 1941 0341 3rd 6. handshake initiated by ground station 2041 0441 4th 7. handshake initiated by ground station 2141 0541 5th 8. handshake initiated by ground station 2241 0641 9. Unanswered ground-to-air telephone call 2313 0713 6th 10. handshake initiated by ground station * 0011 0811
7th 11. handshake - log-on initiated by the aircraft * 0019 0819
12. Aircraft did not respond to ‘handshake’ from * 0115 0915 Satellite Earth Ground Station * 08 March 2014 Table 1.9B - SATCOM ‘Handshakes’
- Satellite Communications Ground Station Logs of the Event - Summary
The SATCOM utilised the Inmarsat Indian Ocean Region (IOR) I-3 satellite and the associated Perth Ground Earth Station (GES) throughout the flight. Inmarsat has confirmed that during the flight, no SATCOM signalling or traffic was routed via any other satellites MTSAT11 (including MTSAT) to any other GESs (including GESs).
The SATCOM provides the Satellite link for the following functions:
- Cockpit Voice - Call control via the Multi-function Control and Display Units (MCDUs) and audio via the cockpit Audio Management Unit (AMU) and associated headsets;
- Cockpit Packet Data (Data-2) - Interface via the ACARS Management Unit (MU); and
11 MTSAT - A series of Japanese weather and aviation satellites and GESs. MTSAT-1R and MTSAT-2 satellites are interoperable with Inmarsat satellites. 121
Cabin Packet Data (Data-3) - Interface via the Panasonic System • 3000i IFE equipment:
- SMS/e-Mail - BITE-offload
The GES logs contain the following key information for each transmission to and from the aircraft:
- Time tag, Satellite and GES (Note: the timestamp accuracy does vary between the different logs, but should always be <1 second, and usually to a few milliseconds);
- Channel Type, Channel Number (frequency), Received Carrier/Noise Density Ratio (C/No), channel Bit-Error-Rate (BER), Burst Frequency Offset (BFO) and Burst Timing Offset (BTO, or round trip delay); and
- All payload data (excluding voice frames) contained within the transmission - these are known as the Signal Unit contents.
The events are summarised below. All times are in UTC. In the summary below, times are truncated to the nearest minute (the format is Hours Minutes) and in 4), times are truncated Section 1.9.5 para. to the nearest second (the format is Hours Minutes:Seconds).
No. Summary of SATCOM Ground Station Logs 1. Prior to take-off, the SATCOM Logged On (normally) a number of times, the last time being at 1600, when it sent a valid Flight ID to the GES. The SATCOM link was available for both voice and data (known as Log-On Class 3). 2. After take-off, the IFE SMS email application sent a normal beginning-of-flight message at 1642 (containing the correct Airborne Earth Station [AES ID], Flight ID "MAS370", origin airport "WMKK", and destination airport "ZBAA"), indicating that the IFE was receiving the valid Flight ID, origin airport and destination airport from AIMS and the ICAO (AES) ID from the Satellite Data Unit (SDU) at this time. 3. The SATCOM link was available for most of the flight, excluding periods leading up to 1825 UTC, 07 March and 0019 UTC, 08 March 2014. cont…
No. Summary of SATCOM Ground Station Logs 4. When the SATCOM link was re-established at the above times, no Flight ID was present 5. During each of the two in-flight Log Ons at 1825 UTC and 0019 UTC, the GES recorded abnormal frequency offsets for the burst transmission from the SATCOM. 6. There is no indication of the SATCOM link being manually Logged Off from the cockpit (via an MCDU). Such activity would have been captured in the GES logs, but it was not. 7. No Data - 2 ACARS traffic was observed after 1707 UTC 07 March 2014. 8. The IFE equipment set up two ground connections over SATCOM [for the SMS e-mail application and Built-In Test Equipment (BITE) application] after the SATCOM re- established the link at 1825 UTC, 07 March 2014 (normal), but not after the SATCOM re-established the link at 0019 UTC, 08 March (abnormal). At no time during the flight was any user data sent over the link by means of the SMS/e-Mail application. 9. Two Ground-to-Air Telephone Calls were placed to the cockpit from MAS Operations Centre (MOC) at Airline Operational Communications (AOC) Q10 priority level at 1839 UTC and at 2313 UTC, 07 March 2014. Neither of the calls was answered.
10. The SATCOM responded normally to a series of roughly hourly Log-On Interrogations from the Perth GES, up to and including a Log-On Interrogation at 0011 UTC, 08 March 2014. The two unanswered ground to air calls at 1839 UTC and 2313 UTC reset the Perth GES inactivity timer and hence the Log- On Interrogations were not always hourly.
11. The last transmission received from the SATCOM occurred at 0019 UTC, 08 March 2014 and the SATCOM failed to respond to a series of three Log-On interrogations starting at 0115 UTC, 08 March 2014.
- Satellite Communications Ground Station Logs – Key Observations (in chronological order) [below]) (Table 1.9C
No. Time (UTC) Key Observations - Satellite Ground Station Logs 1. 1250:19 Prior to take-off, the SATCOM initiates a normal Log-On as Class 1 (data only capable) via the Pacific Ocean Region (POR) I-3 satellite, using the Low Gain Antenna (LGA) subsystem, suggesting that ADIRU (Air Data Inertial Reference Unit) navigation data was not available to the SDU at this time. No flight ID is sent to the GES at this time. This is the first SATCOM activity recorded at the GES since 0802:27, suggesting that the SATCOM was not powered for a period of several hours, whilst the aircraft was on ground. This is quite normal. 2. 1555:57 The SATCOM initiates a normal Log On Renewal as Class 1 (data only capable) via the POR I-3 satellite, using the LGA subsystem, this time with a valid Flight ID. 3. 1557:49 The SATCOM initiates a normal Log-On as Class 3 (voice and data capable) via the POR I-3 satellite, using the High Gain Antenna (HGA) subsystem, with a valid Flight ID. This suggests that the ADIRU derived navigation data has become available at this time. 4. 1559:57 The SATCOM initiates a Log-On handover as Class 3 (voice and data capable) to the IOR I-3 satellite, using the HGA subsystem, with a valid Flight ID. This suggests that the IOR is now considered to be the best available satellite. This is probably because either the line of sight to the IOR satellite is now clearer than that to the POR satellite, or the antenna gain in the direction of the IOR satellite has become higher than the antenna gain in the direction of the POR satellite.
5. 1642:04 After take-off, the IFE SMS e-mail application sends a normal beginning-of-flight message. a. The message contained the correct AES ID, Flight ID "MAS370", origin airport "WMKK", and destination airport "ZBAA". b. This indicates that the IFE was receiving the Flight ID, origin airport and destination airport from AIMS and the ICAO (AES) ID from the SDU at this time.
Table 1.9C - Chronology of Satellite Communications Ground Station Logs cont…
| No. | Time (UTC) | Key Observations - Satellite Ground Station Logs |
|---|---|---|
| 1. | 1250:19 | Prior to take-off, the SATCOM initiates a normal Log-On as Class 1 (data only capable) via the Pacific Ocean Region (POR) I-3 satellite, using the Low Gain Antenna (LGA) subsystem, suggesting that ADIRU (Air Data Inertial Reference Unit) navigation data was not available to the SDU at this time. No flight ID is sent to the GES at this time. This is the first SATCOM activity recorded at the GES since 0802:27, suggesting that the SATCOM was not powered for a period of several hours, whilst the aircraft was on ground. This is quite normal. |
| 2. | 1555:57 | The SATCOM initiates a normal Log On Renewal as Class 1 (data only capable) via the POR I-3 satellite, using the LGA subsystem, this time with a valid Flight ID. |
| 3. | 1557:49 | The SATCOM initiates a normal Log-On as Class 3 (voice and data capable) via the POR I-3 satellite, using the High Gain Antenna (HGA) subsystem, with a valid Flight ID. This suggests that the ADIRU derived navigation data has become available at this time. |
| 4. | 1559:57 | The SATCOM initiates a Log-On handover as Class 3 (voice and data capable) to the IOR I-3 satellite, using the HGA subsystem, with a valid Flight ID. This suggests that the IOR is now considered to be the best available satellite. This is probably because either the line of sight to the IOR satellite is now clearer than that to the POR satellite, or the antenna gain in the direction of the IOR satellite has become higher than the antenna gain in the direction of the POR satellite. |
| 5. | 1642:04 | After take-off, the IFE SMS e-mail application sends a normal beginning-of-flight message. a. The message contained the correct AES ID, Flight ID "MAS370", origin airport "WMKK", and destination airport "ZBAA". b. This indicates that the IFE was receiving the Flight ID, origin airport and destination airport from AIMS and the ICAO (AES) ID from the SDU at this time. |
| 6. | 1707:48 | Last DATA-2 ACARS Message received at the GES. No further SATCOM Data-2 ACARS messages or acknowledgements were received at the GES for the remainder of the flight. This is abnormal and suggests that the on-board ACARS equipment either failed, or was disabled or powered down at some time between 1707:48 and around 1825:00. |
| 7. | 1803:41 | GES initiates a DATA-2 ACARS transmission (uplink), but receives no acknowledgement from the SATCOM. a. Therefore, the SATCOM Link was lost at sometime between 1707:48 and 1803:41. b. There is no evidence of a cockpit-initiated manual Log-Off of the SATCOM. c. Note that even if the on-board ACARs equipment was failed, disabled or powered down at this time, it would not prevent the SATCOM from acknowledging the ACARS-related P-Channel transmissions from the GES. |
| 8. | 1805:11 | GES initiates a DATA-2 ACARS transmission, but receives no acknowledgement from the SATCOM, indicating that there is still no SATCOM link at this time. |
| 9. | 1825:27 | SATCOM Log-On, initiated from the aircraft terminal. a. This is the first ‘handshake’. b. This marks the end of the link lost period that began at sometime between 1707:48 and 1803:41. c. This log-on request suggests that whatever caused the SATCOM link loss to occur between 1707:48 and 1803:41 had been reversed. |
| 10. | 1825:34 | SATCOM Log-On, successfully completed. a. The SATCOM link becomes available (for both voice and data - Class 3) once more and normal SATCOM operation resumes (except that there is no Data-2 ACARS traffic). b. No Flight ID was sent to the GES during the Log-On. This implies that the SDU stopped receiving a valid Flight ID from the AIMS at sometime between 1642:04 and 1825:00. cont… |
| 10. cont… | 1825:34 | c. The possible reasons for the link loss and the subsequent Log-On that took place at 1825:00 have been investigated and are detailed in Table 2.5A. There are many quite complicated scenarios that could have caused the 1825:00 Log-On. However, the most likely reason is a power interrupt to the SATCOM avionics, of a duration greater than 22 minutes (the time between events 7 and 9) and less than 78 minutes (the time between events 6 and 9). d. The GES recorded an abnormal BFO for the SATCOM Log-On Acknowledge transmissions (Sections 1.9.5 para. 5) and 2.5.3). • 1825:00 Log-On Acknowledge - Most likely due to the power-on drift of the Oven Controlled Crystal Oscillator (OCXO), thus endorsing the belief that the 1825:00 Log- On was preceded by a lengthy power interrupt. An OCXO provides a stable reference frequency for the SDU Radio Frequency (RF) transmit and receive circuits and also for SDU modem timing. Within the OCXO, a regulated oven keeps the crystal at an almost constant temperature if the ambient temperature in the crown area is between the ranges -55oC up to above +70oC. The oven also contains extra electrical regulation and isolation to ensure frequency accuracy and stability. The OCXO includes an oven ready flag, which triggers the Log-On initiation when the OCXO reaches its operating temperature. Extensive laboratory testing has revealed that during warm up, the OCXO frequency may vary non-linearly with time, but then settles with almost negligible variation. At power-on, the OCXO can exhibit either a rising or falling frequency gradient, before decaying over time to its normal steady state value. The testing has indicated that reasonable stability (within 2Hz/minute) is typically reached by around five minutes after an initial peak or overshoot. The testing has also shown that there can still be a significant frequency offset at the time that the oven ready flag initiates the Log-On process, so the Log-On request, Log-On Acknowledge and subsequent data bursts can all exhibit significant frequency offsets. |
| 11. | 1827:03 | The IFE sets up a Data-3 ground connection (X.25 circuit) over SATCOM for an SMS/e-mail application after the SATCOM link is re-established. |
| 12. | 1828:05 | The IFE sets up a Data-3 ground connection (X.25 circuit) over SATCOM for a BITE application after the SATCOM link is re- established. |
| 13. . | 1839:52 | Ground-to-air telephony call placed from a number with country code 60 (Malaysia) a. Q10 Airline Operational Communications (AOC) Priority Level b. The Perth GES logs indicate that a good link is likely to have existed at this time. c. This call would have been routed to the cockpit and should have resulted in a chime and an incoming visual annunciation on the Audio Control Panels (ACPs), and, if the appropriate SATCOM page was selected, then also on one or more MCDU. d. The GES logs show zero duration, indicating that the call went unanswered. Note that there are two methods for the answering of an incoming call: Either by pressing the relevant Line Select Key on an MCDU, or by keying a microphone. |
| 14. | 1840:56 | The GES logs show that the unanswered Ground-to-Air telephony call was cleared by the calling party. |
| 15. | 1941:00 | Log-On Interrogation by the Perth GES, with a response from the SATCOM a. This is the second ‘handshake’, whereby the GES inactivity timer has expired and the GES has sent a message to interrogate the status of the SATCOM. b. The SATCOM responded normally and the SATCOM link was therefore available at this time. |
| 16. | 2041:02 | Log-On Interrogation by the Perth GES, with a response from the SATCOM a. This is the third ‘handshake’. b. The SATCOM responded normally and the SATCOM link was therefore available at this time. |
| 17. | 2141:24 | Log-On Interrogation by the Perth GES, with a response from the SATCOM a. This is the fourth ‘handshake’. \ b. The SATCOM responded normally and the SATCOM link was therefore available at this time. |
| 18. | 2241:19 | Log-On Interrogation by the Perth GES, with a response from the SATCOM a. This is the fifth ‘handshake’. b. The SATCOM responded normally and the SATCOM link was therefore available at this time. |
| 19. | 2313:58 | Ground-to-air telephony call placed from a number with country code 60 (Malaysia) a. Q10 AOC Priority Level. b. The Perth GES logs indicate that a good link is likely to have existed at this time. c. This call would have been routed to the cockpit and should have resulted in a chime and an incoming visual annunciation on the Audio Control Panels, and, if the appropriate SATCOM page was selected, then also on one or more MCDU. d. The GES logs show zero duration, indicating that the call went unanswered. Note that there are two methods for the answering of an incoming call: Either by pressing the relevant Line Select Key on an MCDU, or by keying a microphone. |
| 20. | 2315:02 | The GES logs show that the unanswered Ground to Air telephony call was cleared by the calling party. |
| 21. | 0010:58 | Log-On Interrogation by the Perth GES, with a response from the SATCOM a. This is the sixth ‘handshake’. b. The SATCOM responded normally and the SATCOM link was therefore available at this time. |
| 22. | 0019:29 | SATCOM Log-On, initiated from the aircraft terminal. This is the seventh ‘handshake’. a. For there to have been a Log-On at this time, there must have been a prior loss of the SATCOM link. This link loss must have occurred at some time after 0010:58, when the SATCOM responded to a Log-On interrogation. b. This Log-On request suggests that whatever caused the SATCOM link loss to occur had been reversed. |
| 23. | 0019:37 | SATCOM Log-On, successfully completed a. The SATCOM link becomes available (for voice and data – Class 3) once more and normal SATCOM operation resumes. b. No Flight ID was sent to the GES during the Log-On. This infers that the SDU was still not receiving the Flight ID from AIMS. c. The possible reasons for the link loss and the subsequent Log- On that took place at 0019:00 have been investigated and are detailed in Section 2.5.2. There are many quite complicated scenarios that could have caused the 0019:00 Log-On with no Flight ID. However, the most likely reason is a power interrupt to the SATCOM avionics, of a duration less than 8 minutes. d. The GES recorded an abnormal frequency offset for the SATCOM Log-On Request and Acknowledge transmissions (see Sections 1.9.5 para. 5) and 2.5.3). The abnormal BFOs for the 0019 Log-On Request and Log-On Acknowledge are more likely due to a combination of uncompensated vertical velocity (descent) and OCXO warm up drift. e) The IFE did not subsequently establish the two Data-3 X.25 connections over the SATCOM, which it normally does if it is functional. It can be inferred that the IFE was either not operating at this time (powered off, not being powered whilst the SATCOM was being powered by the APU, failed, or still resetting after a power cycle), or the SATCOM and/or the IFE became inoperative before the IFE was able to establish the Data-3 connection Note: This is the last transmission received from the aircraft terminal. |
| 24. | 0115:56 | Log-On Interrogation by the Perth GES, with no response from the SATCOM a. The SATCOM Link was lost at sometime between 0019:37 and 0115:56. b. There is no evidence of a cockpit-initiated manual Log-Off of the SATCOM. c. The loss of SATCOM link was due to one of the following: i. The SATCOM stopped receiving the P-Channel transmission from the satellite ii. SATCOM input power (115VAC 400Hz) was removed iii. The SATCOM experienced a BITE failure. |
| 25. | 0116:06 | Log-On Interrogation by the Perth GES, with no response from the SATCOM. |
| 26. | 0116:15 | Log-On Interrogation by the Perth GES, with no response from the SATCOM. |
No. Time (UTC) Key Observations - Satellite Ground Station Logs 6. 1707:48 Last DATA-2 ACARS Message received at the GES. No further SATCOM Data-2 ACARS messages or acknowledgements were received at the GES for the remainder of the flight. This is abnormal and suggests that the on-board ACARS equipment either failed, or was disabled or powered down at some time between 1707:48 and around 1825:00. 7. 1803:41 GES initiates a DATA-2 ACARS transmission (uplink), but receives no acknowledgement from the SATCOM. a. Therefore, the SATCOM Link was lost at sometime between 1707:48 and 1803:41. b. There is no evidence of a cockpit-initiated manual Log-Off of the SATCOM. c. Note that even if the on-board ACARs equipment was failed, disabled or powered down at this time, it would not prevent the SATCOM from acknowledging the ACARS-related P-Channel transmissions from the GES. 8. 1805:11 GES initiates a DATA-2 ACARS transmission, but receives no acknowledgement from the SATCOM, indicating that there is still no SATCOM link at this time. 9. 1825:27 SATCOM Log-On, initiated from the aircraft terminal. a. This is the first ‘handshake’. b. This marks the end of the link lost period that began at sometime between 1707:48 and 1803:41. c. This log-on request suggests that whatever caused the SATCOM link loss to occur between 1707:48 and 1803:41 had been reversed. 10. 1825:34 SATCOM Log-On, successfully completed.
a. The SATCOM link becomes available (for both voice and data - Class 3) once more and normal SATCOM operation resumes (except that there is no Data-2 ACARS traffic).
b. No Flight ID was sent to the GES during the Log-On. This implies that the SDU stopped receiving a valid Flight ID from the AIMS at sometime between 1642:04 and 1825:00. cont…
No. Time (UTC) Key Observations - Satellite Ground Station Logs 10. 1825:34 c. The possible reasons for the link loss and the subsequent Log-On that took place at 1825:00 have been investigated and cont… are detailed in 2.5A. There are many quite complicated Table scenarios that could have caused the 1825:00 Log-On. However, the most likely reason is a power interrupt to the SATCOM avionics, of a duration greater than 22 minutes (the time between events 7 and 9) and less than 78 minutes (the time between events 6 and 9).
d. The GES recorded an abnormal BFO for the SATCOM Log-On Acknowledge transmissions (Sections 5) 1.9.5 para. and 2.5.3). • 1825:00 Log-On Acknowledge - Most likely due to the power-on drift of the Oven Controlled Crystal Oscillator (OCXO), thus endorsing the belief that the 1825:00 Log- On was preceded by a lengthy power interrupt. An OCXO provides a stable reference frequency for the SDU Radio Frequency (RF) transmit and receive circuits and also for SDU modem timing. Within the OCXO, a regulated oven keeps the crystal at an almost constant temperature if the ambient temperature in the crown area is between the ranges -55oC +70oC. up to above The oven also contains extra electrical regulation and isolation to ensure frequency accuracy and stability. The OCXO includes an oven ready flag, which triggers the Log-On initiation when the OCXO reaches its operating temperature. Extensive laboratory testing has revealed that during warm up, the OCXO frequency may vary non-linearly with time, but then settles with almost negligible variation. At power-on, the OCXO can exhibit either a rising or falling frequency gradient, before decaying over time to its normal steady state value. The testing has indicated that reasonable stability (within 2Hz/minute) is typically reached by around five minutes after an initial peak or overshoot. The testing has also shown that there can still be a significant frequency offset at the time that the oven ready flag initiates the Log-On process, so the Log-On request, Log-On Acknowledge and subsequent data bursts can all exhibit significant frequency offsets. Table 1.9C - Chronology of Satellite Communications Ground Station Logs cont…
No. Time (UTC) Key Observations - Satellite Ground Station Logs 11. 1827:03 The IFE sets up a Data-3 ground connection (X.25 circuit) over SATCOM for an SMS/e-mail application after the SATCOM link is re-established. 12. 1828:05 The IFE sets up a Data-3 ground connection (X.25 circuit) over SATCOM for a BITE application after the SATCOM link is re- established. 13. 1839:52 Ground-to-air telephony call placed from a number with country code 60 (Malaysia) . a. Q10 Airline Operational Communications (AOC) Priority Level b. The Perth GES logs indicate that a good link is likely to have existed at this time. c. This call would have been routed to the cockpit and should have resulted in a chime and an incoming visual annunciation on the Audio Control Panels (ACPs), and, if the appropriate SATCOM page was selected, then also on one or more MCDU.
d. The GES logs show zero duration, indicating that the call went unanswered. Note that there are two methods for the answering of an incoming call: Either by pressing the relevant Line Select Key on an MCDU, or by keying a microphone. 14. 1840:56 The GES logs show that the unanswered Ground-to-Air telephony call was cleared by the calling party. 15. 1941:00 Log-On Interrogation by the Perth GES, with a response from the SATCOM
a. This is the second ‘handshake’, whereby the GES inactivity timer has expired and the GES has sent a message to interrogate the status of the SATCOM.
b. The SATCOM responded normally and the SATCOM link was therefore available at this time. 16. 2041:02 Log-On Interrogation by the Perth GES, with a response from the SATCOM a. This is the third ‘handshake’. b. The SATCOM responded normally and the SATCOM link was therefore available at this time.
No. Time (UTC) Key Observations - Satellite Ground Station Logs 17. 2141:24 Log-On Interrogation by the Perth GES, with a response from the SATCOM a. This is the fourth ‘handshake’. \ b. The SATCOM responded normally and the SATCOM link was therefore available at this time.
18. 2241:19 Log-On Interrogation by the Perth GES, with a response from the SATCOM a. This is the fifth ‘handshake’. b. The SATCOM responded normally and the SATCOM link was therefore available at this time.
19. 2313:58 Ground-to-air telephony call placed from a number with country code 60 (Malaysia)
a. Q10 AOC Priority Level. b. The Perth GES logs indicate that a good link is likely to have existed at this time. c. This call would have been routed to the cockpit and should have resulted in a chime and an incoming visual annunciation on the Audio Control Panels, and, if the appropriate SATCOM page was selected, then also on one or more MCDU. d. The GES logs show zero duration, indicating that the call went unanswered. Note that there are two methods for the answering of an incoming call: Either by pressing the relevant Line Select Key on an MCDU, or by keying a microphone.
20. 2315:02 The GES logs show that the unanswered Ground to Air telephony call was cleared by the calling party.
21. 0010:58 Log-On Interrogation by the Perth GES, with a response from the SATCOM a. This is the sixth ‘handshake’. b. The SATCOM responded normally and the SATCOM link was therefore available at this time. Table 1.9C - Chronology of Satellite Communications Ground Station Log cont…
No. Time (UTC) Key Observations - Satellite Ground Station Logs 22. 0019:29 SATCOM Log-On, initiated from the aircraft terminal. This is the seventh ‘handshake’. a. For there to have been a Log-On at this time, there must have been a prior loss of the SATCOM link. This link loss must have occurred at some time after 0010:58, when the SATCOM responded to a Log-On interrogation.
b. This Log-On request suggests that whatever caused the SATCOM link loss to occur had been reversed. 23. 0019:37 SATCOM Log-On, successfully completed
a. The SATCOM link becomes available (for voice and data – Class 3) once more and normal SATCOM operation resumes. b. No Flight ID was sent to the GES during the Log-On. This infers that the SDU was still not receiving the Flight ID from AIMS. c. The possible reasons for the link loss and the subsequent Log- On that took place at 0019:00 have been investigated and are detailed in Section 2.5.2. There are many quite complicated scenarios that could have caused the 0019:00 Log-On with no Flight ID. However, the most likely reason is a power interrupt to the SATCOM avionics, of a duration less than 8 minutes. d. The GES recorded an abnormal frequency offset for the SATCOM Log-On Request and Acknowledge transmissions (see 2.5.3). The abnormal BFOs Sections 1.9.5 para. 5) and for the 0019 Log-On Request and Log-On Acknowledge are more likely due to a combination of uncompensated vertical velocity (descent) and OCXO warm up drift. e) The IFE did not subsequently establish the two Data-3 X.25 connections over the SATCOM, which it normally does if it is functional. It can be inferred that the IFE was either not operating at this time (powered off, not being powered whilst the SATCOM was being powered by the APU, failed, or still resetting after a power cycle), or the SATCOM and/or the IFE became inoperative before the IFE was able to establish the Data-3 connection Note: This is the last transmission received from the aircraft terminal. Table 1.9C - Chronology of Satellite Communications Ground Station Logs cont…
No. Time (UTC) Key Observations - Satellite Ground Station Logs 24. 0115:56 Log-On Interrogation by the Perth GES, with no response from the SATCOM
a. The SATCOM Link was lost at sometime between 0019:37 and 0115:56. b. There is no evidence of a cockpit-initiated manual Log-Off of the SATCOM. c. The loss of SATCOM link was due to one of the following:
i. The SATCOM stopped receiving the P-Channel transmission from the satellite
ii. SATCOM input power (115VAC 400Hz) was removed
iii. The SATCOM experienced a BITE failure.
25. 0116:06 Log-On Interrogation by the Perth GES, with no response from the SATCOM.
26. 0116:15 Log-On Interrogation by the Perth GES, with no response from the SATCOM.
- Frequencies of Log-On Bursts
During each of the two in-flight Log-Ons that occurred at 1825 and 0019, the GES recorded abnormal frequency offsets for the SATCOM transmissions. This is in contrast with the ‘normal’ Log-On behaviour.
(below) shows the frequencies of these Log-On bursts, as Table 1.9D measured at the GES, plus differences from assumed reference frequencies (closest stable values in time, where the aircraft is assumed to be in level flight). The table also shows the very high delta frequencies between the respective Log-On Request and Log-On Acknowledge bursts.
Table 1.9D – Frequencies of Log-On Bursts (Burst Frequency Offsets)
| Log-On Time | 1825 | 0019 |
|---|---|---|
| BFO used as a reference (closest stable value, assume level flight) | 144Hz @ 1828:05 | 252Hz @ 0010:59 |
| Log-On Request BFO | 142Hz @ 1825:27 | 182Hz @ 0019:29 |
| Log-On Request C/No recorded at GES | 30.28 | 40.59 |
| Log-On Request Channel BER recorded at GES | 5 | 0 |
| Log-On Request Difference Frequency (from BFO reference) | -2Hz @ 1825:27 | -70Hz @ 0019:29 |
| Log-On Acknowledge BFO | 273Hz @ 1825:34 | -2Hz @ 0019:37 |
| Log-On Acknowledge C/No recorded at GES | 42.55 | 43.38 |
| Log-On Acknowledge Channel BER recorded at GES | 0 | 0 |
| Log-On Acknowledge Difference Frequency (from BFO reference) | +129Hz @ 1825:34 | -254Hz @ 0019:37 |
| Delta frequency between the Log-On Request and the Log-On Acknowledge bursts, plus time period | +131Hz over 7 seconds | -184Hz over 8 seconds |
130SAFETY INVESTIGATION REPORT MH370 (9M-MRO)
Log-On Time 1825 0019 BFO used as a reference (closest stable value, 144Hz @ 252Hz @ assume level flight) 1828:05 0010:59 142Hz @ 182Hz @ Log-On Request BFO 1825:27 0019:29 Log-On Request C/No recorded at GES 30.28 40.59
Log-On Request Channel BER recorded at GES 5 0 Log-On Request Difference Frequency (from -2Hz @ -70Hz @ BFO reference) 1825:27 0019:29 273Hz @ -2Hz @ Log-On Acknowledge BFO 1825:34 0019:37 Log-On Acknowledge C/No recorded at GES 42.55 43.38 Log-On Acknowledge Channel BER recorded at 0 0 GES Log-On Acknowledge Difference Frequency +129Hz @ -254Hz @ (from BFO reference) 1825:34 0019:37 Delta frequency between the Log-On Request -184Hz +131Hz over 8 and the Log-On Acknowledge bursts, plus time over 7 seconds seconds period Table 1.9D - Log-On Bursts
1.10 AERODROME INFORMATION
Not applicable.
1.11 FLIGHT RECORDERS
The aircraft was equipped with two crash-protected recorders:
- Solid State Flight Data Recorder (SSFDR)
- Solid State Cockpit Voice Recorder (SSCVR)
Copyright © Boeing. Reprinted with permission of The Boeing Company
Figure 1.11A - Location of Solid State Flight Data Recorder
1.11.1 Solid State Flight Data Recorder
The solid state flight data recorder (SSFDR) is located in the Electronic Equipment rack, E7, which is in the aft cabin above the ceiling (Figure. [above]). 1.11A
The SSFDR receives and stores selected aircraft parameters from various aircraft systems and sensors in a crash-protected solid state memory.
The flight data recorder system (FDRS) operates during any engine start, while any engine is running, during test or when the aircraft is in the air. The SSFDR is powered from the right AC transfer bus which is powered 133
by the engine generators or the APU generator. If none of these generators are functioning due to non-operation of the engines and APU then the bus will not be powered and the SSFDR will not operate in the air.
This is a solid state flight data recorder (SSFDR) with a recording capacity of at least twenty-five hours.
The SSFDR records the most recent 25 hours of flight and records more than 1300 parameters. The SSFDR is a 256 word per second (wps) data rate recorder. The most recent flight data recorder download for this aircraft was in September 2013 and this was carried out for the annual readout. The annual readout extracts 151 parameters for evaluation. Details of the SSFDR installed and specifications are as follows:
- Manufacturer: Honeywell
- Model: SSFDR Model 4700
- Part Number (P/N): 980-4700-042
- Serial Number (S/N): SSFDR-08636
- Date last installed on aircraft: 26 August 2012
- Weight: 6.8 kg
- Electricity Consumption: 15 W, 115 VAC 400 Hz
- Impact Shock: 3400 G for 6.5 ms
- Fire Temperature: Max 1100°C (30 min)
- Deep Sea Pressure and Sea Water Immersion: 20,000 ft.
1.11.2 Solid State Cockpit Voice Recorder
The solid state cockpit voice recorder (SSCVR) is in the Electronic Equipment Rack, E7, in the aft cabin above the ceiling and located adjacent to the SSFDR (Figure [below]). 1-11B
The SSCVR has a recording capacity of at least two hours in standard quality and thirty minutes in high quality.
The voice recorder system receives cockpit sounds and flight crew communications. It keeps this audio in a solid state memory.
Copyright © Boeing. Reprinted with permission of The Boeing Company
Figure 1.11B - Location of Solid State Cockpit Voice Recorder
Four audio channels go to the SSCVR. Channel 1, 2, and 3 audio is from the audio management unit (AMU). Each channel carries audio from one crew member’s flight interphone audio. The audio on each channel is the sum of these signals:
- Hot mic audio (microphone audio when there is no press-to-talk [PTT])
- Received audio as selected on the crew member’s audio control panel (ACP)
- Side tone audio to the crew member
Channel 4 audio is from the Cockpit Area Microphone (CAM). The CAM sends cockpit area audio to the SSCVR. The SSCVR operates any time power is available on the Left AC transfer bus. This bus is not powered from batteries or the Ram Air Turbine (RAT).
Details of the SSCVR installed and the specifications are as follows:
- Manufacturer: Honeywell
- Model: SSCVR Model 6022
- Part Number (P/N): 980-6022-001
- Serial Number (S/N): 2677
- Date last installed on aircraft: 26 August 2012
- Weight: 5.9 kg Electricity Consumption: 8 W, 115 VAC 400 Hz
- Impact Shock: 3400 G for 6.5 ms
- Fire Temperature: Max 1100°C (30 min)
- Deep Sea Pressure and Sea Water Immersion: 20,000 ft.
1.11.3 Underwater Locator Beacons
Both crash-protected recorders were equipped as provided by the regulations with underwater locator beacons (ULB) whose transmission time is at least 30 days, on the 37.5 kHz frequency, operating depth up to 20,000 ft (6096 m) and activated with fresh or salt water immersion. Detail specifications are as per below:
- Manufacturer: Dukane Model: DK-100 / DK-120
- Operating Frequency: 37.5 kHz ± 1 kHz
- Operating Depth: Surface to 20,000 ft. (6,096 meters) Pulse Length: 10 milliseconds + 10%
- Pulse Repetition Rate: Not less than 0.9 Pulse/Sec
- Operating Life: 30 days (minimum)
- Battery Life In Beacon: 6 Years
- Acoustic Output, Initial: 1060 dynes/cm² rms pressure at 1 meter (160.5 dB)
- Acoustic Output After 30 Days: 700 dynes/cm² rms pressure at 1 meter (157.0 dB)
- Operating Temperature Range: +28°F (-2.2°C) to +100°F (+37.8°C)
- Actuation: Fresh or salt water Radiation Pattern: Rated output over 80 percent of sphere
- Size: 1.30 inches (3.30 cm) diameter x 3.92 inches (9.95 cm) long (less mount)
- Weight, Beacon: 6.7 ounces (190 grams) Storage Temperature Range: -65°F (-54°C) to 160°F (71°C)
The SSFDR was attached with a ULB as below:
- S/N: SC26210
- ULB Expiry Date: December 2012
The SSCVR was attached with ULB as below:
- S/N: Not Recorded
- ULB Expiry Date: June 2014
- Solid State Flight Data Recorder Underwater Locator Beacon Battery Expiry
According to maintenance records, the solid state flight data recorder (SSFDR) Underwater Locator Beacon’s (ULB) battery expired in December 2012. There is no evidence to suggest that the SSFDR ULB battery had been replaced before the expiry date. The SSCVR ULB battery however was replaced, as scheduled, with the next expiry in June 2014.
Technical Log records showed that the SSFDR (together with the ULB) was replaced on the aircraft on 29 February 2008. Component installation records for the ULB showed that at the time the SSFDR was replaced on aircraft the expiry date for the battery was December 2012.
1.12 WRECKAGE AND IMPACT INFORMATION
1.12.1 Introduction
1. Extensive work by the the MH370 Search Strategy Group, coordinated by the ATSB, by analysing signals transmitted by the aircraft’s satellite communications terminal to Inmarsat‘s Indian Ocean Region satellite indicated that the aircraft ended its flight in the Southern Indian Ocean.
The ATSB led the underwater search for MH370 in the southern Indian Ocean. The search area, as shown (below) in 1.12A, covered in Figure excess of 120,000 sq. km at the 7th Arc.
Source: ATSB Figure 1.12A - MH370 Search Area
Further search was carried out by the US company, Ocean Infinity, which covered an area of more than 112,000 sq. km towards the north of the area covered by ATSB on the 7th arc.
No wreckage of the aircraft has been found after the completion of the search. However, several floating components and debris
confirmed/possibly from MH370 have been found as far as the south eastern coast of Africa. Refer to (below). Figure 1.12B
1.12.2 Location of Where the Debris were Found
After a number of assessments, more than 20 items were considered for further examination. These items were found in the north west corner of the Indian Ocean, namely in Réunion Island, Mozambique, Tanzania,
MOZAMBIQUE TANZANIA MADAGASCAR Item Item Item 2 3 6 7 9 22 19 11 12 13 14 15 16 17 18 23 24 25 -
SOUTH AFRICA RÉUNION ISLAND MAURITIUS Item Item Item 4 20 21 26 27 1 5 8 10 Item Status Total 1, 10 & 19 3 Confirmed 2,3,4,5,6,16 & 22 7 Almost Certain Keys 8, 9, 11, 15, 18, 20 26 & 27 8 Highly Likely 7 & 12 2 Likely 13, 14, 17, 21, 23, 24 & 25 7 Not Identifiable Total 27
Figure 1.12B - Locations and Status of Identification of the Debris
South Africa, Madagascar and Mauritius. (above) Figure 1.12B shows the distribution of the debris found in the above respective areas. (below) provides a summary of the items of Table 1.12A debris examined.
Ref. Date Found Debris Location Remarks
Item 1 29 July 2015 • by French Confirmed Judicial Authority belonging to MH370 on 03 September 2015
- Refer to Appendix 1.12A-1 and Appendix 1.12A-2 Right Flaperon Saint-Denis, Réunion Island
Item 2 27 December • Examination showed that 2015 part is from almost certain MH370
Refer to • Appendix 1.12B
Daghatane Beach, Right Wing No. 7 Flap Support Fairing Mozambique
Table 1.12A - Items of Debris cont…
| Ref. | Date Found | Debris | Location | Remarks | |
|---|---|---|---|---|---|
| Item 1 | 29 July 2015 | Right Flaperon | Saint-Denis, Réunion Island | • Confirmed by French Judicial Authority belonging to MH370 on 03 September 2015 • Refer to Appendix 1.12A-1 and Appendix 1.12A-2 | |
| Item 2 | 27 December 2015 | Right Wing No. 7 Flap Support Fairing | Daghatane Beach, Mozambique | • Examination showed that part is almost certain from MH370 • Refer to Appendix 1.12B | |
| Item 3 | 27 February 2016 | Right Horizontal Stabiliser Panel | Valankulo, Paluma Sandbank, Mozambique | • Examination showed that part is almost certain from MH370 • Refer to Appendix 1.12B | |
| Item 4 | 22 March 2016 | Engine Nose Cowl | Mossel Bay, South Africa | • Examination showed that part is almost certain from MH370 • Refer to Appendix 1.12C | |
| Item 5 | 30 March 2016 | Door R1 Stowage Closet | Rodrigues, Mauritius | • Examination showed that part is almost certain from MH370 • Refer to Appendix 1.12C | |
| Item 6 | 24 April 2016 | Right Hand Engine Fan Cowling | South of Chidenguele, Mozambique | • Examination showed that part is almost certain from MH370 • Refer to Appendix 1.12D | |
| Item 7 | 30 April 2016 | Wing to Body Fairing | Anvil Bay, Chemucane, Mozambique | • Examination showed that part is likely from MH370 • Refer to Appendix 1.12E | |
| Item 8 | 24 May 2016 | No. 1 Flap Support Fairing Tail Cone | Gris Gris Beach, Mauritius | • Examination showed that part is highly likely from MH370 • Refer to Appendix 1.12F | |
| Item 9 | 22 May 2016 | Left Wing Trailing Edge Panel | Macenta Peninsular, Mozambique | • Examination showed that part is highly likely from MH370 • Refer to Appendix 1.12G | |
| Item 10 | 10 May 2016 | Left Outboard Flap | Ilot Bernache, Mauritius | • This part is confirmed from MH370 • Refer to Appendix 1.12H | |
| Item 11 | 06 June 2016 | Seat Back Trim Panel encasing IFE Monitor | Riake beach, Nosy Boraha Island, Madagascar | • Examination showed that part is highly likely from MH370 • Refer to Appendix 1.12I | |
| Item 12 | 06 June 2016 | Bottom panel on the Wing or Horizontal Stabilizer | Riake beach, Nosy Boraha Island, Madagascar | • Examination showed that part is likely from MH370 • Refer to Appendix 1.12J | |
| Item 13 | 12 June 2016 | Unidentified part | Riake beach, Nosy Boraha Island, Madagascar | • Not identifiable • Refer to Appendix 1.12K | |
| Item 14 | 12 June 2016 | Unidentified part | Riake beach, Nosy Boraha Island, Madagascar | • Not identifiable • Refer to Appendix 1.12L | |
| Item 15 | 06 June 2016 | Right Wing Trailing Edge Panel | Riake beach, Nosy Boraha Island, Madagascar | • Examination showed that part is highly likely from MH370 • Refer to Appendix 1.12G | |
| Item 16 | 12 June 2016 | Cabin Interior Panel | Antsiraka beach, Madagascar | • Examination showed that part is almost certain from MH370 • Refer to Appendix 1.12M | |
| Item 17 | 12 June 2016 | Unidentified part | Antsiraka beach, Madagascar | • Not identifiable • Refer to Appendix 1.12M | |
| Item 18 | 12 June 2016 | Right Forward Nose Landing Gear Door | Antsiraka beach, Madagascar | • Examination showed that part is highly likely from MH370 • Refer to Appendix 1.12N | |
| Item 19 | 20 June 2016 | Right Outboard Flap | Pemba Island, East of Tanzania | • The part is confirmed from MH370 • Refer to Appendix 1.12O | |
| Item 20 | 21 June 2016 | Right Aft Wing to Body Fairing | Kosi Bay Mouth, Kwa Zulu Natal, South Africa | • Examination showed that part is highly likely from MH370 • Refer to Appendix 1.12P | |
| Item 21 | 18 July 2016 | Unidentified Part | Northern Kwa Zulu Natal, South Africa | • Not identifiable • Refer to Appendix 1.12Q | |
| Item 22 | 26 August 2016 | Right Vertical Stabilizer Panel | Linga Linga beach Mozambique | • Examination showed that part is almost certain from MH370 • Refer to Appendix 1.12R | |
| Item 23 | October 2016 | Unidentified Part | Riake beach, Nosy Boraha Island, Madagascar | • Not identifiable • Refer to Appendix 1.12S | |
| Item 24 | February 2016 | Unidentified Part | Saint Luce, Madagascar | • Not Identifiable • Refer to Appendix 1.12T | |
| Item 25 | July 2016 | Unidentified Part | Riake beach, Nosy Boraha Island, Madagascar | • Not identifiable • Refer to Appendix 1.12U | |
| Item 26 | 23 December 2016 | Right Aileron | Nautilus Bay, South Africa | • Examination showed that part is highly likely from MH370 • Refer to Appendix 1.12V | |
| Item 27 | 27 January 2017 | Right Wing No. 7 Flap Support Fairing | Mpame Beach, South Africa | • Examination showed that part is highly likely from MH370 • Refer to Appendix 1.12W |
Ref. Date Found Debris Location Remarks
Item 3 27 February • Examination showed that 2016 part is from almost certain MH370
- Refer to Appendix 1.12B
Valankulo, Paluma Sandbank, Mozambique Right Horizontal Stabiliser Panel
Item 4 22 March 2016 • Examination showed that part is from almost certain MH370
- Refer to Appendix 1.12C
Mossel Bay, South Africa
Engine Nose Cowl
Ref. Date Found Debris Location Remarks
Item 5 30 March 2016 • Examination showed that part is from almost certain MH370
- Refer to Appendix 1.12C
Rodrigues, Mauritius Door R1 Stowage Closet
Item 6 24 April 2016 • Examination showed that part is from almost certain MH370
- Refer to Appendix 1.12D
South of Chidenguele, Mozambique Right Hand Engine Fan Cowling
Ref. Date Found Debris Location Remarks
Item 7 30 April 2016 • Examination showed that part is from MH370 likely
- Refer to Appendix 1.12E
Anvil Bay, Chemucane, Mozambique Wing to Body Fairing
Item 8 24 May 2016 Examination showed that • part is from highly likely MH370
- Refer to Appendix 1.12F
Gris Gris Beach, No. 1 Flap Support Fairing Tail Cone Mauritius
Ref. Date Found Debris Location Remarks
Item 9 22 May 2016 • Examination showed that part is from highly likely MH370
Refer to • Appendix 1.12G
Macenta Peninsular, Mozambique Left Wing Trailing Edge Panel
Item 10 10 May 2016 • This part is from confirmed MH370
- Refer to Appendix 1.12H
Left Outboard Flap Ilot Bernache, Mauritius
Ref. Date Found Debris Location Remarks
Item 11 06 June 2016 • Examination showed that part is from highly likely MH370
Refer to • Appendix 1.12I
Riake beach, Nosy Seat Back Trim Panel Boraha Island, encasing IFE Monitor Madagascar
Item 12 06 June 2016 • Examination showed that part is from MH370 likely
- Refer to Appendix 1.12J
Riake beach, Nosy Bottom panel on the Wing or Boraha Island, Horizontal Stabilizer Madagascar Table 1.12A - Items of Debris cont… 145
Ref. Date Found Debris Location Remarks
Item 13 12 June 2016 • Not identifiable
- Refer to Appendix 1.12K
Riake beach, Nosy Boraha Island, Unidentified part Madagascar
Item 14 12 June 2016 Not identifiable •
- Refer to Appendix 1.12L
Riake beach, Nosy Unidentified part Boraha Island, Madagascar
Ref. Date Found Debris Location Remarks
Item 15 06 June 2016 • Examination showed that part is from highly likely MH370
- Refer to Appendix 1.12G
Riake beach, Nosy Right Wing Trailing Edge Panel Boraha Island, Madagascar
Item 16 12 June 2016 • Examination showed that part is from almost certain MH370
- Refer to Appendix 1.12M
Antsiraka beach, Cabin Interior Panel Madagascar
Ref. Date Found Debris Location Remarks
Item 17 12 June 2016 • Not identifiable
- Refer to Appendix 1.12M
Unidentified part Antsiraka beach, Madagascar
Item 18 12 June 2016 • Examination showed that part is from highly likely MH370
- Refer to Appendix 1.12N
Antsiraka beach, Right Forward Nose Landing Gear Door Madagascar
Ref. Date Found Debris Location Remarks
Item 19 20 June 2016 • The part is from confirmed MH370
- Refer to Appendix 1.12O
Pemba Island, East of Tanzania Right Outboard Flap
Item 20 21 June 2016 Examination showed that • part is from highly likely MH370
- Refer to Appendix 1.12P
Kosi Bay Mouth, Kwa Zulu Natal, South Africa Right Aft Wing to Body Fairing
Ref. Date Found Debris Location Remarks
Item 21 18 July 2016 • Not identifiable
- Refer to Appendix 1.12Q
Northern Kwa Zulu Natal, Unidentified Part South Africa
Item 22 26 August 2016 • Examination showed that part is from almost certain MH370
- Refer to Appendix 1.12R
Linga Linga beach Mozambique Right Vertical Stabilizer Panel
Ref. Date Found Debris Location Remarks
Item 23 October 2016 • Not identifiable
- Refer to Appendix 1.12S
Unidentified Part Riake beach, Nosy Boraha Island, Madagascar
Item 24 February 2016 • Not Identifiable
- Refer to Appendix 1.12T
Saint Luce, Madagascar Unidentified Part
Ref. Date Found Debris Location Remarks
Item 25 July 2016 • Not identifiable
- Refer to Appendix 1.12U
Riake beach, Nosy Unidentified Part Boraha Island, Madagascar
Item 26 23 December • Examination showed that 2016 part is from highly likely MH370
- Refer to Appendix 1.12V
Nautilus Bay, South Africa Right Aileron
Ref. Date Found Debris Location Remarks
Item 27 27 January • Examination showed that 2017 part is from highly likely MH370
Refer to • Appendix 1.12W
Right Wing No. 7 Flap Support Fairing Mpame Beach, South Africa
1.12.3 Details of the Debris
The debris are briefly described in the following paragraphs. The details of the parts will be found in the to of this report. Appendix 1.12A Appendix 1.12W
- Item 1 - Right Flaperon
Item No. 1 was found on 29 July 2015 in Saint-Denis, Réunion Island. Réunion Island is a French territory in the Indian Ocean.
This item was one of the biggest and complete part of an aircraft found washed ashore. The item was retrieved by the local French authorities and shipped to General Delegate of Armament Aeronautical Technique (DGA/TA) facility in Toulouse for detailed examination. Because of a court case pending in Paris, the part was taken custody by the French Investigative Judge, as evidence for a criminal investigation.
The part identification, detailed examination and analysis were carried out at DGA/TA in Toulouse under the directive and jurisdiction of the French Investigative judge. Although the name plate was missing, which could have provided immediate traceability to the aircraft (9M-MRO), the part was to be a right flaperon of the aircraft 9M-MRO, by confirmed tracing the identification numbers of the internal parts of the flaperon to their manufacturing records at EADS CASA, Spain. Refer to Appendix 1.12A-1.
The examination of the flaperon at DGA/TA revealed the following damages:
- the inboard and outboard hinge fittings were fractured in two places; at the level of the leading edge and on the lower surface of the flaperon;
- the fracture surfaces on the hinge fittings were highly corroded;
- the ribs at the edge of the flaperon showed, in their metallic area, holes due to corrosion;
- the leading edge showed dents and cracks;
- the trailing edge was generally broken;
- the lower and upper surface panels showed localised dents and the upper surface had a large crack; and 154
- the mounting attachment zones on each side of the flaperon were damaged or broken off.
In addition, the flaperon was covered with a colony of barnacles. Most of them were on the upper surface (extrados).
Refer to for details. Appendix 1.12A-2
- Item 2 - Right Wing No. 7 Flap Support Fairing
Item No. 2 was found on 27 December 2015 in Daghatane Beach, Mozambique.
The item was brought to ATSB Laboratory in Canberra for detailed examination and analysis. The part was identified from a number stencilled on the part (676EB), as a segment from a Boeing 777 flap track (support) fairing (Fairing No. 7) from the right wing. All measurable dimensions, materials, construction and other identifiable features conformed to the applicable Boeing drawings for the identified fairing. It was concluded that the item is from MAS B777 aircraft, almost certain registered 9M-MRO.
Refer to for details. Appendix 1.12B
- Item 3 - Right Horizontal Stabilizer Panel Piece
Item No. 3 was found on 27 February 2016 in Valankulo, Paluma Sandbank, Mozambique.
The item was brought to ATSB Laboratory in Canberra for detailed examination and analysis. The part was primarily identified from images showing the materials, construction and “NO STEP” stencil, as a segment of a Boeing 777 right horizontal stabilizer panel. All measurable dimensions, materials, construction and other identifiable features conformed to the Boeing drawings for the stabiliser panel. It was concluded that the item is from MAS B777 aircraft, almost certain registered 9M-MRO.
Refer to for details. Appendix 1.12B
- Item 4 - Engine Nose Cowl
Item No. 4 was found on 22 March 2016 in Mossel Bay, South Africa.
The item was brought to ATSB Laboratory in Canberra for detailed examination and analysis. The part was identified from the partial Rolls- Royce stencil as a segment from an aircraft engine cowling. The panel thickness, materials and construction conformed to the applicable drawings for Boeing 777 engine cowlings. There were no identifiers on the engine cowling segment that were unique to 9M-MRO, however the Rolls-Royce stencil font and detail did not match the original from manufacture. The stencil was consistent with that developed and used by MAS and closely matched exemplar stencils on other MAS B777 aircraft. There were no significant differentiators on the cowling segment to assist in determining whether the item of debris was from the left or right side of the aircraft, or the inboard or outboard side of the cowling. It was concluded that the item is from MAS almost certain B777 aircraft, registered 9M-MRO.
Refer to for details. Appendix 1.12C
- Item 5 - Door R1 Stowage Closet
Item No. 5 was found on 30 March 2016 in Rodrigues Island of Mauritius.
The item was brought to ATSB Laboratory in Canberra for detailed examination and analysis. The part was identified by the decorative laminate as an interior panel from the main cabin. The location of a piano hinge on the part surface was consistent with a work-table support leg, utilised on the exterior of the MAS Door R1 (forward, right hand) closet panel. The part materials, dimensions, construction and fasteners were all consistent with the drawing for the panel assembly and matched that installed on other MAS Boeing 777 aircraft at the Door R1 location.
There were no identifiers on the panel segment that were unique to 9M- MRO, however the pattern, colour and texture of the laminate was only specified by MAS for use on Boeing 747 and 777 aircraft. There is no record of the laminate being used by any other Boeing 777 customers.
It was concluded that the item is from MAS B777 aircraft, almost certain registered 9M-MRO.
Refer to for details. Appendix 1.12C
- Item 6 - Right Hand Engine Fan Cowling
Item No. 6 was found on 24 April 2016, south of Chidenguele, Mozambique. The item was brought back to Malaysia for identification and further examination by the Team. The possible location of the debris on a MAS B777 aircraft was determined. The hinge bracket, number of fasteners and fasteners’ pitch on the part were consistent with those on the right engine fan cowl on the aircraft. The mount found on the part was also consistent with the mount of the fan cowl “Hold- Open Stay Rod” in regards to its location, shape and size of the mounting bracket. The words “HOIST POINT” were still visible and in the correct location. The fonts used for the words on the part matched those on the fan cowl of the aircraft. The part was brought near to the right fan cowl and was found to physically resemble it in terms of shape, size, colour and features.
It has been concluded that the debris is part of the Right Fan Cowl of a B777. As the right fan cowls on both the engines are similar, there is no conclusive evidence to determine whether it belongs to the left (No. 1) or right (No. 2) engine. Based on the other features on the recovered part it has also been determined that the part is from almost certain MH370 (aircraft registered as 9M-MRO).
Refer to for details. Appendix 1.12D
- Item 7 - Unidentified Part
Item No. 7 was found on 30 April 2016 on Anvil Bay, Chemucane, Mozambique. The item was brought back to Malaysia for identification and further examination by the Team.
The exact location of the debris on a MAS B777 aircraft could not be identified since it did not have any markings or numbers and there were no peculiar features which could match it on the aircraft except for one edge of the part which had a distinct radius, which suggested that the joining part would be at an angle.
While the construction was similar to a B777 part, there was no conclusive evidence to determine the origin of this part with respect to the aircraft. After review of the B777 Illustrated Parts Catalogue (IPC), the most possible location of the part was determined to be the wing to fuselage body fairing.
There is no conclusive evidence to determine the origin of this part with respect to the aircraft however it is likely to be a part of a panel of the wing to body fairing on a B777 and it is to be from MH370 (aircraft likely registered as 9M-MRO).
Refer to for details. Appendix 1.12E
- Item 8 - Flap Support Fairing Tail Cone
Item No. 8 was found on 24 May 2016 on Gris Gris Beach, Mauritius. The item was brought back to Malaysia for identification and further examination by the Team.
Initial assessment indicated that this could be a flap support fairing tail cone of a B777. The part was identified from the legible numbers that were observed on the inner surface. The following part number 113W9154-401 and serial number 407 were visible on one side. The profile of the part resembled the wing flap support fairing tail cone.
The part number was cross referenced to the Boeing component maintenance manual and drawings. This identified it as a component of the wing flap fairing assembly and the fit closely matched that of the No. 1 flap support fairing. As the records of where these fairing tail cones are fitted are not normally kept by airlines, the serial number 407 could not be tracked to any particular aircraft.
Based on the legible numbers and the fit, it is confirmed that it is the tail cone of the No. 1 flap support fairing of B777 and to be highly likely from MH370 (aircraft registered as 9M-MRO).
Refer to for details. Appendix 1.12F
- Item 9 - Left Wing Trailing Edge Panel
The item was found on 22 May 2016 in Macenta Peninsular, Mozambique. The item was brought back to Malaysia for identification and further examination by the Team.
The item matched the left part (outboard section) of the Upper Fixed Panel forward of the flaperon on the left wing. It was observed that the outboard side was fractured and on the inboard side the fastener holes were still visible with a pitch of 1 in. This fastener pitch matched that on the inboard side of the panel of the aircraft. The fasteners’ pitch on the outboard side is 2 in. The raised portion of the core of the section of the panel of length 18 in. also matched with that on the aircraft panel.
The item is confirmed to be the outboard section of the “Upper Fixed Panel forward of the flaperon” on the left wing. The debris is highly likely to be from MH370 (aircraft registered as 9M-MRO).
Refer to for details. Appendix 1.12G
- Item 10 - Left Outboard Flap
Item No. 10 was found on 08 May 2016 at Ilot Bernache, Mauritius. A part number was identified on a section of the debris, identifying it as a trailing edge splice strap, incorporated into the rear spar assembly of a Boeing 777 left outboard flap. This was consistent with the appearance and construction of the debris.
Adjacent to the part number was a second part identifier. The flap manufacturer supplied records indicating that this identifier was a unique work order number and that the referred part was incorporated into the outboard flap shipset line number 404 which corresponded to the Boeing 777 aircraft line number 404, registered 9M-MRO and operating as MH370.
Refer to for details. Appendix 1.12H
- Item 11 - Seat Back Trim Panel Encasing IFE Monitor
Item No. 11 was found on 06 June 2016 on Riake beach, Nosy Boraha Island, Madagascar.
The item was brought back to Malaysia for the identification and further examination by the Team.
The part was identified as the seat back trim panel which encases the In-Flight Entertainment (IFE) monitor. There was a small fragment of fabric around the coat hanger on the debris, which was greenish in colour. This colour matched the seat fabric used on the MAS B777 on the centre seats. The location of the coat hanger on the left conforms to the Right Hand, Triple Seat Assembly column in the Economy (EY) class.
This part is confirmed to be the seat back trim panel for encasing the IFE monitor and is to be from MH370 (aircraft registered as highly likely 9M-MRO).
Refer to for details. Appendix 1.12I
- Item 12 - Bottom Panel on Wing or Horizontal Stabilizer
Item No. 12 was found on 06 June 2016 on Riake beach, Nosy Boraha Island, Madagascar.
The item was brought back to Malaysia for identification and further examination by the Team. The letters “FB” were clearly visible on the part which indicates that it is a bottom panel on the wing or horizontal stabilizer. An attempt was made to match the part to all the wing and horizontal stabilizer panels with the identification marks ending with “FB”. The thickness and profile of the part did not match any of those panels on the aircraft. However, it could be confirmed that it is very likely to be a part from a Boeing aircraft and to be from MH370 likely (aircraft registered as 9M-MRO).
Refer to for details. Appendix 1.12J
- Item 13 - Unidentified Part
Item No. 13 was found on 06 June 2016 on Riake beach, Nosy Boraha Island, Madagascar.
The item was brought back to Malaysia for the further examination and identification by the Team. The part could not be matched exactly to any part on a MAS B777 aircraft. There were also no identification numbers on the part.
Refer to for details. Appendix 1.12K
- Item 14 - Unidentified Part
Item No. 14 was found on 06 June 2016 in Riake beach, Nosy Boraha Island, Madagascar.
The item was brought back to Malaysia for identification and further examination by the Team. The part did not have any distinguishing features to match any on a MAS B777 aircraft. It did not have any identification numbers. The part resembled a cabin interior piece based on the decorative finish, however there was insufficient evidence to positively identify the part to be from an aircraft.
Refer to for details. Appendix 1.12L
- Item 15 - Right Wing Trailing Edge Panel
Item No. 15 was found on 06 June 2016 in Riake beach, Nosy Boraha Island, Madagascar.
The item was brought back to Malaysia for identification and further examination by the Team.
It was identified to be the outboard section of the “Upper Fixed Panel forward of the flaperon” on the right wing of a MAS B777 aircraft. The pitch of the fasteners’ holes on the right side (outboard) of the panel was measured to be 2 in. and that matched that on the debris. The debris is to be from MH370 (aircraft registered as 9M- highly likely MRO).
Refer to for details. Appendix 1.12G 161
- Item 16 - Cabin Interior Panel
Item No. 16 was found on 12 June 2016 on Antsiraka beach, Madagascar.
The piece was small and did not have any evidence of part number printed on it. The vinyl cover showed a unique pattern of interior decorative panel on one side and white vinyl on the other side of the piece. The pattern was similar to the one used on MAS 777 cabin interior panels. There were also ‘insert’ holes visible on one of the sides. The part has been determined to be from MH370. almost certain
The detailed examination was conducted by the Team in collaboration with Science & Technology Research Institute for Defence (STRIDE).
Refer to for details. Appendix 1.12M
- Item 17 - Unidentified Part
Item No. 17 was found on 12 June 2016 on Antsiraka beach, Madagascar.
This item is a sandwich structure panel with Nomex Honeycomb core of typical aircraft composite structure. No markings were found on this item. Further analysis on this item is difficult due to lack of features to indicate that it could be a B777 part.
Refer to for details. Appendix 1.12M
- Item 18 - Right Forward Nose Landing Gear Door
Item No. 18 was found on 12 June 2016 in Antsiraka beach, Madagascar.
The item was brought back to Malaysia for the identification and further examination by the Team.
The part did not have any identification numbers on it. However, the features on the part resembled the Right Nose Gear Forward Door of a MAS B777 aircraft. The oval depressions on the inner skin and the
orientation of a diagonal, raised bar matched that on the Right Nose Gear Forward Door on the aircraft.
The part is positively identified as the Right Hand Nose Gear Forward Door of a B777. It is to be from MH370 (aircraft registered highly likely as 9M-MRO).
Refer to for details. Appendix 1.12N
- Item 19 - Right Outboard Flap
Item No. 19 was found on 21 June 2016 in Pemba Island, East of Tanzania. This is the largest piece found after the flaperon and has been determined to be part of the inboard section of the right outboard flap of a B777. The Italian part manufacturer build records for the numbers located on the part that all of the numbers relate to the confirm same serial number outboard flap that was shipped to Boeing as line number 404. Aircraft line number 404 was delivered to MAS and registered as 9M-MRO.
Refer to for details Appendix 1.12O
A fibreglass and aluminium seal pan located at the inboard end of this outboard flap was found damaged. Two adjacent aluminium stiffeners within this inboard seal pan area also exhibited damage which was due to impact.
Refer to for details. Appendix 2.5C
- Item 20 - Right Aft Wing to Body Fairing
Item No. 20 was found on 21 June 2016 on Kosi Bay Mouth, Kwa Zulu Natal, South Africa.
The item was brought back to Malaysia for identification and further examination by the Team. Part of the identification number was visible on the debris indicating that it is part of the right aft wing to body fairing panel, 196 MR. Part of the part number, 149W5232-1, was visible with the letter ‘R’ below it, indicating it is a panel on the right side of the aircraft.
This item is confirmed to be part of the right aft wing to body fairing panel from a B777 aircraft. It is to be from MH370 (aircraft highly likely registered as 9M-MRO).
Refer to for details. Appendix 1.12P
- Item 21 - Unidentified Part
Item No. 21 was found on 18 July 2016 in Northern Kwa Zulu Natal, South Africa.
The item was brought back to Malaysia for identification and further examination by the Team. Based on the structure construction, this part could be a small section of a panel from an aircraft. There were no identification numbers on the part and it could not be positively determined from which aircraft and which section it could have come from. It could not be positively determined whether the debris could be from a B777 aircraft.
Refer to for details. Appendix 1.12Q
- Item 22 - Vertical Stabilizer Panel
Item No. 22 was found on 26 August 2016 on Linga Linga beach Mozambique.
The item was brought back to Malaysia for the identification and further examination by the Team.
On the interior side of the part, there was still a decal with part identification numbers. The Assembly (Assy) Number 177W3103-8 was visible. When referred to the Boeing 777 Illustrated Parts Catalog (IPC) this part was confirmed to be the right vertical stabilizer panel between the auxiliary and front spar. The red/white paint on the panel and the paint configuration appeared to match that of the MAS ‘kite’ logo on the right side of the vertical stabilizer.
The debris is confirmed to be part of the right vertical stabilizer panel of a B777. Based on the red/white livery on the panel it is determined to be from MH370 (aircraft registered as 9M-MRO). almost certain
Refer to for details. Appendix 1.12R
- Item 23 - Unidentified Part
This item was recovered from Riake Beach, Nosy Bohara Island, Madagascar in October 2016.
The item was brought back to Malaysia for the identification and further examination by the Team.
The part structure construction characteristics showed that it was not part of the aircraft structure. It appeared more likely to be from the aircraft interior based on the vinyl and edge sealant which was on the part. The vinyl and sealant colour on the part matched that of the parts generally used in aircraft galleys. Although it appeared to be part of an aircraft interior there is no conclusive evidence to indicate whether the part could have actually originated from an aircraft.
Refer to for details. Appendix 1.12S
- Item 24 - Unidentified Part
Two items of fibreglass-honeycomb composite debris were recovered near Sainte Luce on the south-east coast of Madagascar, having reportedly washed ashore in February 2016.
They were hand-delivered to the ATSB on 12 September 2016. The items were initially reported in the media as being burnt.
No manufacturing identifiers, such as a part numbers or serial numbers were present on either item that may have provided direct clues as to their origin. Despite no evidence of overall gross heat damage, two small (<10mm) marks on one side of the larger item and one on the reverse side were identified as damage resulting from localised heating. A burnt odour emanating from the large item was isolated to these discrete areas. The origin and age of these marks was not apparent. However, it was considered that burning odours would generally dissipate after an extended period of environmental exposure, including salt water immersion, as expected for items originating from 9M-MRO.
Refer to for details. Appendix 1.12T
- Item 25 - Unidentified Part
This item was recovered from Riake beach, Nosy Boraha Island, Madagascar in July 2016.
The item was brought back to Malaysia for examination and identification by the Team. There were no identification numbers on the part and with the available features it could not be matched to any part on a MAS B777 aircraft.
Refer to for details. Appendix 1.12U
- Item 26 - Right Aileron
This item was recovered from Nautilus bay, South Africa on 23 December 2016.
The item was brought back to Malaysia for identification and further examination by the Team. The debris closely matched the inboard section of the Right Aileron on a MAS B777 aircraft.
The numbers on the head of the fasteners on the debris were compared with those on the inboard section of the right aileron on the aircraft. These numbers matched. Additionally, the spacing of the fasteners on the aileron also matched those on the debris. The core and its dimensions also matched those on the inboard section of the right aileron. These confirmed that the debris is part of the inboard section of the right aileron of a B777 aircraft.
Based on the dimensions and fit on the aircraft and the visible fasteners it could be confirmed that the debris is part of the inboard section of the right aileron of a B777 aircraft. It was also determined to be highly likely from MH370 (aircraft registered as 9M-MRO).
Refer to for details. Appendix 1.12V
- Item 27 - Right Wing No. 7 Flap Support Fairing
This item was recovered from Mpame beach, South Africa on 27 January 2017.
The item was brought back to Malaysia for identification and further examination by the Team. The possible location of the part on a MAS B777 aircraft was determined.
It was easily matched to the fixed, forward portion of the No. 7 flap support fairing. Item No. 2, found on 27 December 2015 at Daghatane Beach, Mozambique, is also part of the same fairing; however, it is part of the rear, moveable section.
The debris was thoroughly cleaned to reveal any identification numbers. After cleaning, the numbers 113W9211-402, S/N: 406 were found on the inside surface of the debris. The part number 113W9211- 402 indicated that the debris was indeed a part of the No. 7 flap support fairing of a B777 aircraft. The serial number, 406 could not be used to link it to any particular aircraft as there were no records available to confirm this.
Based on the legible part number and the match of the part on the aircraft it is confirmed that the debris is part of the fixed, forward No. 7 flap support fairing of a B777 aircraft, and also determined to be highly to be from MH370 (aircraft registered as 9M-MRO). likely
Refer to for details. Appendix 1.12W
1.12.4 Process for Recovery of Debris
At the time of writing of this report, the possibility exists that more debris might be found washed ashore, especially at the coasts of south east Africa. Arrangements have been made with the Civil Aviation Authorities there to retrieve and secure the debris and to be delivered to the Team for examination.
1.13 MEDICAL AND PATHOLOGICAL INFORMATION
Medical information relating to the crew is under Section 1.5.
Loss of aircraft cabin pressure, or depressurisation, is a potentially serious emergency in an aircraft flying at normal cruising altitude. Depressurisation, also known as decompression, is the reduction of atmospheric pressure inside a contained space such as the cabin of a pressurised aircraft. The cabins of modern passenger aircraft are pressurised in order to create an environment which is physiologically suitable for humans. The higher the aircraft flies, the higher the pressure differential that needs to be maintained and the higher the stress on the aircraft structure. Without a fully functional pressurised cabin, passengers and crew need to use oxygen systems during cruise. The composition of atmospheric air remains constant as air pressure reduces with increasing altitude. Since the partial pressure of oxygen also reduces, the absolute amount of oxygen also reduces. The reduction in air pressure reduces the flow of oxygen across lung tissue and into the human bloodstream. A significant reduction in the normal concentration of oxygen in the bloodstream is called hypoxia.
Hypoxia is a condition in which the body or a region of the body is deprived of adequate oxygen supply at the tissue level. The major symptoms and signs of hypoxia include light headedness or dizziness, blurred or tunnel vision, headache or nausea, diminished hearing and tingling or numbness of finger tips. The effects of hypoxia become more significant when exposed to an altitude above 10,000 ft.
Time of useful consciousness or also known as effective performance time is the amount of time crew and passengers can continue to conduct duties and activities in an environment with inadequate oxygen. It is measured from the time when the occupants of the aircraft are exposed to a low-pressure environment to the time when the occupants have lost the capability to take corrective and protective actions, such as self-administration of oxygen. The time of useful consciousness is dependent on the pressure altitude inside the cabin following depressurisation (Refer to Table 1.13A below). Hypoxia symptoms can be worse and time of useful consciousness shorter for people with respiratory or heart conditions, who are smokers and unfit, or have been drinking alcohol.
Table 1.13A – Time of Useful Consciousness at Various Cabin Pressure Altitudes
| Cabin Pressure Altitude (ft) | Time of Useful Consciousness (TUC) |
|---|---|
| 15,000 | More than 30 min |
| 18,000 | 20 – 30 min |
| 22,000 | 10 min |
| 25,000 | 3 – 5 min |
| 28,000 | 2.5 – 3 min |
| 30,000 | 1 – 2 min |
| 35,000 | 30 sec – 1 min |
| 40,000 | 15 – 20 sec |
| Source: Reinhart, R.O. 1996. Basic Flight Pathology. 2nd Edition. McGraw-Hill: New York. |
There was no evidence that physiological factors or incapacitation affected the performance of flight crew members on MH370.
Cabin Pressure Altitude (ft) Time of Useful Consciousness (TUC) 15,000 More than 30 min
18,000 20 – 30 min
22,000 10 min
25,000 3 – 5 min
28,000 2.5 – 3 min
30,000 1 – 2 min
35,000 30 sec – 1 min
40,000 15 – 20 sec
2nd Source: Reinhart, R.O. 1996. Basic Flight Pathology. Edition. McGraw-Hill: New York.
Table 1.13A: Time of Useful Consciousness
1.14 FIRE
Aircraft fire could not be established as there was no reported air or ground fire.
1.15 SURVIVABILITY
Survivability of persons on board could not be established as the aircraft has not been found.
1.16 TESTS AND RESEARCH
Not applicable.
1.17 ORGANISATIONAL AND MANAGEMENT INFORMATION
1.17.1 Department of Civil Aviation Malaysia
- Introduction
The Department of Civil Aviation (DCA) is an agency under the purview of the Ministry of Transport (MOT) with the authority to regulate and oversee all technical-operational aspects of the civil aviation industry in Malaysia.
As a Contracting State of the International Civil Aviation Organization (ICAO) since 1958 Malaysia through DCA is responsible to ensure that the safety and security of flights are consistently maintained at the highest level possible, and at the same time, to ensure the safety of the Malaysian airspace for aircraft operations in conformity to the requirements of ICAO in all aspect of polices, regulations and Standards and Recommended Practices (SARPs).
Malaysia’s civil aviation system is based on the Federal Constitution as the supreme law. The legal framework in place consists of the following legislations enacted by Parliament:
- Civil Aviation Act 1969 (Act 3), last amended 01 June 2003
- Aviation Offences Act 1984 (Act 307);
- Airport and Aviation Services (Operating Company) Act 1991 (Act 467); and
- Carriage by Air Act 1974 (Act 148).
Specifically, Section 3 of the empowers the Minister Civil Aviation Act 1969 of Transport “to give effect to the Chicago Convention and regulate civil Under the authority conferred by the same provision, the aviation.’’ Minister of Transport also enacted the Civil Aviation Regulations 1996 (CAR) [P.U. (A) 139/96].
CAR 201 stipulates the use of ‘ipso facto’ to address ICAO Annexes 1 to 19, including the application of not only ICAO Standards, but also the recommended practices, provided that a regulation has not already been established in CAR and that a difference has not been notified to ICAO. In
particular, DCA relies completely on CAR 201 for the implementation of Annexes 3, 4, 5 and 12.
The or Act 3 also empowers the Minister of Civil Aviation Act 1969 Transport to make rules providing for “the investigation in such manner as may be prescribed, including by means of a tribunal established for the purpose, of any accident either occurring in Malaysia or occurring to In addition, this Act provides the Minister of Transport, Malaysian aircraft.” the Chief Inspector of Air Accidents Investigation Bureau (AAIB) with the proper authority and legal tools to conduct investigations effectively, and in compliance with Annex 13.
CAR defines which accidents and incidents shall be reported and empowers the Minister of Transport to appoint a Chief Inspector of Air Accidents and Incidents. CAR provides for the Chief Inspector to “determine whether or not an investigation shall be carried out in respect of any accident to which these regulations apply and the form of the investigation”. The Chief Inspector may carry out, or may cause another Inspector to carry out, an investigation of any such accident. CAR also makes provision for the mandatory submission of a report to the Director- General of Civil Aviation (DGCA) in respect of any reportable occurrence. No provision is however made for a voluntary non-punitive reporting system.
- Functions and Responsibilities of Department of Civil Aviation
The functions and responsibilities of DCA are, as follows:
- To exercise regulatory functions in respect of civil aviation and airport and aviation services including the establishment of standards and their enforcement;
To represent the Government in respect of civil aviation matters and • to do all things necessary for this purpose;
- To ensure the safe and orderly growth of civil aviation throughout Malaysia;
- To encourage the development of airways, airport and air navigation facilities for civil aviation;
- To promote the provision of efficient airport and aviation services by the licensed Company; and
- To promote the interests of users of airport and aviation services in Malaysia in respect of the prices charged for, and the quality and variety of, services provided by the licensed Company.
- To exercise regulatory functions in respect of civil aviation and airport and aviation services including the establishment of standards and their enforcement;
- Sectors and Divisions of Department of Civil Aviation
Sectors and Divisions of DCA Gro2. up ed under a broader 1. Flight Operations Sector unit called Engineering and 2. Airworthiness Sector Flight Operations 3. Flight Calibration Division 4. Air Traffic Management Sector 5. Air Traffic Management Inspectorate Division 6. Aviation Security Division 7. Airport Standards Division 8. Malaysian Aviation Academy Division
- Areas of Focus
Section 1.17.1 will focus on three Sectors of DCA, as below:
- Air Traffic Management Sector,
- Airworthiness Sector, and
- Flight Operations Sector.
- Air Traffic Management Sector
The Director of the Air Traffic Management (ATM) Sector is responsible to the DGCA for the planning, implementation and operation of the air traffic services systems in the two Malaysian Flight Information Regions (FIRs), i.e. Kuala Lumpur and Kota Kinabalu FIRs respectively, in accordance with the ICAO Standards and Recommended Practices (SARPs).
The function of the ATM Sector is responsible for the provision of air traffic service for the safe and efficient conduct of flight within Malaysian airspace pursuant to the Chicago Convention 1944.
The Malaysian airspace is divided into the Kuala Lumpur and Kota Kinabalu FIRs, where operations are associated with air traffic control units. There are two Air Traffic Control Centres; in Kuala Lumpur and Kota Kinabalu, a sub-centre in Kuching as well as 12 Control Towers in Peninsular Malaysia, 4 in Sabah and 8 in Sarawak.
The Director of ATM Sector is supported by Regional Director I (Peninsular Malaysia), Regional Director II (Sabah), Regional Director III (Sarawak), Director KLIA and Director of KL ATSC in the functionality of the Sector.
Supporting the Regional Directors/Directors are ATSC Chiefs, Supervisors, DCA Managers, Unit Chiefs, Operational Controllers and support staff. Other entities, including Aeronautical Information Service (AIS), Procedures for Air Navigation Services and Operations (PANS- OPS), Cartography and SAR are under the direct responsibility of the Director of ATM Sector. The ICAO SARPs associated with the responsibility of ATM Sector are those contained in:
- Annex 1 - Personnel licensing;
- Annex 2 - Rules of the Air;
- Annex 3 - Meteorological Service for International Air Navigation;
- Annex 4 - Aeronautical Charts; Annex 5 - Units of Measurement to be used in Air and Ground
- Operations
- Annex 10 - Aeronautical Telecommunications Volume I & II;
- Annex 11 - Air Traffic Services;
- Annex 12 - Search and Rescue;
- Annex 14 - Aerodromes; and
- Annex 15 - Aeronautical Information Services.
Other relevant documents are:
- DOC 4444 - Procedures for Air Navigation Services - Air Traffic Management (PANS-ATM);
- DOC 9859 - Safety Management System Manual;
- CIR 314 - Threat and Error Management (TEM);
- DOC 9910 - Normal Operations Survey (NOSS);
- DOC 9426 - Air Traffic Services Planning Manual; and
- DOC 9683 - Human Factors Training Manual.
- Air Traffic Inspectorate Division
The Air Traffic Inspectorate (ATI) Division is the regulatory body that oversees the provision of Air Navigation Services (ANS) by the ANS providers to ensure compliance with the national legislations, namely the Civil Aviation Act 1969 and the Civil Aviation Regulations 1996, and ANS-related ICAO Annexes to the Chicago Convention.
The ATI Division develops and establishes the ANS safety standards and performs safety oversight and surveillance activities with the sole aim of regulating the ANS providers. The regulatory Manual of ANS Inspectorate contains the requirements and procedures pertaining to the provision of the ANS, based on the SARPs of ICAO Annexes to the Chicago Convention, other ICAO documents and best practices, as may be determined by the ATI Division which develops and establishes the ANS safety standards and performs safety oversight to be applicable in Malaysia. From time to time the ATI Division develops and establishes the ANS safety standards and performs safety oversight and may supplement these ANS safety standards in the form of safety publications such as Air Traffic Inspectorate Directives (ATIDS) or Aeronautical Information Circulars (AIC). Where appropriate, these safety publications will be incorporated into the Manual by amendments.
- Audits/Inspections
The audits/inspections utilise protocols questions and compliance checklists to evaluate the level of adherence to stipulated national legislations, and ANS-related ICAO Annexes to the Chicago Convention and ICAO documents, including best practices. The ATI Division also conducts oversight of the ANS provider’s safety management system (SMS) to ensure its formal and systematic implementation by all ATSUs, including compliance with stipulated requirements. Currently, the ANS providers that are regulated by the ATI Division include Air Traffic Management Sector of DCA, Malaysian Meteorology Department, Royal Malaysian Air Force (RMAF) and the Malaysian Army.
- Personnel Licensing
Personnel Licensing for ATCOs provisions was promulgated in the Malaysia Civil Aviation Regulations (MCAR) 1996. The ATI Division is the authority for issuance, renewal, endorsement and validation of an ATC Licence and an ATC Trainee Licence (implemented since 01 April 2011), in accordance with ICAO Annex 1 to the Chicago Convention.
(1) Air Traffic Control Examination activities include all ATC courses at ATC organisations that are approved by the DGCA and operational ATC examinations at ATS units that control civil air traffic. However, some functions are delegated to designated ATC Check Officers who are appointed on a two-year basis by the DGCA.
(2) Air Traffic Control Licensing provisions were promulgated in the MCAR 1996. The ATI Division is the authority for issuance, renewal, endorsement and validation of an ATC Licence and an ATC Trainee Licence in accordance with ICAO Annex 1 to the Chicago Convention, as follows:
(3) Class 3 Medical Assessment for ATCOs, as part of the pre- requisite for an ATC Licence and an ATC Trainee Licence,
shall only be issued by a Designated Aviation Medical Examiner (DAME). The ATI Division develops and establishes the ANS safety standards and performs safety oversight and maintains a comprehensive database of licensing information for all licensed holders, and
(4) English Language Proficiency (ELP) Assessment is required for ATCOs and aeronautical station operators, and they must meet the minimum required proficiency level for radiotelephony communications i.e. Level 4 in accordance with ICAO Annex 1 to the Chicago Convention.
- Certification and Audit of ATC Approved Training Organisation
The Certification and Audit of ATC Approved Training Organisation (ATC-ATO) is responsible for the training of ATCOs. It provides ATC training by holding ATC-ATO approval certificate that is issued by the DGCA. The ATI Division conducts a regular oversight programme on the approved ATC- ATO to ensure continuing compliance with the approval requirements.
- Air Traffic Control Incident Investigations
Air Traffic Control Incident Investigations are carried out for ATC safety-related occurrences to evaluate the effectiveness of the ATC system and its components, as well as recommending mitigation actions towards enhancements. The investigative process includes the Incident Review Panel (IRP), The Board of Inquiry (BOI) and the Safety Review Boards (SRB).
In addition to the licensing and validation of ATCOs, the ATI Division develops and establishes the ANS safety standards and performs safety oversight and is responsible for regulating the checks and standards units at various ATS facilities. It also conducts safety oversight of military ATCOs who are charged with the responsibility of providing air traffic services to civil flights in selected portions of the airspace.
The ATI Division develops and establishes the ANS safety standards and performs safety oversight and has also developed appropriate processes and procedures to enable the division to carry out its safety oversight functions in accordance with established requirements and in a standardised manner. The Division has the necessary facilities and equipment to enable the personnel to carry out their safety oversight functions in an effective manner. All necessary procedures, including guidance material, have been developed.
- Search and Rescue
With respect to Search and Rescue (SAR), no legislation specifically addresses the provision of assistance to aircraft in distress. However, in Malaysia, aeronautical SAR (A-SAR) is provided in accordance with Annex 12 to the Convention of ICAO and International Aeronautical and Maritime Search and Rescue (IAMSAR) Manual Vol. I to IV.
As a signatory to the Chicago Convention, Malaysia is obligated to provide A-SAR services on a 24-hour basis, within the Malaysian Aeronautical Search and Rescue Regions (SRR), (defined within the Kuala Lumpur and Kota Kinabalu FIRs).
With the implementation of National Security Council (NSC) Directive No. 20 effective 11 May 1977, A-SAR Operational procedures have been amended to harmonise with inter-agency actions during an aeronautical incident.
- Primary Aeronautical and Maritime Search and Rescue Agencies
(1) National Security Council
The National Security Council (NSC) is the body responsible for establishing, developing and maintaining Aeronautical and Maritime SAR Organisation in Malaysia. The Cabinet, through the Secretary of the National Security Council, directs the NSC on policy, international agreements, conventions and operational matter. The
NSC is responsible to the Cabinet on all matters pertaining to Aeronautical and Maritime SAR.
Note:
The National Security Council Act 2016 was enacted by the Parliament of Malaysia and published in the Gazette on 07 June 2016.
(2) Department of Civil Aviation
DCA is the SAR Authority for aeronautical incidents and shall be responsible for the provision of Aeronautical SAR service within Malaysia’s Aeronautical Search and Rescue Regions (SRRs). As such DCA shall co-ordinate, liaise, train, equip, staff, maintain, develop procedures and operations and conduct exercises for A-SAR. DCA shall also assist the Maritime SAR Authority, when requested.
(3) Malaysian Maritime Enforcement Agency
The Malaysia Maritime Enforcement Agency (MMEA) is the SAR Authority for maritime incidents and shall be responsible for the provision of Maritime SAR service within Malaysia’s Maritime SRRs. As such MMEA shall co-ordinate, liaise, train, equip, staff, maintain, develop procedures and operations and conduct exercises for maritime SAR. MMEA shall also assist the Aeronautical SAR Authority, when required.
- Aeronautical Search and Rescue Plan of Operation
The purpose of this plan is to provide a set of specific Aeronautical SAR Operation Procedures in all SAR missions within the Malaysian SRRs, for which DCA is the SAR Authority for aeronautical incidents and, acts as Chairman to the Aeronautical SAR Working Group. However, this plan is, by no means, exhaustive in nature, and is to be used in conjunction with IAMSAR MANUAL VOLUMES I, II, and III and as well as other departmental documents issued from time to time. Operational Letters of Agreements have also been signed with 181
neighbouring States/SAR Regions. The preparedness and training of all entities is ensured through regular exercise and training.
- International Search and Rescue Treaties, Conventions and Agreements
DCA Malaysia had participated in a number of international organisations such as ICAO, and in accordance with the Convention on international Civil Aviation has adopted search and rescue (SAR) standards and practices. Additionally, there are SAR bilateral agreements between Malaysia and the ASEAN countries (Indonesia, Singapore, Thailand, Brunei and the Philippines) SAR agencies to enhance coordination, cooperation and mutual support for operations along commons borders.
(1) Search and Rescue Agreements:
(a) Multilateral
As a member state of the Association of South East Asia Nations (ASEAN), and in line with the Declaration of ASEAN Concord for Cooperation between the member states of Indonesia, Philippines, Singapore and Thailand, Malaysia has formalised the following on aeronautical and maritime SAR:
ASEAN Agreements for the facilitations of search for aircraft in distress and rescue of survivors of aircraft accidents, signed in Singapore on 14 April 1972; and
ASEAN Agreements for the facilitations of search for ships in distress and rescue of survivors of accidents, signed in Kuala Lumpur on May 1975.
(b) Bilateral
Malaysia has also signed Bilateral Aeronautical SAR Agreements with the following countries:
1. Singapore 11 August 1984 2. Thailand 09 August 1985 3. Indonesia 29 August 1985 4. Philippines 09 December 1985 5. Brunei Darussalam 16 December 1998
(c) Other Arrangements
Special operational procedures for border SAR Malaysia/Indonesia by the General Border Committee, resulting from the special arrangements between the Malaysia/Indonesia SAR Working Group of both countries.
Under the Operational Letter of Agreements between Singapore and Malaysia pertaining to aeronautical SAR service in the South China Sea Area12, Corridor Kuala Lumpur ACC shall take alerting actions while Singapore RCC shall conduct the aeronautical SAR mission (AIP Malaysia Volume I ENR 2.2-3).
It is noted that the SAR responsibilities over the high seas/Malaysia Exclusive Economic Zone (EEZ) within the KL FIR/ASRR over Malaysia Maritime SAR Region (MSRR) shall be under the jurisdiction of Malaysia SAR authorities.
12 South China Sea Corridor Area is defined as the area West of 105E at flight level 150 to Ground/Sea Level and East of 105E at flight level 200 to Ground/Sea Level, within the dimensions of 023600N 1044500E to 020000N 107000E and along 020000N till the Singapore/Kota Kinabalu FIR boundary - thence along 060000N till the Singapore/ Kuala Lumpur FIR Boundary - thence along this boundary to 023600N1044500E) 183
(d) Area of Responsibility
In accordance with ICAO agreements, the international boundaries for the provision of the search and rescue (SAR) services in Malaysia and adjacent ocean areas are divided into two search and rescue regions (SRRs) for aeronautical coordination.
(e) Search and Rescue Regions of Malaysia
As promulgated in the ICAO’s Regional Air Navigation Plan, the Search and Rescue Regions of Malaysia are defined as the areas coincide with the boundaries of the Kuala Lumpur and Kota Kinabalu Flight Information Regions; airspace as delegated by Aeronautical SAR Region (ASRR) Appendix ICAO under Malaysia’s jurisdiction. The Malaysia ASRR area of responsibility is, as (below). Figure 1.17A
(f) Maritime Search and Rescue Regions
The Malaysia Maritime Search and Rescue Regions (MSSR) - (below), include the waters Figure 1.17B of Malaysia and the areas declared as the Continental Shelf Boundary and also the waters under the FIRs delegated to Malaysia. This information is published in IMO SAR Plan.
(g) Responsibilities of Department of Civil Aviation on Search and Rescue
The responsibilities of DCA on Search and Rescue are as follows:
- Developing SAR policies;
- Developing A-SAR bilateral agreements with adjacent states;
Establishing, staffing, equipment and managing • the A-SAR system;
- Conduct training courses in search and rescue at the Civil Aviation Academy and refresher courses at the ARCC;
- Coordinate for SAR training and refresher courses;
- Establishing of ARCCs and ARSC;
- Arranging for SAR facilities; Conduct and coordinate all SAR missions involving civil aircraft within its areas of responsibility.
- Assist in the conduct of all SAR missions involving military aircraft, when requested by RMAF;
- Assist in the conduct of SAR missions involving vessel when requested by MRCC/MRSC;
- Provision and maintenance of the KL ARCC, KK ARCC and Kuching ARSC; and
- Tasking of SAR participating aircraft or vessel for search and rescue operations:
Provision of survival equipment; and -
Periodically conduct national and - international search and rescue exercises (SAREX).
Source: DCA Malaysia
Figure 1.17A - Malaysia Aeronautical Search and Rescue Region
Source: International Aeronautical and Maritime Search and Rescue Manual Volume
Figure 1.17B - Malaysia Maritime Search and Rescue Regions
- Audits/Inspections
- Kuala Lumpur Air Traffic Service Centre
The Kuala Lumpur Air Traffic Service Centre (KL ATSC) is headed by a Director and supported by two deputies - Deputy Director for ATSC and Deputy Director for KL TMA - and 243 ATCOs of various grades. The total number of the ATCO posts approved by the Government was 353. As of March 2014, there were 110 vacant posts.
The KL ATSC’s Controller Working Positions (CWPs):
(i) Approach Control Surveillance
- TMA Supervisor
- Aproach North Approach South
- Approach Low
- Approach Radar (Flow Control)
(ii) Area Control Surveilliance
- Sector 1 Area Control Surveilliance
Sector 2 Area Control Surveilliance •
- Sector 3 Area Control Surveillance
- Sector 4 Area Control Surveillance
- Sector 5 Area Control Surveillance
- Sector 6 Area Control Surveillance (Sector 1 Upper)
- Sector 7 Area Control Surveilliance
(iii) Area Control Procedural
- Sector 1 Area Control Procedural
- Sector 2 Area Control Procedural
- Sector 3 Area Control Procedural
- Sector 4 Area Control Procedural
- Sector 5 Area Control Procedural
(iv) Sector Flight Data Assistant/Clearance Delivery
- Sector 1 Flight Data Assistant
Sector 2 Flight Data Assistant •
- Sector 3 Flight Data Assistant
- Sector 4 Flight Data Assistant
- Sector 5 Flight Data Assistant
Sector 6 Flight Data Assistant •
- Flight Data Processing
- Clearance Delivery
- Assistant Clearance Delivery
- Assistant Flight Information Services
(v) Working Positions (No Rating required)
- Watch Manager
- Controller-Pilot Data Link Communications Flight Information Services
- High Frequency/Aeronautical Mobile Services Station (HF/AMSS) South East Asia (SEA)1 and HF/AMSS SEA 2 Aeronautical Fixed Telecommunications Networks (AFTN) 1 and AFTN 2
(vi) Butterworth Terminal Area
To enable the Military to meet its national operational requirements, a number of control zones, training areas and danger areas have been established. Operational
control of these airspaces and responsibility for the provision of air traffic services within these airspaces have been delegated to the military. Coordination procedures between the civil and military authorities have also been established as follows:
Provision of approach control service within lateral limits of Butterworth Control Zone:
- Ground/Sea - 5,500 ft. altitude - FL245,
- Elsewhere 2,500 ft altitude - FL245 with Butterworth Terminal Area.
Air traffic to/from the civilian Penang International Airport (PIA), Alor Setar Airport and Langkawi International Airport is provided by military ATCOs who have been licensed by the ATI Division, which develops and establishes the ANS safety standards and performs safety oversight and to ensure the provision of services to civil traffic. The rationale for such an arrangement is based on the military activities at Butterworth Military Airport (BMA) which is in close proximity to PIA, and other military activities carried out over the high seas in danger areas WMD 412A and WMD 413A (permanently established). Furthermore, the final approach segments of both the PIA and the BMA intersect. No major incident has been recorded with the present arrangement/delegation of authority.
- Airworthiness Sector
The Civil Aviation Act of 1969 empowered the DGCA to exercise its statutory powers to regulate the civil aviation and airport services including the establishment of standards and its enforcement.
The Civil Aviation Regulation (CAR) of 1996 was derived from the United Kingdom Air Navigation Order (ANO) of the mid-nineties and adopted with certain provisions for the Malaysian requirements. The CAR Fifth Schedule - Aircraft Equipment and Sixth Schedule - Radio and Radio Navigation Equipment to be carried in aircraft, and the DGCA issued Airworthiness Notices (ANs) specifically AN. No. 1 - Aircraft Certification, forms the basis for aircraft airworthiness and design standard for acceptance into Malaysian registry.
A comprehensive review of the MCAR 1996 by consultants was carried out in March 2013 and the submission of the final report was completed in January 2014. It was anticipated that the introduction of the CAR 2016 would streamline the DCA regulatory functions on similar approach to the European Aviation Safety Agency (EASA) requirements. This would include the introduction of CASR (Civil Aircraft Safety Requirements, AMC (Acceptable Means of Compliance) and GM (Guidance Materials) as part of the Malaysian regulatory framework, requirements and procedures.
The Director of Airworthiness Sector reports directly to the DGCA and is responsible for the operations of five divisions, namely: Continuing Airworthiness, Engineering, Maintenance Repair and Overhaul (MRO), Licensing and Standards.
The primary functions of the Airworthiness Sector include surveillance oversight of the aircraft maintenance activities on scheduled and non- scheduled air carriers, MROs, and the licensing of Aircraft Maintenance Engineers (AMEs). The sector is also responsible for the management of the aircraft register and joint technical audits with the Flight Operations Sector and Air Transport Sector for the issue or renewal of Air Operating Certificate.
With respect to aircraft accidents or incidents investigation, officers with specific trade and specialisation may be called upon, to assist the Air Accident Investigation Bureau, which is under the Ministry of Transport.
The Airworthiness Sector has established a minimum qualification of a university engineering degree or an Aircraft Maintenance Engineer’s Licence (AMEL) for the posts of Airworthiness Engineers or
Airworthiness Inspectors respectively, and in addition, a minimum of five to seven years hands-on aviation industry experience. 37 of the 40 posts had been filled to support an 8% annual rate of growth of aircraft increment for the local air transport industry.
The Airworthiness Sector has developed a good working relationship with the local aviation organisations whereby, the newly recruited technical staff have been given the exposure to work closely with industry players. The DCA has made provisions in the AN. No. 1 Aircraft Certification, for the operator to bear the cost of training for DCA officers, specifically for the airworthiness engineers, inspectors and pilots for new aircraft type to be placed on the Malaysian register. This serves to keep them abreast with the latest development on the local airlines or operators fleet expansion programme.
The DCA Airworthiness Division Manual (ADM) provides guidance and procedures to airworthiness inspectors and airworthiness engineers to carry out their duties and function responsibilities.
The Sector emplaces a fairly comprehensive audit plan for the local and international organisations requiring DCA approvals. These approved organisations are subject to an annual audit. The audit includes local and international base maintenance and line stations. These audits may be scheduled on mutual arrangement with the organisation or be carried out on an opportunity basis when the DCA officers are in the vicinity of that organisation during the auditing period.
Any audit findings or deficiencies will be recorded in the NCRs (Non- Conformance Reports) and categorised into the respective levels of Level 1, Level 2 or Level 3. The Level 1 NCR requires urgent and mandatory compliance to a major deficiency in the audit findings. The Sector would review the corrective actions and reschedule an audit of the organisation before closing the finding as acceptable.
The ANs are published on a regular basis in the DCA website and would serve to notify any current changes on airworthiness policies or requirements for the Aircraft Maintenance Engineers and the aviation organisations to comply with as applicable. Some of the Airworthiness Notices issued by the Airworthiness Sector may originate from Original
Equipment Manufacturers’ (OEMs) service bulletins or in-service difficulties arising from incident or accident reports which may affect aviation safety. The Airworthiness Notices form part of the Malaysian regulatory framework and the expedient means for the aviation industry to comply with at short notice.
The AN. No. 11 - Mandatory Occurrence Reporting, requires Air Operators and Maintenance Organisations to transmit information on faults, malfunctions, defects and other occurrences which cause or might cause adverse effects on the continuing airworthiness of the aircraft to the DCA.
With respect to ICAO Annex 19 - Safety Management, the Airworthiness Sector has implemented the requirement under AN No. 101 - Safety Management Systems (SMS) For Approved Maintenance Organisation (AMO) including Approved Training Organisations (ATOs) in March 2008. The SMS was made effective on 01 January 2009.
The Sector has been actively involved in the audits of 176 local and international Approved Maintenance Organisations (AMOs) that hold the DCA approvals; continuing airworthiness surveillance of 892 aircraft (of which 839 aircraft are active in operations), 12 Approved Training Organisations (ATOs) for Aircraft Maintenance Engineers and Technicians ab-initio training and also aircraft type training programme. There were 4,212 Licensed Aircraft Maintenance Engineers issued with DCA licence, but 2,374 licensed holders remain current. CAR 30 requires that inspection, overhaul, repair, replacement and modification works on a Malaysian-registered aircraft, including the engines, propellers and aircraft components, are carried out by an approved person or organisation, specifically, under the AMO maintenance organisation exposition procedures. The DCA requires the release of an aircraft ‘Certificate of Release to Service’ to be issued by an approved or authorised personnel, type-rated on the aircraft type under a DCA approved AMO procedures. The introduction of the new CARs would also address the training requirements and certification responsibilities of both Aircraft Maintenance Engineers in Category B and Aircraft Maintenance Technicians in Category A in their respective trades. The DCA Malaysia Part 66 engineers and
technicians licensing system is based on the EASA Part 66 syllabus and training requirements.
- Flight Operations Sector
The Director of Flight Operations reports directly to the DGCA and is responsible for the operations of five divisions, namely:
- Flight Crew Licensing, Air Operator Regulatory,
- Flight Simulator,
- General Aviation, and Flight Calibration.
The primary functions of the Flight Operations Sector include surveillance oversight on scheduled and non-scheduled air carriers, flight test and simulator training of pilots, flight crew licensing on examinations standards, General Aviation activities, airfields and airways calibration and the conduct of a joint technical audit with the Airworthiness Sector and Air Transport Sector for the issue or renewal of Air Operating Certificate (AOC) for scheduled and non-scheduled air carriers. With respect to aircraft accidents or incidents investigation, pilots from this sector may be called upon, to assist the Air Accident Investigation Bureau, under the Ministry of Transport.
The Sector has established the procedures for Mandatory Occurrence Reporting (MOR) Scheme Guidelines in the Flight Operations Notice for the air operators to comply with in DCA Malaysia website.
With respect to ICAO Annex 19 - Safety Management, the Flight Operations Sector had implemented the requirement under the Aeronautical Information Circular (AIC) No: 06/2008. In conjunction with ICAO Annex 6 Part 1 Chapter 3 paragraphs 3.2.3 and 3.2.4 and Part III Chapter 1 paragraphs 1.2.3 and 1.2.4 with effect from 1 January 2009, it requires all Malaysian AOC Holders to implement an integrated Safety Management Systems (SMS).
To date, 8 of the AOC Scheduled Operators have complied with the SMS requirements and approved by the Sector. The implementation of the SMS for the 16 Non-Scheduled Operators is being incorporated in stages.
The following documents form part of the sector procedure manual in carrying out their surveillance responsibilities:
- Flight Operations Surveillance Inspector Handbook,
- Flight Crew Licensing Handbook,
- Flight Operations Policy, and
- Procedure Manual and Ramp Inspection Handbook.
As stated in the authorised Flight Examiner Handbook, each flight examiner is required to conduct at least six instrument flight checks and two type rating checks over the three-year period of their authorisation. In addition, they have to submit a quarterly activity report. In accordance with the Handbook, the authorised examiner has to pass an initial test upon appointment and a renewal test, to be conducted six months prior to the expiration of the authorisation. In between the tests, the examiner will also be the subject of one observation session to be conducted by the inspector.
The present activities of the Flight Operations Sector for surveillance oversight includes 8 Scheduled Operators, 21 Non-Scheduled Operators 8 Approved Flying Training Organisations, 16 new AOC applicants, 12 Flying Clubs, international flight en-route Inspections, domestic and international Station Facility Inspections and Ramp Inspections.
The frequency for Station Facility is once in every 2 years, the RAMP Inspection is 4 inspections at every originating en-route or destination stops, 4 inspections annually at every location but may depend on the safety performance of the operator while Base Inspection for Scheduled Operations and Non-Schedule Operations to be carried out on annual basis.
The Sector has a total establishment of 28 pilot posts to manage the various divisions, and of which only 16 posts had been filled. The need for experienced pilots to fill up the various posts had been an issue for most authority bodies worldwide, unless better incentives are offered.
1.17.2 Malaysia Airlines
- Introduction
Malaysia Airlines (MAS) began in 1937, when the Straits Steamship Company and Imperial Airways formed Malayan Airways Limited (MAL) in Malaya. MAL evolved through many changes to Malaysia-Singapore Airlines (MSA) until Singapore gained its independence in 1965, where its Malaysian part became Malaysian Airline System (MAS) Berhad. In 1987 the Company took the commercial name of ‘Malaysia Airlines’ in line with the international promotion of the country.
MAS held an Air Service Licence (ASL) and Air Operators Certificate (AOC) for scheduled and non-scheduled operations. It was public-listed in 1985 with the Government holding a golden share. At its peak, MAS had an extensive network of operations with more than 100 destinations spanning over 5 continents around the world. The recession in 1994 affected the airline’s business significantly when its operations were drastically scaled down.
The airline’s performance for the past years had been a subject of great interest as it had suffered financial losses. Competition from emerging low-cost operators significantly contributed to the negative performance of the Company. MAS had in its fleet the A380, A330, B747-400, B777- 200ER, B737-400 and B737-800. Its subsidiaries Firefly & MASWings operated the ATR-72 plying most of the domestic network in Peninsular and East Malaysia.
In spite of its scaled-down operations it was still a fairly large organisation (Figure [below] shows the MAS), with a 1.17C Organisation Structure of staff strength of more than 20,000 employees. It was headed by a Group Chief Executive Officer (CEO) who reported to the Board. Eight Directors reported to him, each heading a Division. The Divisions were, as follows:
- Group CEO Office
- Commercial
- Operations
- Corporate Services
- Customer Services
Finance • • Human Resources • MAS Aerospace Engineering (Engineering & Maintenance Division)
- Engineering & Maintenance
- Organisation Structure
The Engineering & Maintenance Department (EMD), also known as MAS Aerospace Engineering, was headed by a Chief Executive Officer (CEO), assisted by a Deputy CEO (Airlines Operations) and Senior Vice President (SVP) MRO Operations. The Finance, Engineering Materials, Business Support, Business Development, Legal and Warranty departments of the EMD reported direct to the CEO of the EMD. Heavy Maintenance, Engineering, Commercial, Training, Special Project, Engineering Facility and Workshop departments reported to the SVP (MRO Operations). The Technical Services, Maintenance Operations, Aircraft & Engine Maintenance Planning, Quality Assurance, Aircraft Project, Lease Planning, End- of-Lease (EOL)/Airline Engineering Group (AEG) Special Project and EOL Project Departments reported to the Deputy CEO (Airlines Operations). The organisation’s management structure encompassed all the relevant areas befitting a maintenance management and maintenance organisation and was manned by suitable and experienced personnel. Key positions (post holders) as required for the Air Operators Certificate (AOC) holder and maintenance organisation were nominated by MAS and approved by DCA Malaysia. These key positions were further supported downstream by departmental managers and their executives.
- Maintenance and Design Approval
The EMD was responsible to manage and carry out the maintenance of the MAS fleet of aircraft, which consisted of B747- 400, B777-200ER, B737-400, B737-800, A330 and A380. The Maintenance and Management approval was issued by the DCA Malaysia in 1971. The approval was based on the approved quality
OFFICE OF GROUP CHIEF EXECUTIVE OFFICER
GROUP BOARD
Group CEO
Director of Director of Director of Director of Director of CEO MAS Group CEO Director of Operations Corporate Customer Finance Human Aerospace Office Commercial Services Services Resources Engineering Marketing & Flight Group Operations & Strategy & Secretarial, Airport Products Operations Risk, Legal Finance Industrial PMO Services Relations & Governance Strategic Sales & In-Flight Investor Organization IT Inflight Communications Distribution Services Relations Development Operations Performance & Network & Operations Property Customer Funding Internal Audit Revenue Control Remuneration Care Mgmt Centre Operations Golden Commercial Strategic Merger & MAS Fleet System & Boutique Acquisition Systems Procurement Academy Management Support Execution & Insurance Govt& Int’l Security Corporate Service & Affairs Safety Quality Subsidiaries Assurance Oversight Oversight Commercial Firefly Emergency Finance Response & Business Continuity MASkargo
MASwings
Source: MAS
Figure 1.17C - Organisation structure of MAS
system laid out in the Maintenance Management Organisation Exposition (MMOE). The quality management system as detailed in the MMOE was under the responsibility of the Head of the Quality Assurance, who had direct access to the CEO of the EMD.
In the quest to undertake third party maintenance business the EMD also carried out maintenance of foreign registered aircraft under their respective National Aviation Maintenance Organisation Approvals. These approvals are from the European Aviation Safety Agency (EASA), the Federal Aviation Administration (FAA) of the United States of America (USA), the Civil Aviation and Safety Authority (CASA) of Australia and others. All these approvals had their independent approval process of initial approval, revalidation and surveillance.
The oversight of these maintenance activities was by regular audits and surveillance by the internal auditors of the Quality Assurance department and by DCA Malaysia, as well as the National Aviation Authorities of the various countries whose aircraft were maintained by MAS. In some cases, the audits were also carried out by the respective customers. There have not been any findings significant enough for any regulatory actions to be taken against the EMD for issues arising out of aircraft maintenance.
The EMD was also issued with Design Organisation Approval by DCA Malaysia. This allows the EMD to make minor design changes on the MAS fleet. To administer this, a team of engineers in the Technical Services Department of the EMD were qualified and approved in the various aviation disciplines such as Structures, Systems and Avionics.
- Training
The EMD had its own Training school which provided ab-initio training to qualify selected candidates to obtain the DCA Malaysia Maintenance Engineers’ licenses in the Mechanical or Avionics category. There were also training programmes for
aircraft and workshop technicians as well as approval holders. The Training School also provided continuation training which was required for all staff working on aircraft and in workshops, and in addition, aircraft type training and training for external parties. The training requirements were laid down in the DCA Part 66, which is similar to the EASA Part 66 requirements.
- Base Maintenance
The EMD had two main bases for base maintenance: KLIA in Sepang and Subang Airport (SZB) in Subang.
The Kota Kinabalu (BKI) base in Sabah was an extension of the KLIA base. These bases were equipped with the hangars and facilities as required in the scope of the approval. The SZB base had 4 hangars to accommodate all aircraft in the MAS fleet. The SZB facility also accommodated all the support workshops for the required maintenance. The KLIA base had 2 hangars, one of which could accommodate the A380-800. The KLIA base had some limited support workshops for maintenance activity under the scope of approval. The BKI, extension of KLIA, had one smaller hangar only capable to accommodate B737 series aircraft or its equivalent.
- Line Maintenance
Other than the main bases, there were also line stations according to the regions around the world. These were, as follows:
- Peninsular Malaysia,
- Sabah and Sarawak,
- South East Asian,
- Far Eastern,
- America and Pacific,
- Australian and New Zealand,
- Indo-Pakistan/Mideast and African, and
- European.
Line maintenance of aircraft at international line stations was contracted out to the local maintenance organisations. These line maintenance organisations were approved by DCA Malaysia before they took over the task. The organisations were also subjected to regular audits by MAS and DCA Malaysia.
- Maintenance Authorisation
The EMD had approximately 4000 staff; distributed among the SZB base, KLIA base and the BKI extension base. There were approximately 1240 certifying staff at both SZB and KLIA bases and 41 certifying staff in BKI. The certifying staff consisted of the following:
- Licenced Aircraft Maintenance Engineers,
- Workshop approval holders,
- Certifying mechanics,
- Stores Inspectors,
- Non Destructive Testing (NDT) approval holders,
- Welders.
Authorisation of certifying staff for aircraft and component maintenance was carried out by the EMD’s Quality Assurance department. This was strictly in accordance with the requirements laid down in the MMOE. These requirements, which were in line with the EASA requirements, were approved by DCA Malaysia. This process of authorisation was subjected to internal audit by independent quality auditors within the organisation, as well as by the DCA and other National Aviation authorities.
The Head of Quality Assurance (QA) was responsible for the administration and control of the Certifying staff.
- Safety Management System
The EMD had implemented the Safety Management System as documented in the Safety Management Manual and as required by DCA Malaysia Airworthiness Notice No. 101. This safety
management was a part of the Company-wide Corporate Safety Management led by the Corporate Safety Oversight department which reports to the Group CEO’s office. There was an internal reporting system in place for occurrences and hazards which encompassed provisions for confidential reporting. Regular safety meetings were conducted within the organisation as well as representing the division within the overall corporate system. Safety Management was supported by Occupational Safety, as required by the Occupational Safety and Health Act 1994. Safety actions were deliberated during these meetings and mitigating actions were discussed and followed up.
- Organisation Structure
- Operations
This division was headed by the Director of Operations and supported by Flight Operations, In-flight Services, Operations Control Centre, Operations System & Support, Security, and Director of Operations Office.
- Flight Operations
The structure consisted of 6 Senior Managerial positions namely Quality Assurance & Regulatory Affairs, Training & Standards, Flight Safety & Human Factors, Technical & Development, Crew Planning & Deployment and Line Operations.
- Flight Operations Management
The Flight Operations Management Structure (Figure 1.17D below) met the Air Operators Certificate (AOC) requirement as stipulated in the MCAR 1996. The key post holder positions in MAS were manned by captains who possessed outstanding credentials, senior in rank and had held several aircraft type rating in the airline’s fleet. Their extensive exposure was therefore an asset to the airline’s operations.
MAS Operations Manual A, Part 1.4.11 defined the guidelines for management pilots’ office coverage and flying duties. As an example, the guideline stipulated that a Flight Operation
Manager (FOM) would be rostered 9 days flying duties (excluding weekend) and 13 days on office duties.
HEAD FLIGHT OPERATIONS
FLIGHT OPERA TIONS MANAGER QUALITY ASSURA NCE & REGULATORY AFFAIRS
CHIEF CHIEF CHIEF SENIOR CHIEF PILOT PILOT PILOT PILOT MANAGER FLIGHT SAFETY LINE & HUMAN TRAINING & TECHNICAL & CREW PLANNING FACTORS OPERATIONS STANDARDS DEVELOPMENT & EMPLOYMENT TECHNICAL & DEVELOPMENT
Source: MAS
Figure 1.17D - Organisation of Flight Operations Management
- Organisation and Management related to B777 Operations
All the fleets in the Company were under the purview of Chief Pilot Line Operations. The fleet was headed by a Fleet Manager B777 who would report to the Chief Pilot Line Operations. The Fleet Manager B777 had been with the Company for the past 17 years and until March 2014 the fleet comprised of 17 aircraft. The Fleet Manager (with more than 10 years Command experience on the B777) was supported by non-flying staff in the day-to-day management of the fleet co-ordinated by Flight Operations Controllers (Figure 1.17E [below]).
CHIEF LINE OPERATIONS
FLIGHT OPERATIONS FLEET MANAGER CONTROLLER B777 + 4 OTHER FLEETS
FLIGHT FLIGHT OPERATIONS OPERATIONS EXECUTIVE EXECUTIVE
FLIGHT FLIGHT FLIGHT OPERATIONS OPERATIONS OPERATIONS SENIOR OFFICER X 2 SENIOR OFFICER SENIOR OFFICER
Source: MAS
Figure 1.17E - Line Operations, Administration & Support (as of January 2014)
- Technical Crew
The airline technical crew were pioneered by pilots who crossed over to MAS when the then Malaysia-Singapore Airlines (MSA) split in 1972 to become MAS and SIA respectively. In the early days of MAS up to the mid-1980s a majority of MAS pilots came from MAS-sponsored cadets. These trainee pilots were normally sent to reputed Flying Colleges/Academies, mainly in Australia, Philippines, Scotland and Indonesia. These candidates were put through stringent pre-hire recruitment processes which included aptitude tests, psychomotor skills, as well as interviews by a panel comprising of Management Pilots and Human Resource Managers and/or Executives. In later years, the process became even more stringent with the inclusion of simulator evaluation and psychological tests.
After the mid-1980s, the emergence of local flying schools had resulted in most of the sponsored cadets undergoing their basic training in Malacca at the Malaysian Flying Academy (MFA). The MFA had also provided training for foreign students from Singapore, Indonesia, Bangladesh and India. This had benefited MAS in terms of costs and the ability to graduate ab initio qualified pilots in a shorter time compared to overseas flying schools.
In the last ten years, more flying colleges or academies were set up, such as in Kota Bahru and Langkawi. MAS- sponsored cadets were eventually trained at these places in tandem and then absorbed as trainee pilots into MAS, including a small number of self-sponsored students who made the grade. These cadets would pass out with a Frozen ATPL (Air Transport Pilot Licence) and by the time they had accumulated a total of 1,500 hours or more, the full authorisation of the licence would take effect giving the holder the privilege of its full coverage.
From the early days of operations, MAS started with domestic and regional services. Thus, the fleet of aircraft had always included small propeller aircraft to service remote towns that were equipped with short field aerodromes and short-haul twin engine jets. Generally, a career of a pilot in MAS began as a co-pilot on the smallest Turbo Props, or sometimes when the demand and the promotion was rapid, suitable candidates would be posted direct to the B737 upon entry into the airline. A co-pilot would need to serve for at least 5 to 7 years in the Company on the lower fleet before one could be considered for promotion to the B777. Before the arrival of the new generation aircraft, the career progression would start with the F27/50, then the 737 classics as their first jet aircraft experience, then to either A300B4 or the DC10/B747-200. After the introduction of the new generation aircraft, they were normally promoted from the B737/200/400/800 to the A330 or B777 fleet then the B747-400/A380 depending on the Company’s individual
fleet requirement.
The pilot promotion policy had since changed to include individual pilot’s bidding for promotion to larger aircraft, which was not the case in the past.
The pre-hire test also applied to those joining the airline with previous flying experience from other flying organisations. A significant percentage of MAS pilots came from the Royal Malaysian Air Force (RMAF), mainly those who had served the Air Force as short-commissioned officers. After about seven to ten years of service in the RMAF, they were able to join MAS with recognised flying hours and experience to be accepted as First Officers in the lowest fleet. After accumulating sufficient airline flying hours, they would be ready for promotion to Captain on the lowest fleet, e.g. F27/50, or direct to the B737 jet. A small percentage of pilots came from a general aviation background and needed to go through the similar stringent pre-hire process before commencing their training to the appropriate fleet.
On the average it would take at least 15 years of flying in the Company before a pilot could be promoted to command the B777. Among the factors for career progression is eligibility in terms of total command hours, base check and line check competencies, seniority in the pilot ranking and the airlines expansion plan. In Malaysia Airlines, no young fresh ab-initio pilot would be posted direct to the big wide-body jet (i.e. B777) without the smaller twin jets experience. By the time a captain was ready for the B777, he would have at least flown F50, B737 or A330 or combination of all the 3 aircraft with at least a total of 5,500 hours, part of which had to be a minimum of 1,500 command hours and 2 years operational on the MAS B737.
By normal career progression, the Captain that was flying on this aircraft would have met the full pre-requisites to be on the elite fleet of the B747-400 or the A380. However, it was his choice that he preferred to remain on the B777 fleet
as he did not bid for position on the two higher fleets.
- Technical Crew of MH370 \ The PIC of MH370 graduated in May 1981 from the Philippines Flying School under the MAS sponsorship programme during that era. He started his career with MAS upon graduation and served MAS until the day of the eventful flight.
The FO of MH370 graduated from the Langkawi Aerospace Training Centre (LATC) on the Island of Langkawi, Kedah, Malaysia in June 2007. LATC has been in existence for the last 12 years. MAS had sponsored at least ten batches of pilots at an average of 12 trainees per batch. These graduates had been flying with MAS upon graduation. Graduates from LATC generally met the standards set by MAS, proven by the numbers joining the airline as trainees and eventually becoming qualified First Officers. Since the last 5 or 6 years there were also pilots being sponsored and trained in the Asia Pacific Flight Training (APFT) Kota Bahru, one of the latest additions to the number of flying schools available locally.
The fleet carried sufficient numbers of Type Rating Examiners (TRE) and Type Rating Instructors (TRI) to fulfil the licensing requirements. TRE and TRI were Captains from within the airline, appointed with approval from the Licensing Section of the DCA. They were also tasked with monitoring the overall standards to be maintained by the fleet. This responsibility is under the jurisdiction of the Training and Standards Department, which is headed by a Chief Pilot. On the day of this eventful flight, the Captain was conducting the last phase of the Co-pilot’s training as a B777 First Officer, in the capacity of a TRE.
- Working Schedule/Roster Schedule and Management
The working schedule and rest requirement to manage crew fatigue was highly regulated and normally bounded by guidelines stipulated by the CAA UK CAP 371 and the Malaysian Civil Aviation Regulations (MCAR) 1996. The MCAR 1996 adapted the CAA CAP 371. With the formation of the Joint Aviation Requirements (JAR), DCA Malaysia had gradually migrated towards regulations stipulated in the JAR. Duty and Flight Time Limitation (FTL) was strictly guided by these published regulatory documents. In general, MAS has since its inception, adopted a more stringent and restrictive FTL based on the Memorandum of Understanding (MoU) between the Pilots Association and the adequately rested before they were scheduled to any assigned flight duties. The Pilots Association played an important role to ensure compliance to the limits were met.
In the case of MH370, the expected flight and duty time was less than 8 hours, with a single leg of one take-off and one landing. The Regulatory requirement and MAS Operations Manual A, Part 7.1.20 and MoU would only require one set of crew to man the flight. Standard Company’s practice, in compliance with FTL, would call for the whole set of crew to be allocated a stop-over duration of 24 hours (more than the minimum rest period required) in Beijing before returning to Kuala Lumpur. Beijing was a destination that MAS operated with the same aircraft type on a daily basis.
The guidelines for Technical Crew complement requirements based on Maximum Schedule Block Time were as follows:
- Less than 8 hours: 2 crew (1 Captain and 1 Co-pilot);
- Between 8 to 12 hours: 3 crew (2 Captains and 1 Co- pilot); and
- More than 12 hours (3 Captains and 2 Co-pilots).
The Technical Crew were required to undergo medical check-up by approved aviation doctors for their license renewal. The medical certificate issued forms part of the validity of a pilot flying license.
A summary of the work schedule for the PIC and the FO, three months prior to the eventful flight, is available in Table (below). 1.17A
- Flight Operations Management
- Flight Operations
Table 1.17A – Summary of Work Schedule for Flight Crew (3-Month FTL Data)
| Rank | 24 | 72 | 7 | 28 | 90 | SEP Validity |
|---|---|---|---|---|---|---|
| Hours | Days | |||||
| Pilot-in- Command | 0:00:00 | 7:00:00 | 20:39:00 | 91:04:00 | 303:09:00 | 14 May 2014 |
| First Officer | 0:00:00 | 0:00:00 | 28:47:00 | 51:17:00 | 158:46:00 | 26 July 2014 |
- Safety Management System
MAS Safety Management System (SMS) had been designed to comply with the framework as per ICAO in Annex 6, Appendix 7 (Currently Annex 19), Framework for Safety Management Systems and the expanded guidance found in the ICAO Doc.9859 Safety Management Manual (SMM) and IATA SMS Implementation Guide. In addition, this system was consistent with the requirements of the DCA Malaysia’s Aeronautical Information Circular (AIC) document number 06-2008: SMS. MAS had established these requirements to ensure positive control and continuous improvement for safe and secure operations, including the operations of its subsidiaries, MASWings, Firefly, MAS Aerospace Engineering and MASkargo. This document had formed an integral part of the Corporate Safety Policy Manual.
The SMS encouraged an open reporting policy or commonly referred by industry as non-punitive reporting system. This assured employees that reports of unpremeditated or inadvertent errors would not result in disciplinary or punitive
action being taken against the reporter or other individuals involved. Employees were assured that the identity, or information leading to the identity, of any employee who reported an error under this policy was never disclosed unless agreed to by the employee or required by law. The Open Reporting Policy encouraged individuals to report hazards and operational deficiencies to management. It also assured personnel that their candid input was highly desired and vital towards safe and secure operations.
The organisation had a proactive reporting system in place. Refer to (below): Figure 1.17F
- The SMS’ guidelines resided in the Corporate Safety Manual. There were various reporting channels for the staff to transmit safety-related reports to account holders or their designates;
The reporting channels were well-structured and • covered all areas of operations:
Air Safety Report (ASR) - Cabin Safety Report (CSR) - Ground Safety Report (GSR) - Hazard report (Hazard/HZR) - Confidential Human Factors Incident Report - Programme (CHIRPs); and
Flight Operations Quality Assurance (FOQA). -
- The SMS’ guidelines resided in the Corporate Safety Manual. There were various reporting channels for the staff to transmit safety-related reports to account holders or their designates;
- Confidential Human Factors Incident Report
The flight crew and cabin crew were constantly being encouraged and reminded to utilise this reporting channel during their CRM and Safety classes (refer SEP Manual; 7.15.2). The Confidential Human Factors Incident Part Report (CHIRP), (refer to [below]), being a Table 1.17B highly confidential report, had become the most appropriate
210SAFETY INVESTIGATION REPORT MH370 (9M-MRO)
tool for identifying potential human factor issues, especially on the behavioural patterns of flight and cabin crew.
Source: MAS Figure 1.17F - Safety Report Process
Year 2013 Year 2014 Sep Oct Nov Dec Jan Feb Mar CHIRPS 4 - 2 - - - -
Communication issues between Tech Crew 10 September 2013 and Cabin Crew (1 report received) Cabin Crew to be offloaded by Tech Crew 23 September 2013 (3 reports received)
Mis-communication between Technician and 15 November 2013 Cabin Crew during ground servicing (2 reports received)
Table 1.17B - List of CHIRPs 2013 & 2014
| Year 2013 | Year 2014 | ||||||
|---|---|---|---|---|---|---|---|
| Sep | Oct | Nov | Dec | Jan | Feb | Mar | |
| CHIRPS | 4 | - | 2 | - | - | - | - |
| 10 September 2013 | Communication issues between Tech Crew and Cabin Crew (1 report received) | ||||||
| 23 September 2013 | Cabin Crew to be offloaded by Tech Crew (3 reports received) | ||||||
| 15 November 2013 | Mis-communication between Technician and Cabin Crew during ground servicing (2 reports received) |
- Flight Operations Quality Assurance
The airline had acknowledged the importance of safety as its utmost priority. Like most other airlines, with statistics showing Human Factor as the main contributor to air accidents, the Flight Operations Quality Assurance (FOQA) programme was introduced. This system had contributed tremendously even in non-eventful cases where impending trend towards an unsafe situation could be recorded. With this system in place investigations of events that could lead to an incident would be undertaken and remedial actions and recommendations put into place.
The FOQA programme was introduced in 2010. The objective of FOQA was to promote safety and accident prevention by identifying operational safety trends during normal line operations.
MAS considered FOQA as an important safety reporting culture where safety is enhanced in a non-punitive manner (reference: 2.2.4.2). FOQA MAS Operations Manual A, Part protocol, a written document under the custody of the Flight Safety and Human Factor Department (dated 07 July 2010) stipulated manners at which corrective and timely strategies
were implemented following a risk or potential hazardous trend.
The statistics of FOQA events in the last 2-year period (April 2012-March 2014) is as in (below). Table 1.17C
Note: Table 1.17C is rendered as a chart image in the original PDF and is not reproduced here in tabular form.
- Line Operations Safety Audit
The Line Operations Safety Audit (LOSA) was first introduced in 2004 in collaboration with the University of Texas, USA. The results were fruitful, and recommendations were implemented via Safety Change Process (SCP). MAS conducted LOSA every 2 years but not later than 5 years. LOSA was conducted by taking random samplings of all aspects of operations including random audit of normal scheduled commercial flights.
(2nd The last LOSA LOSA) was carried out between March and August 2011. The objective of LOSA was for MAS to diagnose its level of resilience to systemic threats, operational risks, and front-line personnel errors, thus providing a data driven approach to prioritise and implement actions to primarily enhance safety. This was carried out system-wide with no emphasis on any specific fleet.
- Crew Resources Management
MAS considered Crew Resources Management (CRM) as a critical component of flight safety during operations and introduced it more than 20 years ago. The training programme for the pilots included the Cabin crew & Dispatchers. For new recruits there was a 3-day programme for CRM. Recurrent training was conducted on a yearly basis. The Safety Awareness Programme (SAP) conducted on a yearly basis would include the recurrent for the CRM training/ refresher. This programme had been in the system ever since the release of ICAO Annex 6 Part 1.
It started off with the pilots only to improve the cockpit culture. It was considered essential then as the airline had
Source: MAS
significant numbers of expatriate community serving MAS from a diverse culture. Later, the training programme also included Cabin crew & Despatchers. For new recruits there was a 3-day programme for the Initial CRM. Recurrent CRM training (1 day) also known as Safety Awareness Programme (SAP) was conducted regularly to cater for flight crew, cabin crew and flight despatchers. JAR-OPS Subpart N, JAR-OPS 1/3.965 stated that all major CRM topics should be covered every 3 years for technical crew, every 2 years for cabin crew and annually for flight despatchers.
- Training and Standards
MAS managed its entire training requirement in-house including the mandatory requirement for the flight crew. MAS had its own Training Centre for pilots as well as engineers. It was equipped with various Full Flight Simulators for all the fleet in the Company with most of the Flight training devices certified to FAA Level D, capable of zero flight time training. This Training Centre had been established for more than 40 years and had been certified by many countries as an approved Type Rating Training Organization (TRTO.)
Type Rating Instructors (TRI) & Type Rating Examiners (TRE) normally came from within the airline and they require stringent training and check before being approved by the DCA Licensing Division. Besides the availability as a TRTO, the Simulators were utilised by neighbouring airlines and smaller organisations within the region to fulfill their training and checking requirements.
Competency of pilots, as per regulatory requirements worldwide, is normally monitored every 6 months. MAS training policy required 2 Simulator sessions every 6 months. The two training sorties every 6 months consisted of 1 review and training followed by proficiency check session.
- MAS B777 Training and Standards
The training package for the B777 conversion training followed the Boeing Training Recommendations. During the introduction period, representatives from the Boeing Flight Training Department oversaw the operations. The first crew trained by Boeing comprised a project team of four pilots from the Company and one representative from DCA, the regulatory authority. The team members were then responsible for managing the introduction of the new aircraft into operation. Part of their responsibility was to ensure that the subsequent training and recurrent requirements were addressed according to the recommendations of the aircraft manufacturer, consistent with the mandatory requirements of the DCA Licensing Authority. When the B777 was introduced, the simulator was also procured, and it arrived at the MAS training premises before the first aircraft entered into commercial service. At the introduction phase of the B777 into MAS, the airline had sought assistance from the Boeing Flight Training Department to kick-start the training of new pilots locally.
In MAS, all aircraft purchased came with a package that included the respective simulator, except the B747- 200/300 and Fokker F27. Like most other established airlines, MAS considered training as vital tool to maintain good pilot skills and standards.
The pilot’s upgrade policy of having to serve on the smaller fleets at point of entry helped in preparing captains and co- pilots to handle larger machines, such as the B777. During the day of the event, the co-pilot was on his last training flight before he was due for a check flight on his next flight duty assignment. The Team had recorded that the FO was assigned to be the flying pilot for Kuala Lumpur/Beijing sector on the ill-fated flight.
Throughout a pilot’s career, should the pilot’s performance during Simulator and Line operational checks fell below the minimum standards, the Company would provide adequate retraining to ensure the required regulatory
competency was maintained.
It is important to note that there were 3 phases of training when a pilot was undergoing conversion training to a new fleet in MAS. The FO’s last fleet was the A330 and he was undergoing the final phase of training to be qualified as a co-pilot on the B777. The three training phases were:
- Ground School & Computer Base Training (CBT);
- Simulator Training; and
- Initial Operation Experience (IOE) Phase 1 and Phase 2.
The IOE was for the trainee to be trained during line operations on a passenger scheduled flight commanded by a TRE or TRI-qualified Captain.
During the initial part of the IOE, it was the Company’s policy that the flight had to be accompanied by an additional experienced co-pilot or captain to support the flight in case the trainee needed any supervision and, most importantly, if the TRE or TRI was incapacitated. This policy guaranteed that in such an untoward incident, there would always be a qualified Pilot to take over command of the aircraft and proceed with the next safe course of action.
As the training progressed, and if the trainee’s performance was above average, and deemed safe, the carriage of the third pilot would not be necessary beyond this stage of training, based on the recommendation of the earlier trainer (TRI/TRE) in accordance with the training policy.
In such a case, a trainee pilot under IOE would not need a third pilot to accompany the flight, even though he was effectively still in the training phase. This was the case on the day of the eventful flight.
On the B777 a pilot under training normally would require to operate a certain number of minimum sectors before he could be certified to be fully functional as a line operational pilot (end-of-training). Depending on the
previous aircraft flown, the minimum and maximum number of required training sectors were, as follows:
- Last aircraft flown B737: Minimum 10 sectors, Maximum 14 sectors; and
- Last aircraft flown A330: Minimum 8 sectors, Maximum 14 sectors.
- Multi-crew Operation MH370
During the day of the eventful flight, the FO was on his last training flight before he was due for a check flight on his next flight duty assignment. Record shows that he was assigned to be the flying pilot during that first leg from Kuala Lumpur to Beijing. The airline encouraged Captain to allow First Officer a fair share of flying and handling of the aircraft. Under normal practice, if the duty pattern involves more than 1 sectors, it is quite common that the additional sector will be flown by the First Officer. The decision of who to carry out the take-off and landing was solely at the discretion of the Captain. The assignment of duty regarding who was going to be the flying pilot for the first flight out normally decided during the pre-flight briefing at the despatch office.
If the decision was made that the First Officer was going to be the Pilot Flying, the MAS Flight Operations policy required that the Captain would start and taxi the aircraft up to the take-off point on the runway, after which control of the aircraft would be handed over to the co-pilot to perform the take-off and eventually the landing at the destination. Up to the take-off position at the beginning of the runway, radio communications with the ATC would be the responsibility of the co-pilot. It was a MAS’ written procedure during this phase of the flight that the throttle would be handled by the Captain as PIC, a policy to ease and expedite the rejected take-off manoeuvre if so required. The First Officer would control the rudder and control column as the pilot flying.
As soon as control was handed over to the co-pilot at the take-off point, the ATC communication became the
responsibility of the Captain. Evidence from the KL ATSC’s voice recording indicated clearly (in interviews with the Captain’s colleagues, friends and son), that the voice recorded was that of the Captain after the aircraft took off.
- Safety and Emergency Procedures
Proficiency in Safety and Emergency Procedures (SEP) was also a part of the mandatory training requirement which was conducted every 12 months. It was based on the Aircraft Type that the pilot was rated on. This recurrent training required a minimum of 3 days which covered all aspects of emergencies including medical and first aid knowledge. This section of Training fell under the purview of Flight Safety and Human Factor.
(1) Operation Control Centre
The Operation Control Centre (OCC) was where the briefing of flight crew and cabin crew took place. A team of Licensed Aircraft Despatchers were stationed in this Department.
Besides the crew formalities required prior to departure, the flight crew would be working in tandem with the assigned despatcher to review all documentations related to the assigned flight which influenced the decision on the finalised routing and fuel ordered by the Captain of the flight.
(2) Flight-Following System
In MAS, the FFS was an integrated approach which enabled flight operations Controllers to easily monitor the status of flights and gain a better view of impending operational problems, and making the process of resolving them much more efficient. A 24-hour OCC maintained operational control of all fleets in MAS by providing support for the pilots before and during flights. The FFS played the foundational role in OCC. The system is a product from Sabre and utilises position input to update the aircraft’s geographical position. Position updates come from two sources namely:
- ASDI (Aircraft Situation Display Information) sourced from the FAA for aircraft flying in the United States, and
- ACARS update from individual Company aircraft flying anywhere in the world.
The information was available on a monitor mounted in the ODC and was also available on all Despatchers’ positions via selections to be displayed on individual monitors.
- Projected flight plan against hazardous weather and published prohibited or restricted areas en- route;
- Actual flight data; and
- Pertinent data related to the flight, and allows direct communications with aircraft via satellite phone or ACARS communications.
- Technical and Development
Technical data and aircraft performance were under the control of the Operations Engineering Department. This Department worked closely with the Technical Services Department of the Engineering Division and Aircraft Manufacturers on Performance Engineering matters. The Technical and Development Department participated in the evaluation of new Aircraft Type and Aircraft Equipment.
- Fuel Policy
The fuel policy defined in the MAS Operations Manual A met the minimum required for aircraft (Part 8.1.7) despatch. A Captain has the privilege of carrying extra fuel if he feels that there is justification to do so, based on expected weather forecast enroute and at the destination. Extra Fuel carriage can also be due to aircraft performance penalty as required by MEL or specific ATC requirement at some destination airports.
- Flight Plan Routing
The Company’s policy required the despatcher to evaluate the flight routing for the best economy routes to Beijing based on the OCC Flight Management System. As there was no known enroute weather forecast that could pose a threat for MH370, the usual standard routing was chosen. This was normally done by the computer system to give the despatcher the recommended routing unless otherwise modified.
- Hijack and Sabotage Security Procedures
The Hijack and Sabotage Security Procedures and Guidelines in MAS’s SEP Manual (Part 4.3) were recommended by the world’s aviation security authorities based on in-depth studies of actual hijack and sabotage incidents. These authorities included ICAO Annex 17, IATA, TSA, FAA, Malaysia Airlines Security Programme and the Aviation Offences Act 1984 (Act 307).
The procedures stipulated that security precautions against both hijack and sabotage cannot be maintained at maximum level at all times without disrupting operational functions and public goodwill.
- In-flight Services
- Cabin Crew Training
Cabin crew were required to be present on public transport flights to perform duties in the interest of passengers’ safety. They must be well-informed about safety and Policies of the Company. Each cabin crew member shall:
- Be well-prepared and fit for the flight;
- Ensure adherence of “Fasten Seat Belt” and “No Smoking” signs;
- Ensure the comfort and safety of all passengers; and
Ensure passengers safely escape in an emergency • evacuation.
A cabin crew member is a person employed to facilitate the safety of passengers whose duties are detailed by the Company or the aircraft Commander. Cabin crew will not act as a member of the flight crew.
At the point of recruitment, the candidate would have to undergo through a thorough interview and medical check- up. Once selected, a comprehensive training of safety and service procedures would be provided by the airline for the duration of 3 months and he/she would graduate and leave the academy as a qualified cabin crew assigned to the selected fleet that he/she was trained for.
MAS had the policy of fleet grouping for cabin crew in the following order:
- Narrow Body - B737
- Wide Body - A330, B777 & B747/A380
Upon graduation, the cabin crew would be given a flight duty roster on a monthly basis. The roster was managed by the Crew Planning & Deployment Section.
Initially, a cabin crew was required to operate the domestic and the regional flights known as the Narrow Body Fleet for a minimum of 2 years. With sufficient experience gained on the narrow body fleet he/she might be eligible for promotion to the wide-body fleets. These new wide-body may include long-haul flights to international destinations. The selection of cabin crew for promotion normally depends on merit, track record and seniority.
A cabin crew would be provided with proper training on Safety and First Aid. He/she would be trained to handle:
- Safety and emergency evacuation Disruptive/Difficult passengers
- Medical emergency (Provide First Aid)
On a yearly basis, the cabin crew was required to go through a safety recurrent training on their Safety Emergency Procedures (SEP) at the academy in order to keep his/her licence and training validated by certified instructors. It was mandatory for the crew to achieve the required minimum safety and emergency procedures and knowledge which were assessed through examinations. This recurrent training included first aid training and examination, to get the certificate renewed. There were also “Safety Awareness Programme” and “Crew Resources Management” classes that were compulsory for the cabin crew to attend every 2 years. These two programmes were basically similar, and they were incorporated within the 3 days of training.
The cabin crew would be issued with a Safety Card endorsed by the Safety and Human Factors Department of MAS as well as a Crew Performance Card issued by the Cabin Crew Line Operation and Performance Department. The crew would be expected to carry these two documents at all times for flight duty.
Excellent service awards won by the Company’s cabin staff for several years stood as a testimony for the quality of the training and the service standards acquired. MAS’ reputation had attracted foreign established top-rated airlines for secondment of cabin crew.
- Crew Performance Appraisal
The Crew Performance Appraisal (CPA) was an established process in the organisation, monitoring crew performance and standards including safety knowledge. To maintain and achieve a high standard of service and safety, each and every cabin crew was required to have a CPA which was done twice a year. The assessment was carried out by the crew in charge on board during the flight.
Refer (below) on Rating Score. Table 1.17D
The cabin crew would be checked on aspects such as safety and service procedure, product knowledge,
Customs, Immigration and Quarantine, station documents, grooming and leadership skills. The crew in charge would conduct the checking on the crew by Questions & Answers (Q & A) and how the individual performed as part of the operational crew member in his/her assigned capacity.
Ratings Category Range of Score 5 Amongst the Best 98% and above 4 Highly Effective 93%-97.90% 3 Fully Productive 87%-92.90% 2 Needs Improvement 80%-86.90% 1 Unacceptable <80% Table 1.17D - Crew Rating Score
- In-flight Operation
On board a Boeing 777-200ER aircraft the standard operating cabin crew of 11 was required. The normal cabin crew complement for the Boeing 777-200ER aircraft was as follows:
- 1 In-flight Supervisor
- 2 Chief Steward/Chief Stewardess
- 2 Leading Steward/Leading Stewardess
- 6 Flight Steward/Flight Stewardess
The 777-200ER fleet had a two-class cabin configuration, namely Golden Class Club (GCC) and Economy Class (EY). Four cabin crew would be designated to work in GCC and six in EY.
The In-flight Supervisor would be in charge of the whole cabin. Two Chief Stewards/Chief Stewardesses looked after the GCC assisted by two cabin crew. Six cabin crew were designated to work in EY class. The EY class was divided into two sections and each section was looked after by one Leading Steward/Leading Stewardess and assisted by two cabin crew.
The In-flight Supervisor was the person responsible to manage the cabin safety and report to the Commander of the aircraft.
He or she shall:
- have the overall responsibility to the aircraft commander for the conduct, coordination and performance of the cabin operations and the safety duties;
- verify that all the cabin crew members are fit for flight and with all relevant documents valid for flight duty; and coordinate and organise the functions and tasks of all
- cabin crew members:
- Execute cabin crew briefing
- Nominate positions and working areas
- Nominate in-flight service duties
- Checking of emergency equipment, pre-flight safety briefing and reporting matters concerning safety (irregularities and malfunctions) to the Commander;
- Debriefing the cabin crew members when required;
- Ensuring efficient communication with crew members and ground personnel; and
- Ensuring contact with the cockpit on a regular basis.
As per Civil Aviation Regulations 1996 the minimum requirement of the operating cabin crew for B777-200ER fleet is 8 based on the number of exit doors available on the aircraft.
Notwithstanding the above, many other airlines carry additional cabin crew above the minimum required in the interest of customer services.
- Flight and Duty Time Limitations Scheme for Cabin Crew
The prime objective of a flight time limitations scheme is to ensure that crew members are adequately rested at the beginning of each flying duty period, and whilst flying, be sufficiently free from fatigue so that they could operate to a satisfactory level of efficiency and safety in all normal and abnormal situations.
The maximum duty hours for cabin crew should not exceed:
- 60 hours in 7 consecutive days;
- 105 hours in any 14 consecutive days; and
- 210 hours in any 28 consecutive days.
Cabin crew would be notified in advance of a flying duty period so that sufficient and uninterrupted pre-flight rest can be assured in preparation for the flight. When away from base, opportunities and facilities for adequate pre- flight rest would be provided by the Company with suitable accommodation.
The minimum rest period which must be taken before undertaking a flying duty period shall be:
- At least as long as the preceding duty period, or
- 12 hours, whichever is the greater.
The minimum rest period would be the highest of pre-flight or post-flight rest. It was not cumulative of both rests.
The minimum rest period which must be provided before undertaking a flight, at home base would be:
Flight Rest Period Pre-flight 40 hours (inclusive 2-local nights) Post-flight 72 hours (inclusive 3-local nights)
The minimum rest period which must be provided after performing a flight, out of base would be:
Flight Rest Period Post-flight 24 hours
MAS Employee Union (MASEU) was the recognised union certified by MAS to represent the cabin crew. Flight Time Limitation and working conditions were governed by the Collective Agreement (CA) signed between the union and MAS, in compliance with CAR or whichever was more limiting.
- Safety Report
(1) Accident/Incident/Hazard Reports Form
MAS managed an in-house reporting system to identify many of these accidents/incidents/hazards by collecting and then analysing hazard and incident reports to audit incidents encountered during flight. The Incident reporting system was one of the most effective tools for pro-active hazard identification. Cabin crew were required to fill up this form and to submit it at the end of the flight within 24 hours.
(2) Confidential Human Factors Incident Reporting Programme
Confidential Human Factors Incident Reporting Programme (CHIRPs) applicable for the flight crew, cabin crew and engineering personnel only. It was a non-disclosure type of document where one could use and submit to the Company to report any complaints and issues. CHIRPs could only be used for human factor and safety issues, errors and unsafe practices and where some actions might potentially infringe regulatory practises. It was not to be used for mandatory incidents reporting, personality conflicts, industrial issues and employment problems. It would be reviewed by the members of the CHIRPs staff and action would be taken accordingly.
All these reports were managed by the Corporate Safety Oversight and Human Factors Department.
1.18 ADDITIONAL INFORMATION
1.18.1 Provision of Air Traffic Services and Areas of Responsibilities
- Introduction
For the provision of Air Traffic Services (ATS), the Kuala Lumpur FIR is divided into seven Sectors, namely Sector 1, Sector 2, Sector 3, Sector 4, Sector 5, Sector 6 and Sector 7.
Each Sector has a specified area of responsibility. Sectors 1 to 5 are manned by Sector Planning and Radar Controller jointly responsible for the safe, efficient and orderly provision of air traffic control service, flight information service and alerting service in their Sectors. Each Sector has an Assistant Flight Data (AFD) Controller.
Sector 6 is manned by a Radar Controller and supported by the Sector 1 Planning Controller and Sector 1 AFD Controller. Sector 7 is manned by a Radar Controller and supported by the Sector 2 Planning Controller and Sector 2 AFD Controller.
- Responsibilities of Sector Radar Controller:
- Handle all radiotelephony functions;
When necessary, coordinate to effect transfer of radar • identity and control;
- Monitor the Sector Inbound List (SIL) to ensure appropriate action for orderly acceptance, control and transfer of aircraft; and
- Comply with instructions issued by FLOW control.
- Handle all radiotelephony functions;
- Responsibilities of Sector Planning Controller:
- Plan and coordinate as necessary for the management of all flights that will operate in their sectors; and
- Ensure that the information on the electronic flight strips (EFS) is updated.
The Radar and Planning Controllers will make available to each other information that is essential to enable them to carry out their responsibilities, e.g. change in cruising level/altitude or revision to transfer of control point estimates.
- Responsibilities of Controllers at AFD Position:
- Assist the Planning Controller by ensuring that information displayed on the EFS is kept updated in a timely manner;
- Ensure that essential information found on the EFS is also available on the paper strips;
- Display the paper strips on the display board in the correct manner;
- Make paper strips available to the EXE Controller if requested;
- Wrap up all used strips, and place them at a common place for collection; and
- Clear wrong ADP Message Queues as follows:
- Responsibilities of Sector Radar Controller:
- Sector 3 Area of Responsibility
- Sector 3 is responsible for the provision of air traffic services in controlled airspace and outside controlled airspace above FL145 within:
That airspace from VKL to PIBOS then to 033658N 1022253E then to 040051N 1034109E at the border of Peninsular Malaysia/Singapore International Boundary, thence southwards along the FIR boundary to 012652N 1034540E thence northwards to 021958N 1034235E (10 nm west of VMR) thence westwards to DAMAL thence northwards along the airway R325 to SAROX (but
excluding ATS Route R325) thence along the airway G334 to VKL but excluding the Kuantan TMA.
- Sector 3 is also responsible for the provision of FIS and Alerting Service in the South China Sea Corridor (SCSC). The lateral and vertical limits of the SCSC (Refer Table 1.18A [below]) are as follows:
Laterals Limits Vertical Limits West of 105E From 023600N 1044500E to FL150 020000N1070000E and along 020000N till GND/SL the Singapore/Kota Kinabalu FIR Boundary, thence along this Boundary to 060000N East of 105E 1132000E, thence along 060000N till the FL200 Singapore/Kuala Lumpur FIR Boundary, GND/SL thence along this Boundary to 023600N 1044500E
- Sector 3 is responsible for the provision of air traffic services in controlled airspace and outside controlled airspace above FL145 within:
Table 1.18A - Lateral and Vertical Limits of South China Sea Corridor
| Laterals Limits | Vertical Limits |
|---|---|
| From 023600N 1044500E to 020000N1070000E and along 020000N till the Singapore/Kota Kinabalu FIR Boundary, thence along this Boundary to 060000N 1132000E, thence along 060000N till the Singapore/Kuala Lumpur FIR Boundary, thence along this Boundary to 023600N 1044500E | West of 105E FL150 GND/SL East of 105E FL200 GND/SL |
c) Sector 3 encompasses the following ATS routes or route segments [below]): (Table 1.18B
Table 1.18B – Sector 3 ATS Routes and Segments
| Routes A224 | Segments | Rout e s | Segments |
|---|---|---|---|
| VMR - VJR | N884 | VMR – LENDA | |
| B338 | VTK - VMR | N891 | PU – MANIM |
| B469 | VPK - PU | N892 | KIBOL - VMR |
| G334 | VKL - UKASA - VPT - KIBOL | R221 | VMR - VPT |
| G582 | Sector 1 boundary - VPK | R325 | MATSU - SAROX (FL280 & below) |
| G584 | VKL – VPK | W533 | VKL - VKN - VKE |
| L629 | VPK - BUVAL | W540 | VPK - A/VKE (FL235 & below) |
| L635 | VPK - DOVOL | Y331 | PIBOS - TAXUL |
| L642 | VMR - EGOLO | Y332 | TAXUL - PADLI |
| M751 | VPK - A/VKE (FL240 & above) | Y333 | PADLI - BUVAL |
| M758 | VPK - ISDEL | Y334 | PADLI - DOVOL |
| M761 | VPK - KETOD | Y335 | PADLI - IDSEL |
| M763 | VPK - TAXUL | Y336 | ISTAN - PADLI - KETOD |
| M771 | VMR - RAXIM | - | - |
Routes Segments Rout e s Segments A224 VMR - VJR N884 VMR – LENDA B338 VTK - VMR N891 PU – MANIM B469 VPK - PU N892 KIBOL - VMR G334 VKL - UKASA - R221 VMR - VPT VPT - KIBOL G582 Sector 1 R325 MATSU - SAROX (FL280 & boundary - VPK below) G584 VKL – VPK W533 VKL - VKN - VKE L629 VPK - BUVAL W540 VPK - A/VKE (FL235 & below) L635 VPK - DOVOL Y331 PIBOS - TAXUL L642 VMR - EGOLO Y332 TAXUL - PADLI M751 VPK - A/VKE Y333 PADLI - BUVAL (FL240 & above) M758 VPK - ISDEL Y334 PADLI - DOVOL M761 VPK - KETOD Y335 PADLI - IDSEL M763 VPK - TAXUL Y336 ISTAN - PADLI - KETOD M771 VMR - RAXIM - - - Table 1.18B ATS routes or route segments of Sector 3
Note:
SAROX is not a waypoint on R325. It is a waypoint on G334 that intersects R325. It is used here for ease of reference.
- Delegation of Airspace and Communication Watch
- Delegation of Airspace from Kuala Lumpur ACC (Sector 3) to Singapore ACC
The contiguous airspace Areas A, C, E and H along eastern Johor/South China Sea and responsibility for provision of air traffic services in these areas remains delegated to Singapore.
- Communication Watch
To ease air traffic management, communications watch shall be maintained by Singapore HF, Lumpur Sector 3 and Lumpur HF within South China Sea Corridor (AIP Malaysia ENR 2.1-13 [below]).
- Singapore will pass to Sector 3 Estimate for flights bound for the Natuna and Matak Islands. Sector 3 in turn, shall notify Aeronautical Mobile Service (AMS) High Frequency (HF) who shall provide additional communications watch in order to discharge its Flight Information Service (FIS)/Alerting Service functions.
- Delegation of Airspace from Kuala Lumpur ACC (Sector 3) to Singapore ACC
- Sector 5 Area of Responsibility
- Sector 5 is responsible for the provision of air traffic services
in controlled airspace and outside controlled airspace above FL145 within:
- Sector 5 is responsible for the provision of air traffic services
That airspace from VKL to PIBOS then to 033658N 1022253E then to 040051N 1034109E at the border of Peninsular Malaysia/Singapore International Boundary, thence northwards along the FIR boundary, thence westwards along the Peninsular Malaysia/Thailand International Boundary to 054342N 1010038E thence southwards to 044021N 1012704E, then to VKL but excluding the Kota Bharu Sectors 5 TMA/Terengganu and Kerteh CTRs. encompasses the following ATS routes or route segments [below]): (Table 1.18C
Table 1.18C – Sector 5 ATS Routes and Segments
| Routes | Segments |
|---|---|
| A334 | PASVA – VKB |
| B219 | Butterwort TMA Boundary East – VKB |
| B463 | KADAX – VKB |
| G466 | VKL – VKB |
| M644 | VKB – ABTOK |
| M751 | A/VKE – VKB – GOLUD (FL240 and above) |
| M765 | VKB – VENLI – IGARI |
| R208 | VKL – GUNBO – VKR – IKUKO – IGARI |
| R325 | ANSOM – MATSU (FL 280 and below) |
| W540 | A/VKE – VKB (FL235 and below) |
Routes Segments A334 PASVA – VKB B219 Butterwort TMA Boundary East – VKB B463 KADAX – VKB G466 VKL – VKB M644 VKB – ABTOK M751 A/VKE – VKB – GOLUD (FL240 and above) M765 VKB – VENLI – IGARI R208 VKL – GUNBO – VKR – IKUKO – IGARI R325 ANSOM – MATSU (FL 280 and below) W540 A/VKE – VKB (FL235 and below) Table 1.18C - ATS routes or route segments
- Delegation of Airspace
- Delegation of Airspace from Singapore ACC to Kuala Lumpur ACC (Sector 5)
RNAV route M765 between VENLI and IGARI has been delegated by Singapore ACC. Lumpur Sector 5 shall provide air traffic services and carry out ACC. coordination with Ho Chi Minh
- Route segment between IKUKO and IGARI on ATS R208 is released by Singapore ACC subject to daily coordination between Singapore ACC and Kuala Lumpur ACC.
- Communication Watch
To ease air traffic management, communication watch is maintained by Lumpur Sector 5 and Lumpur HF between IKUMI and IGARI along N89. Refer Figure 1.18A - Sector (below). 3 and 5 Area of Responsibilities
Source: DCA Malaysia
Figure 1.18A - Sector 3 and 5 Area of Responsibilities
Source: DCA Malaysia
Figure 1.18B - Airspace Delegated to Malaysia by Singapore 234
- Delegation of Airspace from Singapore ACC to Kuala Lumpur ACC (Sector 5)
- Air Traffic Services Operations
- The disappearance of MH370 occurred in the Singapore FIR where the airspace is delegated to KL ACC. The portion of VENLI13 airspace delegated is RNAV route M765 between and IGARI14, and the portion released is ATS route R208 between IKUKO15 and IGARI. (References: Malaysia Aeronautical Information Publication (AIP) ENR 2.1-15 (Figure 1.18B [below]), ENR 3.1-10 and ENR 3.3-5 and Manual of Air Traffic Services [MATS] Vol. 2 page 2-2-10 paragraphs 2.4.3.1 & 2.4.3.2).
- KL ACC is responsible for the provision of Air Traffic Control Service, Flight Information Service and Alerting Service to all aircraft within Kuala Lumpur FIR and the “released airspace” on ATS route R208 and the “delegated airspace” on RNAV route M765 (Figure [above]). 1.18B
- MATS part 9, page 9-6-5 para 6.7.2 states that:
“If alerting service is required for an aircraft that is flight planned to operate through more than one FIR including the airspace delegated to the Kuala Lumpur and Kota Kinabalu ATSCs and, the position of the aircraft is in doubt, the responsibility for coordinating such service shall normally rest with the ATSC of the respective FIRs:
- Within which the aircraft was flying at the time of last radio contact;
- That the aircraft was about to enter when last radio contact was established at or close to the boundary of the two FIRs. d) Operational Letter of Agreement for the Provision of Search and Rescue Services between the Department of Civil Aviation Malaysia and the Department of Civil Aviation Singapore dated August 1984 page 6 para. 7.1 states that:
13 Coordinates VENLI: 062846N 1024900E 14 Coordinates IGARI: 065612N 1033506E 15 Coordinates IKUKO: 054512N 1031324E
“In the event of an aircraft emergency occurring within
the South China Sea Corridor (SCSC), the KL ATSC shall be responsible to take initial alerting action whilst the Singapore RCC shall be responsible for subsequent coordination of all SAR efforts. While the responsibility for the provision of SAR service within the SCSC rests with Singapore RCC, the Singapore RCC may as provided for in paragraph 3.2.2 delegate responsibility for the overall control of the SAR mission to Kuala Lumpur RCC or Kota Kinabalu RCC, whichever is deemed appropriate”
Para. 3.2.2, page 3 of the same agreement, para. (d) above states that:
“When a transfer of responsibility for the overall SAR co-ordination is to take place, either from subsequent establishment of an aircraft’s position or movement, or because an RCC other than the one initiating the action is more favourably placed to assume control of the mission by reason of better communication, proximity to the search area, more readily available facilities or any other reasons, the following procedures shall be adopted:
i. direct discussions, wherever possible, shall take place between the Search and Rescue Mission Co- ordinators (SMCs) concerned to determine the course of action.
ii. if it decided that a transfer of responsibility is appropriate for the whole mission or part thereof, full details of the SAR mission shall be exchanged.
iii. the initiating RCC shall continue to retain responsibility until the accepting RCC formally assumes control for the mission.
- KL ATSC Duty Shift System for Air Traffic Controllers
- The duty shift system [below]) on 07 March 2014 (Table 1.18D for Air Traffic Controllers was as follows:
Sectors 1, 2, 3, 4 and 5 were manned by a Radar Controller, a Planning Controller and an Assistant Flight Data Controller in each Sector from 1100-1600 UTC [1900-2400 MYT]. Sector
6 was manned by a Radar Controller and Sector 7 was not manned.
Day Shift Period 1 Afternoon • 0500 UTC [1300 MYT] - 1100 UTC [1900 MYT] 2 Morning & Night • 2300 UTC [0700 MYT] - 0500 UTC [1300 MYT] and • 1100 UTC [1900 MYT] - 1600 UTC [2400 MYT] 3 Midnight shift • 1600 UTC [0000 MYT] - 2300 UTC [0700 MYT] 4 Off duty
- The duty shift system [below]) on 07 March 2014 (Table 1.18D for Air Traffic Controllers was as follows:
Table 1.18D - Duty Shift System for Air Traffic Controllers
| Day | Shift | Period |
|---|---|---|
| 1 | Afternoon | • 0500 UTC [1300 MYT] - 1100 UTC [1900 MYT] |
| 2 | Morning & Night | • 2300 UTC [0700 MYT] - 0500 UTC [1300 MYT] and • 1100 UTC [1900 MYT] - 1600 UTC [2400 MYT] |
| 3 | Midnight shift | • 1600 UTC [0000 MYT] - 2300 UTC [0700 MYT] |
| 4 | Off duty |
- From 1600 UTC [0000 MYT] until 2200 UTC [0600 MYT], the number of Controllers in the KL ATSC were scaled down by or to half to enable the Controllers to take a rostered break - the first half from 1600 UTC [0000 MYT] to 1900 UTC [0300 MYT] and the second half from 1900 UTC [0300 MYT] to 2200 UTC [0600 MYT], as follows:
- Sector 1, Sector 2 and Sector 4 each were manned by a Radar Controller with an AFD Controller.
- Sector 3 and Sector 5 were combined and operating from a Controller working position with a Radar Controller and an AFD Controller.
- The area of responsibility would be that of Sector 3 and Sector 5. Between 1600 UTC [0000 MYT] and 2200 UTC [0200 MYT], Sectors 3 and 5 Assistant Flight Data Controller carried out the duty of Planning Controller.
- The last radio transmission between KL ACC and MH370 took place at 1719:30 UTC [0119:30 MYT]. A contact should have occurred at around 1722 UTC [0122 MYT] at waypoint IGARI.
Reference is made to Malaysia AIP ENR 6, En-route Charts - IGARI has been designated as a compulsory reporting point, and MATS page 8-2-6, Part 8 Surveillance para 2.4.1 - Controllers may instruct a radar identified aircraft to omit making compulsory position reports unless:
- the position report is required for control purposes.
There was no instruction by the KL ACC Controller to MH370 to omit making compulsory position report as stated in MATS.
Phase16 KL ACC should have declared the Distress at 1827 17 UTC [0227 MYT] and the transmission of the DETRESFA message, as KL ACC was the ATS unit last in contact with MH370 at 1719:30 UTC [0119:30 MYT] when MH370 acknowledged the transfer of control by KL ACC at 1719:26 UTC [0119:26 MYT].
MH370 did not contact Ho Chi Minh ACC on radio frequency 120.9 MHz. and Ho Chi Minh ACC was not able to establish two-way communication with MH370.
Reference
Manual of Air Traffic Services, Part 9 - Emergencies, page 9-6- 5, para. 6.7.2 dated 15/3/2009 No.1 states:
If alerting service is required for an aircraft that is flight planned to operate through more than one FIR including the airspace delegate to the Kuala Lumpur and Kota Kinabalu ATSCs and the position of the aircraft is in doubt, the responsibility for co-ordinating such service shall normally rest with the ATSC of the respective FIRs:
- within which the aircraft was flying at the time of last air-ground radio contact;
- that the aircraft was about to enter when last air- ground contact was established at or close to the boundary of two FIRs or control areas;
- within which the aircraft’s intermediate stop or final destination point is located:
- the position report is required for control purposes.
- if the aircraft was not equipped with suitable two- way radio communication, or
16 Distress Phase - A situation wherein there is a reasonable certainty that an aircraft and its occupants are threatened by grave and imminent danger and require immediate assistance. 17 DETRESFA - The code for a Distress Phase 238
- was not under obligations to transmit position reports. and
ICAO Doc 4444 ATM/501 Procedures for Air Navigation - Air Traffic Management (PANS-ATM), page 9-6, para 9.2.2.2, dated 22/11/07 states:
When alerting services is required in respect of a flight operated through more than one FIR or control area, and when the position of the aircraft is in doubt, responsibility for coordinating such service shall rest with the ATS unit of the FIR or control area:
- within which the aircraft was flying at the time of last air-ground radio contact;
- that the aircraft was about to enter when last air- ground contact was established at or close to the boundary of two FIRs or control areas;
- within which the aircraft’s intermediate stop or final destination point is located:
- if the aircraft was not equipped with suitable two- way radio communication, or
- was not under obligations to transmit position reports.
The Team noted that MH370 was operating in the airspace delegated to KL ACC and the last air-ground radio contact was with KL ACC. MH370 did not contact Ho Chi Minh ACC and Ho Chi Minh ACC was unable to establish radio communication with MH370.
Hence KL ACC shall be responsible for the provision of alerting service for MH370.
At 2232 UTC [0632 MYT] KL ARCC transmitted the first message. A total of 4 hours and 05 minutes had DETRESFA passed from the time the Distress Phase should have been declared.
- As the ‘custodian’ of the airspace, the KL ACC transferred MH370 to HCM ACC 3 minutes before the estimated time of arrival over the Transfer of Control Point18 (TCP).
estimate19 The of the aircraft for IGARI which was 1722 UTC [0122 MYT] had been passed to, by KL ACC, and duly acknowledged by HCM ACC, as stipulated in the Operational Letter of Agreement between DCA Malaysia and Viet Nam Air Traffic Management.
- Page 11 of Appendix 1.1A - Establishment of Communication in the Operational Letter of Agreement between DCA Malaysia and Viet Nam Air Traffic Management stipulates that:
“The accepting unit shall notify the transferring unit if two- way communication is not established within five (5) minutes of the estimated time over the TCP”.
At 1739:03 UTC [0139:03 MYT] HCM ACC queried KL ACC for news on MH370.
After MH370 was transferred to HCM ACC, the time of transfer was not recorded manually on the paper Flight Progress Strip as stipulated in MATS Part 2-Gen Section 11 FLIGHT PROGRESS STRIPS.
Manual of Air Traffic Services Part 9, Table 9-2.2 Overdue Action - Radio Equipped Aircraft preliminary action stipulates that:
“When an aircraft fails to make a position report when it ETA20 is expected, commence actions not later than the and for the reporting point plus 3 minutes”
- The following actions shall be taken:
18 Transfer of Control Point - A defined point located along the flight path of an aircraft, at which the responsibility for providing air traffic control service to the aircraft is transferred from one control unit or control position to the next. 19 Estimate - The time at which it is estimated that an aircraft will be over a position or over the destination. 20 - Estimated time of Arrival. ETA 240
(1) request information from other ATS units and likely aerodromes; Phase21 (2) notify the RCC that the Uncertainty exists; (3) ensure that RQS22 message is sent.
- Full Overdue Action: not later than 30 minutes after the declaration of the Uncertainty Phase:
Phase23 i. notify the RCC that the Alert exists. ii. notify the RCC that Distress Phase exists if:
- 1 hour has elapsed beyond the last ETA for the destination; or - the fuel is considered exhausted; or - 1 hour has elapsed since the declaration of Phase. the Uncertainty
MATS Part 9 para 6.2.3 stipulates that:
“If Controllers have reason to believe that an aircraft is lost, overdue or experiencing communication failure, they shall:
- 1 hour has elapsed beyond the last ETA for the destination; or - the fuel is considered exhausted; or - 1 hour has elapsed since the declaration of Phase. the Uncertainty
- inform appropriate radar units (civil and military) of the circumstances, b) request the units to watch out for emergency SSR code display or the triangular radio failure pattern, and c) notify these units when their services are no longer required.”
21 Uncertainty phase - A situation wherein doubt exists as to the safety of an aircraft or a marine vessel, and the Persons on board. 22 RQS - Request Supplementary Flight Plan. 23 Alert phase - A situation wherein apprehension exists as to the safety of an aircraft or marine vessel and of the persons on board. 241
At 1741:23 UTC [0141:23 MYT] KL ACC Sector (3 & 5) Controller made a call on the radio frequency 132.5 MHz to MH370 but there was no response from the aircraft.
Event that followed was at the time of 1804:39 UTC [0204:39 MYT] when KL ACC Radar Controller informed HCM ACC:
“…reference to the Company Malaysian Airlines the aircraft is still flying, is over somewhere over Cambodia”.
Thirty-one minutes later, at 1835:52 UTC [0235:52 MYT] MAS Operations Centre (MOC) informed the position of the aircraft was at latitude N14.9 0000 and longitude E109 15500 which was somewhere east of Vietnam. This information was relayed to HCM ACC. At 1930 UTC [0330 MYT] MOC called in and spoke to the Radar Controller, “…admitting that the ‘flight 24 tracker’ is based on projection and could not be relied for (Watch actual positioning or search.” Supervisor Logbook’s entry).
- As the ‘custodian’ of the airspace, the KL ACC transferred MH370 to HCM ACC 3 minutes before the estimated time of arrival over the Transfer of Control Point18 (TCP).
- Chronology of Activities after Notification by HCM ACC
The paragraphs (Table [below]) describe the chronology of 1.18E activities after notification by HCM ACC leading to the initiation of the Search and Rescue operations (SAR) and deployment of resources for the MH370 search.
Refer Radiotelephony Transcripts - Appendices 1.18A to 1.18G - Air-Ground Communications.
24 Explorer’. MAS Operations Centre used the name ‘Flight 242
- Chronology of ATC Activities after Notification by HCM ACC
No. Time Activities 1. 1739:03 UTC Ho Chi Minh ACC first enquired about MH370 and [0139:03 MYT] informed KL ACC that verbal contact was not established with MH370 and the radar target was last seen at BITOD.
2. 1741:22 UTC Ho Chi Minh enquired for information on MH370 and [0141:22 MYT] KL ACC informed HCM ACC that after waypoint IGARI, MH370 did not return to Lumpur Radar frequency.
3. 1741:23 UTC KL ACC Radar Controller made a “blind transmission” to [0141:23 MYT] MH370.
4. 1746:47 UTC HCM ACC queried about MH370 again, stating that radar [0146:47 MYT] contact was established over IGARI but there was no verbal contact. HCM ACC advised that the observed radar blip disappeared at waypoint BITOD. HCM ACC stated that efforts to establish communication were made by calling MH370 many times for more than twenty (20) minutes.
5. 1750:28 UTC KL ACC queried HCM ACC if there had been any contact [0150:28 MYT] with MH370, HCM ACC’s reply was “negative”.
6. 1757:49 UTC HCM ACC informed KL ACC that there was officially no [0157:49 MYT] contact with MH370 until this time. Attempts on many frequencies and through other aircraft in the vicinity received no response from MH370.
7. 1803:48 UTC KL ACC queried HCM ACC on the status of MH370, HCM [0203:48 MYT] ACC confirmed there was no radar contact at this time and no verbal communication was established. KL ACC relayed the information received from Malaysia Airlines Operations that the aircraft was in the Cambodian airspace.
8. 1807:47 UTC HCM ACC queried for confirmation that MH370 was in [0207:47 MYT] Phnom Penh FIR as Phnom Penh did not have any information on MH370. KL ACC indicated it would check further with the supervisor.
- Chronology of ATC Activities after Notification by HCM ACC
Table 1.18E – ATC Activities after Notification by HCM ACC
| No. | Time | Activities |
|---|---|---|
| 1. | 1739:03 UTC [0139:03 MYT] | Ho Chi Minh ACC first enquired about MH370 and informed KL ACC that verbal contact was not established with MH370 and the radar target was last seen at BITOD. |
| 2. | 1741:22 UTC [0141:22 MYT] | Ho Chi Minh enquired for information on MH370 and KL ACC informed HCM ACC that after waypoint IGARI, MH370 did not return to Lumpur Radar frequency. |
| 3. | 1741:23 UTC [0141:23 MYT] | KL ACC Radar Controller made a “blind transmission” to MH370. |
| 4. | 1746:47 UTC [0146:47 MYT] | HCM ACC queried about MH370 again, stating that radar contact was established over IGARI but there was no verbal contact. HCM ACC advised that the observed radar blip disappeared at waypoint BITOD. HCM ACC stated that efforts to establish communication were made by calling MH370 many times for more than twenty (20) minutes. |
| 5. | 1750:28 UTC [0150:28 MYT] | KL ACC queried HCM ACC if there had been any contact with MH370, HCM ACC’s reply was “negative”. |
| 6. | 1757:49 UTC [0157:49 MYT] | HCM ACC informed KL ACC that there was officially no contact with MH370 until this time. Attempts on many frequencies and through other aircraft in the vicinity received no response from MH370. |
| 7. | 1803:48 UTC [0203:48 MYT] | KL ACC queried HCM ACC on the status of MH370, HCM ACC confirmed there was no radar contact at this time and no verbal communication was established. KL ACC relayed the information received from Malaysia Airlines Operations that the aircraft was in the Cambodian airspace. |
| 8. | 1807:47 UTC [0207:47 MYT] | HCM ACC queried for confirmation that MH370 was in Phnom Penh FIR as Phnom Penh did not have any information on MH370. KL ACC indicated it would check further with the supervisor. |
| 9. | 1812:15 UTC [0212:15 MYT] | KL ACC informed HCM ACC that there was no update on the status of MH370. |
| 10. | 1815 UTC [0215 MYT] | (No voice recording). Extracted from the Watch Supervisor Log Book: KL ATSC Watch Supervisor queried Malaysia Airlines Operations who informed that MH370 was able to exchange signals with the Flight Explorer. |
| 11. | 1818:50 UTC [0218:50 MYT] | KL ACC queried if the flight plan routing of MH370 was supposed to enter Cambodian airspace. HCM ACC confirmed that the planned route was only through the Vietnamese airspace. HCM ACC had checked and Cambodia had advised that it had no information or contact with MH370. HCM ACC confirmed earlier information that radar contact was lost after BITOD and radio contact was never established. KL ACC queried if HCM ACC was taking Radio Failure action, but the query didn’t seem to be understood by the personnel. HCM ACC suggested KL ACC to call Malaysia Airlines Operations and was advised that it had already been done. |
| 12. | 1833:59 UTC [0233:59 MYT] | KL ACC Radar Controller enquired with Malaysia Airlines Operations Centre about the communication status with MH370 but the personnel was unsure if the message went through successfully or not. Malaysia Airlines Operations Centre informed that the aircraft was still sending the movement message indicating it was somewhere in Vietnam and giving the last position as coordinates N14.90000 E109 15500 at time of 1833 UTC [0233 MYT]. |
| 13. | 1834:56 UTC [0234:56 MYT] | HCM ACC queried about the status of MH370 and was informed that the Watch Supervisor was talking to the Company at this time. |
| 14. | 1837:34 UTC [0237:34 MYT] | KL ACC informed HCM ACC that MH370 was still flying and that the aircraft was continuing to send position reports to the airline, and relayed to HCM ACC the latitude and longitude as advised by Malaysian Airlines Operations. |
| 15. | 1853:48 UTC [0253:48 MYT] | MH386 which was enroute from KLIA to Shanghai and within HCM FIR was requested by HCM ACC to try to establish contact with MH370 on Lumpur Radar radio frequency. KL ACC then requested MH386 to try on emergency frequencies as well. |
| 16. | 1930 UTC [0330 MYT] | (No voice recording) Extract from Watch Supervisor’s Log Book: MAS Operations Centre informed KL ACC that the flight tracker information was based on flight projection and was not reliable for aircraft positioning. |
| 17. | 1930:03 UTC [0330:03 MYT] | KL ACC queried if HCM ACC had checked with next FIR Hainan. |
| 18. | 1948:52 UTC [0348:52 MYT] | When KL ACC queried whether HCM ACC had checked with the Sanya FIR, HCM ACC informed KL ACC that there was no response until now. At 1956:13 UTC [0356:13 MYT] KL ACC queried Malaysia Airlines Operations for any latest information or contact with MH370. |
| 19. | 2025:22 UTC [0425:22 MYT] | HCM ACC Supervisor queried KL ACC on the last position that MH370 was in contact with KL ACC. |
| 20. | 2118:32 UTC [0518:32 MYT] | When HCM ACC queried for information on MH370, KL ACC also queried if any information had been received from Hong Kong or Beijing. |
| 21. | 2109:13 UTC [0509:13 MYT] | Singapore, on behalf of Hong Kong, enquired for information on MH370. |
| 22. | 2120:16 UTC [0520:16 MYT] | Capt. xxxx [name redacted] of MAS requested for information on MH370. He opined that based on known information, “MH370 never left Malaysian airspace”. |
| 23. | 2130 UTC [0530 MYT] | Watch Supervisor activated the Kuala Lumpur Aeronautical Rescue Coordination Centre (ARCC). |
| 24. | 2141:20 UTC [0541:20 MYT] | HCM ACC queried for any updates. |
| 25. | 2214:13 UTC [0614:13 MYT] | KL ACC queried HCM ACC if SAR was activated. |
| 26. | 2232 UTC [0632 MYT] | KL ARCC issued a DETRESFA message (Figure 1.18C [below]). |
cont… 243
- Chronology of ATC Activities after Notification by HCM ACC (cont…)
No. Time Activities 9. 1812:15 UTC KL ACC informed HCM ACC that there was no update on [0212:15 MYT] the status of MH370.
10. 1815 UTC (No recording). voice [0215 MYT] Extracted from the Watch Supervisor Log Book: KL ATSC Watch Supervisor queried Malaysia Airlines Operations who informed that MH370 was able to exchange signals with the Flight Explorer.
11. 1818:50 UTC KL ACC queried if the flight plan routing of MH370 was [0218:50 MYT] supposed to enter Cambodian airspace. HCM ACC confirmed that the planned route was only through the Vietnamese airspace. HCM ACC had checked and Cambodia had advised that it had no information or contact with MH370. HCM ACC confirmed earlier information that radar contact was lost after BITOD and radio contact was never established. KL ACC queried if HCM ACC was taking Radio Failure action, but the query didn’t seem to be understood by the personnel. HCM ACC suggested KL ACC to call Malaysia Airlines Operations and was advised that it had already been done.
12. 1833:59 UTC KL ACC Radar Controller enquired with Malaysia Airlines [0233:59 MYT] Operations Centre about the communication status with MH370 but the personnel was unsure if the message went through successfully or not. Malaysia Airlines Operations Centre informed that the aircraft was still sending the movement message indicating it was somewhere in Vietnam and giving the last position as coordinates N14.90000 E109 15500 at time of 1833 UTC [0233 MYT].
13. 1834:56 UTC HCM ACC queried about the status of MH370 and was [0234:56 MYT] informed that the Watch Supervisor was talking to the Company at this time.
- Chronology of ATC Activities after Notification by HCM ACC (cont…)
No. Time Activities 14. 1837:34 UTC KL ACC informed HCM ACC that MH370 was still flying and [0237:34 MYT] that the aircraft was continuing to send position reports to the airline, and relayed to HCM ACC the latitude and longitude as advised by Malaysian Airlines Operations.
15. 1853:48 UTC MH386 which was enroute from KLIA to Shanghai and [0253:48 MYT] within HCM FIR was requested by HCM ACC to try to establish contact with MH370 on Lumpur Radar radio frequency. KL ACC then requested MH386 to try on emergency frequencies as well.
16. 1930 UTC (No recording) voice [0330 MYT] Extract from Watch Supervisor’s Log Book: MAS Operations Centre informed KL ACC that the flight tracker information was based on flight projection and was not reliable for aircraft positioning.
KL ACC queried if HCM ACC had checked with next FIR 17. 1930:03 UTC Hainan. [0330:03 MYT] 18. 1948:52 UTC When KL ACC queried whether HCM ACC had checked [0348:52 MYT] with the Sanya FIR, HCM ACC informed KL ACC that there was no response until now. At 1956:13 UTC [0356:13 MYT] KL ACC queried Malaysia Airlines Operations for any latest information or contact with MH370.
19. 2025:22 UTC HCM ACC Supervisor queried KL ACC on the last position [0425:22 MYT] that MH370 was in contact with KL ACC.
20. 2118:32 UTC When HCM ACC queried for information on MH370, KL [0518:32 MYT] ACC also queried if any information had been received from Hong Kong or Beijing.
21. 2109:13 UTC Singapore, on behalf of Hong Kong, enquired for [0509:13 MYT] information on MH370.
- Chronology of ATC Activities after Notification by HCM ACC (cont…)
No. Time Activities 22. 2120:16 UTC Capt. of MAS requested for xxxx [name redacted] [0520:16 MYT] information on MH370. He opined that based on known information, “MH370 never left Malaysian airspace”.
23. 2130 UTC Watch Supervisor activated the Kuala Lumpur Aeronautical [0530 MYT] Rescue Coordination Centre (ARCC). 24. 2141:20 UTC HCM ACC queried for any updates. [0541:20 MYT] 25. 2214:13 UTC KL ACC queried HCM ACC if SAR was activated. [0614:13 MYT] 26. 2232 UTC KL ARCC issued a message DETRESFA [0632 MYT] (Figure [below]). 1.18C
- Activation of KL Aeronautical Rescue Coordination Centre
KL ARCC was activated at 2130 UTC [0530 MYT]. The DETRESFA message was disseminated via the AFTN at 2232 UTC [0632 MYT], 01 hour and 02 minutes later. No activity was recorded in the RCC Logbook between 2130 UTC [0530 MYT] and 2232 UTC [0632 MYT].
The Kuala Lumpur Aeronautical Rescue Co-ordination Centre, Standard Operating Procedure for Search and Rescue, page 11, para 3.1 stipulated: 247
“The search and Rescue Mission Co-ordinator (SMC) is the officer assigned to co-ordinate response to an actual or apparent distress situation.
In aeronautical search and rescue operations, the SMC is usually in the best position to assess the circumstances of a particular case, and to take whatever steps necessary to promote the safety of life and prevent further loss of property.
The SMC must use his/her best judgment in initiating and coordination operations to ensure use of the most suitable method of planning with least possible delay.
Initial Actions
On receipt of information regarding aircraft in difficulties normally from the Watch Supervisor in the ATCC, or from request of assistance from RSCs, MRCC (vessel or person - maritime distress) or from any adjacent RCCs and is aware that assistance is required the SMC shall act as follows:
- Activate the SAR operation room;
- Appraise the situation.
Continue to take the following actions if emergency situation involves civil aviation accident:
- Declare the Distress phase if not done yet by the Duty Watch Supervisor;
- Notify the SAR Chief and the SAR Co-ordinator (SC);
- Request Supervisor to recall SAR trained staff if deemed necessary;
- Initiate ARCC activation message;
- Assign specific position accordingly (SMC, ASMC… etc.);
NOTAM25 • Initiate actions;
25 NOTAM (Notice to Airmen) - A notice issued by, or with the authority of the State and containing information or instruction concerning the establishment, condition change in any aeronautical facility, service, procedure or hazard, the timely knowledge of which is essential to persons concerned with flight operations. NOTAM is distributed by AFTN. (Aeronautical Fixed Telecommunication Network). 248
RQS26 AIS27 • Initiate request from and weather report from Meteorological Office if not done yet by the Supervisor; • Obtain information of aircraft position if necessary by: - Information contained in the flight plan or notification; - Check all airports or possible alighting areas along the route of flight and within the possible flight range of the aircraft concerned;
- Notify other aircraft or agencies to attempt establishment of the aircraft’s position, informing them of all known frequencies, request for aircraft lookout made through the ATCC Watch Supervisor)
- Notify the Police, along the route of flight, and request them to verify alighting areas, or obtain information on the aircraft and its occupants; MRCC28 - Request to alert the vessels in the area if the flight is over or near water
- Ascertain the type of emergency equipment carried by the missing or distressed craft;
- When required, request Radar assistance for search from appropriate radar station or Radar Plot.
- Recorded Telephone Conversations
From the recorded telephone conversations between the KL ACC Radar Controller and MAS Operations Centre, the Radar Controller at 2123:18 UTC [0523:18 MYT] indicated that he would inform the Watch Supervisor to check on when was the last contact with MH370.
26 RQS - Request Supplementary Flight Plan. 27 AIS - Aeronautical Information Service. 28 Centre. MRCC - Maritime Rescue Coordination 249
- Watch Supervisor Air Traffic Services and Sector (3 & 5) Logbook
MATS Part 1 - Admin, page 1-1-7 para 1.7 for recording of entries in the logbook as follows:
- The time of entries shall be based on UTC and events recorded in a chronological order;
- Entries shall give sufficient details to give readers a full understanding of all actions taken; c) The time an incident occurred and the time at which each action was initiated shall be stated.
- Flight Progress Strip
The FPS (Figure below) of MH370 on 07 March 1.18D 2014.contains essential flight and control data and is the basic tool to enable Air Traffic Controllers to visualise the disposition of traffic within their area of responsibility including traffic arriving and departing an aerodrome, assess conflicts and control aircraft in a safe manner.
1 Figure 1.18D - Flight Progress Strip of MH370 on 07 March 2014
1.18.2 Aircraft Cargo Consignment
- Introduction
During the course of the investigation the Team visited and interviewed the relevant people in MAS at KLIA Sepang, Motorola Solutions Penang, MASkargo Sdn. Bhd. (MASkargo) Penang, NNR Global Logistic (M) Sdn. Bhd. Penang, Poh Seng Kian, Muar, Johore (supplier of mangosteen fruit), Freescale Semiconductor, Petaling Jaya, JHJ International Transportation Co. Ltd. Beijing, China (forwarding agent of Motorola Solutions China), Motorola Solutions China, TianJin, China and Beijing GuangChangMing Trading Co. Ltd. Beijing, China.
On 08 March 2014, MAS B777-200ER MH370 was on a scheduled flight from KLIA to Beijing, China. The aircraft was carrying 227 passengers with a tabulated passenger weight of 17,015 kg, baggage 3,324 kg, cargo 10,806 kg (gross weight) and Max Take- off Weight of 223,469 kg. All these are stipulated in the cargo manifest attached as 1.18H. Appendix
The lists of cargo, Airway Bill, Local Agent and Final Destination, are tabulated in (below). Table 1.18F
The cargo that had generated interest were:
- Lithium ion Batteries (Li-Ion) and Accessories - 2,453 kg; and
- Mangosteens - 4,566 kg.
No. COMPANY (MALAYSIA) AIRWAY BILL AGENT ITEMS WEIGHT . TRANSPORTER (nett) (MALAYSIA) 1. Grolier (M) SB Balakong 232-2009141 Kerry Logistics (M) Scholastic assorted 2,250 kg Selangor Subang Jaya, Selangor books
2. Motorola Solutions (M) 232-0677085 NNR Global Logistic Lithium Ion batteries- 2,453 kg Bayan Lepas Penang Batu Maung Penang walkie-talkie accessories & chargers
3. Panasonic Industrial 232-12022382 Panalpina Transport (M) Electrical parts 26 kg Devices Sales, MAS Cargo, KLIA, capacitors Shah Alam, Selangor 4. Freescale Semiconductor 232-12022404 Panalpina Transport (M) Vehicle electronic chips 6 kg Petaling Jaya, Selangor MAS Cargo, KLIA 5. Agilents Technologies 232-10664905 Kintetsu World Express Electronic measurements 646 kg Bayan Baru, Penang MAS Cargo Penang
6. Poh Seng Kian 232-12007306 Poh Seng Kian Fresh mangosteens 4,566 kg Muar, Johore Muar, Johore 7. Malaysian Express Worldwide, 232-11873632 Malaysian Express Courier materials 6 kg Subang Jaya Selangor Worldwide, - documents Subang Jaya, Selangor
Table 1.18F - List of Cargo on Board MH370
| No. . | COMPANY (MALAYSIA) | AIRWAY BILL | AGENT TRANSPORTER (MALAYSIA) | ITEMS | WEIGHT (nett) |
|---|---|---|---|---|---|
| 1. | Grolier (M) SB Balakong Selangor | 232-2009141 | Kerry Logistics (M) Subang Jaya, Selangor | Scholastic assorted books | 2,250 kg |
| 2. | Motorola Solutions (M) Bayan Lepas Penang | 232-0677085 | NNR Global Logistic Batu Maung Penang | Lithium Ion batteries- walkie-talkie accessories & chargers | 2,453 kg |
| 3. | Panasonic Industrial Devices Sales, Shah Alam, Selangor | 232-12022382 | Panalpina Transport (M) MAS Cargo, KLIA, | Electrical parts capacitors | 26 kg |
| 4. | Freescale Semiconductor Petaling Jaya, Selangor | 232-12022404 | Panalpina Transport (M) MAS Cargo, KLIA | Vehicle electronic chips | 6 kg |
| 5. | Agilents Technologies Bayan Baru, Penang | 232-10664905 | Kintetsu World Express MAS Cargo Penang | Electronic measurements | 646 kg |
| 6. | Poh Seng Kian Muar, Johore | 232-12007306 | Poh Seng Kian Muar, Johore | Fresh mangosteens | 4,566 kg |
| 7. | Malaysian Express Worldwide, Subang Jaya Selangor | 232-11873632 | Malaysian Express Worldwide, Subang Jaya, Selangor | Courier materials - documents | 6 kg |
- Lithium Ion Batteries
Li-Ion Batteries carried on MH370 were from Motorola Solution Penang. Of the total consignment of 2,453 kg, only 221 kg were Li- ion batteries, the rest were chargers and radio accessories.
The batteries were fabricated in the factory before being packed for export. (below) shows a raw single cell battery. Figure 1.18E
Figure 1.18E - Raw Single Cell Battery
The step-by-step process of fabricating 2 single cell batteries together to form a battery pack for shipment is shown in Figure (below). 1.18F
1 2
3 4
6 5
8 7
Figure 1.18F - Step-by-step Process of Fabricating 2 Single Cell Batteries to form a Battery Pack for Shipment 255
The Li-Ion batteries from Motorola Solutions Penang were assembled on 07 March 2014 before being packed, the built-up consigments placed on wooden pallets and delivered by the forwarding agent (NNR Global Logistic (M) Sdn. Bhd.) to MASkargo Penang and subsequently transported by MASkargo truck ‘MH6803’ to MAS Cargo Complex, KLIA, Sepang. The shipment did not go through security screening in Penang but was inspected physically by MASkargo personnel and went through Customs’ inspection and clearance before the truck was sealed and allowed to leave the Penang Cargo Complex.
The shipment arrived at KLIA Cargo Complex on the evening of 07 March 2014 before being loaded onto MH370 without going through additional security screening.
The Motorola Solutions consignments were loaded in the Aircraft at 90348C (47R) and PMC5871 (23L, 23R) as per Loading Instruction/Report. Illustration as shown in (below). Figure 1.18G
There were two (2) different models of Li-Ion battery consignment on MH370 on 08 March 2014:
- PMNN4073AR Li-ion batteries rated at 7.4V, 11.8Wh; and PMNN4081BRC Li-ion batteries rated at 7.4V, 11.1Wh.
Both of the batteries were not regulated as Dangerous Goods because the packing had adhered to the guidelines as per Lithium Battery Guidance Document (3. Section II - Packing Instructions 965-970). This document is based on the provisions set out in the 2013-2014 Edition of the ICAO Technical Instructions for Safe 55th Transport of Dangerous Goods by Air and the Edition of the IATA Dangerous Goods Regulations (DGR). The ICAO and IATA documents are as per Appendix 1.18I.
Figure 1.18G - Motorola Solutions Consignment Loading
The packing of the batteries by Motorola Solutions is shown in (below). Figure 1.18H
Picture 1 Picture 2 Picture 3
Picture 4 Picture 5 Picture 6
Figure 1.18H - Packing of Batteries by Motorola Solutions
Each Li-Ion battery was placed in a white window box (Picture 1 [above]) and two of these filled boxes were then placed in a brown box (Picture [above]) printed with Li-Ion battery warning shipping 2 information (Picture [above]). The brown box filled with two Li-Ion 3 batteries each was then packed into a larger box. Each box contained twenty-four Li-ion batteries (12 boxes x 2 = 24, Picture 4, [above]), sealed and weighed (Picture Figure 1.18H 5, Figure 1.18H [above]). All the sealed boxes were placed on a wooden pallet and the built-up consignment was wrapped with plastic and polystyrene sheets for protection (Picture [above]). They were 6, Figure 1.18H then scanned, with the number of batteries determined by means of weighing the boxes.
From January 2014 to May 2014 there were ninety-nine shipments of Li-ion Batteries on MAS flights to Beijing.
Refer Appendix 1.18J - List of Airways Bills.
- PMNN4073AR Li-ion batteries rated at 7.4V, 11.8Wh; and PMNN4081BRC Li-ion batteries rated at 7.4V, 11.1Wh.
- Mangosteen Fruits
The mangosteens on board MH370 on 08 March 2014 originated from Poh Seng Kian of No.79, 6¼ mile Kesang, 84000 Muar, Johore, Malaysia. About 2,500 kg of the fruit were harvested from Muar and the rest from Sumatra, Indonesia. Photographs of the mangosteen orchard and a typical mangosteen plant are shown as and (below) respectively. Figures 1.18I 1.18J
Figure 1.18I - Mangosteen Orchard in Muar, Figure 1.18J - Mangosteen Plant/Fruit Johor, Malaysia
The mangosteens were packed in plastic baskets of between 8 to 9 kg per basket with a piece of sponge soaked with water placed on top of the mangosteens to maintain their freshness (Figures 1.18K [below]). The packed mangosteens were then loaded on and 1.18L the trucks which proceeded to MASkargo Complex at KLIA, Sepang. At the complex, four ULD containers were provided by MASKargo staff to the forwarding agent. The forwarding agent then loaded the packed fruit into the ULD containers (Figure 1.18M [below]). The consignment was then inspected by the Federal Agriculture Marketing Authority (FAMA) of Malaysia. After obtaining the clearance, the forwarding agent handed over the consignments to the MAS loaders for loading into the aircraft.
Figure 1.18K - Plastic Baskets of Mangosteens
Figure 1.18L - Piece of Soaked Sponge placed on Top of Mangosteens
1. 2. 3. Crates of mangosteens MASkargo Perishable Unloading crates of ready for loading into ULD Warehouse m angosteens from plantation
4. 5. 6. Placing large plastic Loading crates of Filling up crates into ULD sheet in ULD before mangosteens into ULD . loading
7. Secured crates of 8. Another piece of plastic 9. ULD secured with mangosteens with sheet to cover ULD labels for uploading plastic sheets before into aircraft latching ULD cover. Figure 1.18M - Processing of Packed Crates of Mangosteens into ULD before Uploaded to Aircraft
Flight MH370 on 08 March 2014 carried four ULD containers of mangosteens - ULD AKE3497MH weighing 1,128 kg was placed at cargo bay 41L, ULD AKE90787MH weighing 1,152 kg at cargo bay 41F, ULD AKE3372MH weighing 1,148 kg at cargo bay 43L and ULD AKE8535MH weighing 1,138 kg at cargo bay 44L. The loading arrangement is shown in (below). Loading Figure 1.18N Instruction/Report is shown in the MH370 cargo manifest (Appendix 1.18H).
1 2 3 Nose of Aircraft
No. ULD WEIGHT (KG) POSITION 1 AKE3497MH 1,128 41F 2 AKE90787MH 1,152 41L
3 AKE3372MH 1,148 43L 4 AKE8535MH 1,138 44L
Figure 1.18N - Loading Arrangement of ULDs of Mangosteens
From January 2014 till May 2014 there were a total of eighty-five shipments of mangosteens to Beijing, China. The list of Airway Bills is shown in 1.18J. The combination of the two cargo Appendix shipments (Li-ion Batteries and mangosteens) carried together from January to May 2014 were thirty-six times (highlighted in red in Appendix 1.18J).
1.18.3 Crew and Passengers on Board MH370
- Total Number of Crew and Passengers
Table 1.18G – Total Number of Crew and Passengers on Board MH370
| Crew | Passengers | Total | |
|---|---|---|---|
| Flight | Cabin | ||
| 2 | 10 | 227 | 239 |
Crew Passengers Total Flight Cabin 2 10 227 239 Table 1.18G - Total Number of Crew and Passengers
- Nationalities of the Crew and Passengers
Table 1.18H – Breakdown of Crew and Passengers by Country/Nationality
| Countries | Crew | Passengers | Total | ||
|---|---|---|---|---|---|
| Flight | Cabin | ||||
| 1. | China | - | - | 153 | 153 |
| 2. | Malaysia | 2 | 10 | 38 | 50 |
| 3. | Indonesia | - | - | 7 | 7 |
| 4. | Australia | - | - | 6 | 6 |
| 5. | India | - | - | 5 | 5 |
| 6. | France | - | - | 4 | 4 |
| 7. | United States of America | - | - | 3 | 3 |
| 8. | Ukraine | - | - | 2 | 2 |
| 9. | Canada | - | - | 2 | 2 |
| 10. | New Zealand | - | - | 2 | 2 |
| 11. | Netherland | - | - | 1 | 1 |
| 12. | Russia | - | - | 1 | 1 |
| 13. | Chinese Taipei | - | - | 1 | 1 |
| 14. | Italy* (Iran) | - | - | 1 | 1 |
| 15. | Austria* (Iran) | - | - | 1 | 1 |
| Total | 2 | 10 | 227 | 239 |
Countries Crew Passengers Total Flight Cabin 1. China - - 153 153 2. Malaysia 2 10 38 50 3. Indonesia - - 7 7 4. Australia - - 6 6 5. India - - 5 5 6. France - - 4 4 7. United States - - 3 3 of America 8. Ukraine - - 2 2 9. Canada - - 2 2 10. New Zealand - - 2 2 11. Netherland - - 1 1 12. Russia - - 1 1 13. Chinese Taipei - - 1 1 14. Italy* - - 1 1 (Iran) 15. Austria* - - 1 1 (Iran) Total 2 10 227 239 Table 1.18H - Breakdown of Nationalities of Passengers
* Travelling on stolen passports and discovered to be Iranian citizen [below] (Figures 1.18V & W on Passengers’ Seating Positions).
- Crew
All the 12 crew (including the two pilots) were Malaysians.
- Passengers
A total of 227 passengers (including 3 children and 2 infants) were on board with the majority of them from China, followed by Malaysia and other citizens from different countries.
- Passengers’ Seating Positions
The aircraft was compartmentalised into 2 categories of seating, namely the business class with a total of 35 seats and the economy class with a total of 249 seats. Passengers from the 14 countries were seated throughout the aircraft from Row 1 to Row 41. (Figure [below]). 1.18O
A total of 10 passengers were seated in the Business Class in the front portion of the aircraft, from Row 1 to Row 4. (Figure [below]). 1.18P
In the middle portion of the aircraft, the Economy seating started from Row 11 to Row 27. A total of 127 passengers were seated in this middle portion of the aircraft. There were 2 children on seats 17F and 18F respectively (Figures 1.18Q, 1.18R, 1.18S [below]). and 1.18T
The rear portion of the aircraft accommodated 90 passengers from Row 29 to Row 41. 2 infants were on board accompanied by adults seated on seats 30E and 37D respectively. There was a child on seat 30H in the rear portion of the aircraft. (Figures [below]). 1.18U, 1.18V and 1.18W
Source: Royal Malaysia Police
Figure 1.18O - Passengers’ Seating Positions
Source: Royal Malaysia Police
Figure 1.18P - Passengers’ Seating Positions (Business Class)
Source: Royal Malaysia Police
Figure 1.18Q - Passengers’ Seating Positions (Economy Class - Seats 11, 12, 14 & 15)
Source: Royal Malaysia Police
Figure 1.18R - Passengers’ Seating Positions (Economy Class - Seats 16, 17, 18 & 19)
Source: Royal Malaysia Police
Figure 1.18S - Passengers’ Seating Positions (Economy Class - Seats 20, 21, 22 & 23)
Source: Royal Malaysia Police
Figure 1.18T - Passengers’ Seating Positions (Economy Class - Seats 24, 25, 26 & 27)
Source: Royal Malaysia Police
Figure 1.18U - Passengers’ Seating Positions (Economy Class - Seats 29, 30, 31 & 32)
Source: Royal Malaysia Police
Figure 1.18V - Passengers’ Seating Positions (Economy Class - Seats 33, 34, 35 & 36)
Source: Royal Malaysia Police
Figure 1.18W - Passengers’ Seating Positions (Economy Class - Seats 37, 38, 39, 40 & 41)
1.19 NEW INVESTIGATION TECHNIQUES
Not applicable.